123456789101112131415161819202122232425262728State of California Department of Business OversightMARY ANN SMITHDeputy Commissioner MIRANDA LEKANDERAssistant Chief Counsel TIMOTHY L Le BASState Bar No ID: 873033
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/Att;¬he; [/;ott;om ];/BBo;x [7; .58; 19;.410; 53;.54; 7; .28; ]/;Subt;ype ;/Foo;ter ;/Typ; /P; gin; tio;n 00;/Att;¬he; [/;ott;om ];/BBo;x [7; .58; 19;.410; 53;.54; 7; .28; ]/;Subt;ype ;/Foo;ter ;/Typ; /P; gin; tio;n 00;-1- ORDER SUSPENDINGRAVI GANJOO FROM ANY POSITION OF EMPLOYMENT, MANAGEMENT OR CONTROL OF ANY INVESTMENT ADVISER, BROKERDEALER OR COMMODITY ADVISER 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 18 19 20 21 22 23 24 25 26 27 28 State o f California - Department of Business Oversight MARY ANN SMITHDeputy Commissioner MIRANDA LEKANDERAssistant Chief Counsel TIMOTHY L. Le BAS(State Bar No. 135565) Senior Counsel ttorneys for Complainant BEFORE THE DEPARTMENT OF BUSINESS OVERSIGHTOF THE STATE OF CALIFORNIA In the Matter of: THE COMMISSIONER OF BUSINESS OVERSIGHT, ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) s.ORDER SUSPENDING RAVI GANJOO FROM ANY POSITION OF EMPLOYMENT, MANAGEMENT OR CONTROL OF ANY INVESTMENT ADVISER, BROKER ursuant to the Settlement Agreement entered into between the Commissioner of Business Oversight and RG Capital Management, LLC and Ravi Ganjoo on June 12, 2017, it is hereby orderedthat Ravi Ganjoo is suspended from any position of employment, management or control of ated: June 12, 2017 JAN LYNN OWENCommissioner of Business Oversight By _____________________________ MARY ANN SMITH Deputy Commissioner Enforcement Division