/
x0000x0000 xAttxachexd xBottxom xBBoxx 7x958x4 19x410x7 53x654x16 7 x0000x0000 xAttxachexd xBottxom xBBoxx 7x958x4 19x410x7 53x654x16 7

x0000x0000 xAttxachexd xBottxom xBBoxx 7x958x4 19x410x7 53x654x16 7 - PDF document

gabriella
gabriella . @gabriella
Follow
343 views
Uploaded On 2021-08-27

x0000x0000 xAttxachexd xBottxom xBBoxx 7x958x4 19x410x7 53x654x16 7 - PPT Presentation

123456789101112131415161819202122232425262728State of California Department of Business OversightMARY ANN SMITHDeputy Commissioner MIRANDA LEKANDERAssistant Chief Counsel TIMOTHY L Le BASState Bar No ID: 873033

oversight business management ganjoo business oversight ganjoo management commissioner state ravi adviser control position employment counsel att ann mary

Share:

Link:

Embed:

Download Presentation from below link

Download Pdf The PPT/PDF document "x0000x0000 xAttxachexd xBottxom xBBoxx 7..." is the property of its rightful owner. Permission is granted to download and print the materials on this web site for personal, non-commercial use only, and to display it on your personal computer provided you do not modify the materials and that you retain all copyright notices contained in the materials. By downloading content from our website, you accept the terms of this agreement.


Presentation Transcript

1 �� &#x/Att;¬he; [/
�� &#x/Att;¬he; [/; ott;&#xom ];&#x/BBo;&#xx [7; .58; 19;&#x.410; 53;.54; 7; .28; ]/;&#xSubt;&#xype ;&#x/Foo;&#xter ;&#x/Typ; /P; gin; tio;&#xn 00;&#x/Att;¬he; [/; ott;&#xom ];&#x/BBo;&#xx [7; .58; 19;&#x.410; 53;.54; 7; .28; ]/;&#xSubt;&#xype ;&#x/Foo;&#xter ;&#x/Typ; /P; gin; tio;&#xn 00;-1- ORDER SUSPENDINGRAVI GANJOO FROM ANY POSITION OF EMPLOYMENT, MANAGEMENT OR CONTROL OF ANY INVESTMENT ADVISER, BROKERDEALER OR COMMODITY ADVISER 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 18 19 20 21 22 23 24 25 26 27 28 State o f California - Department of Business Oversight MARY ANN SMITHDeputy Commissioner MIRANDA LEKANDERAssistant Chief Counsel TIMOTHY L. Le BAS(State Bar No. 135565) Senior Counsel ttorneys for Complainant BEFORE THE DEPARTMENT OF BUSINESS OVERSIGHTOF THE STATE OF CALIFORNIA In the Matter of: THE COMMISSIONER OF BUSINESS OVERSIGHT, ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) s.ORDER SUSPENDING RAVI GANJOO FROM ANY POSITION OF EMPLOYMENT, MANAGEMENT OR CONTROL OF ANY INVESTMENT ADVISER, BROKER ursuant to the Settlement Agreement entered into between the Commissioner of Business Oversight and RG Capital Management, LLC and Ravi Ganjoo on June 12, 2017, it is hereby orderedthat Ravi Ganjoo is suspended from any position of employment, management or control of ated: June 12, 2017 JAN LYNN OWENCommissioner of Business Oversight By _____________________________ MARY ANN SMITH Deputy Commissioner Enforcement Division

Related Contents


Next Show more