HONG KONG SECURITIES CLEARING COMPANY LIMITED - PDF document

1 香港中央結算有限公司 ( 香æ¸
香港中央結算有限公司 ( 香港交易及結算所有限公司全資附屬公司 HONG KONG SECURITIES CLEARING COMPANY LIMITED (A wholly - owned subsidiary of Hong Kong Exchanges and Clearing Limited) 䍉剃啌䄀刀 匀畢樀散琀㨀圀甀砀椠䈀楯汯最楣猀
䍡礀洀愀渀)⁉渀挀⸀(却漀挀欀⁃潤攀㨀倀爀潰漀猀慬昀⁓桡爀攀 匀甀戀搀楶楳楯渀湱畩爀礀䠀潴氀椀湥′㤷㤠㜱ㄱ洀愀楬㨀 挀氀敡爀椀湧灳䀀栀欀數⸀挀潭⸀栀欀 倀畲猀畡湴 琀漀 琀桥 猀桡爀攀 猀畢摩瘀椀猀椀潮灲潰潳慬 漀昀 圀畸椀 䈀椀潬潧椀挀猀 (䌀慹洀慮) 䤀湣⸀圀唀堀䤠䈀䥏 Ref. No.: 3242020 Date: 09 /2020 2 Share certificates representing shares of 1/120each (blue in colour) under stock code: (New).For deposits of both Ex

2 isting and SubdividedShare certificates
isting and SubdividedShare certificates of WUXI BIOunder the same stock code, CCASS Participants are requested to use separate Transfer Deeds and Stock Deposit Forms to cover the Existing and SubdividedShare certificates respectively.An example on how to complete the Stock Deposit Form in respect of deposits of Existing Shares is given as per Appendix III.(B)Withdrawal Arrangementith effect from 18 November 2020until1 December 2020, the CCASS Depository will only accept withdrawal of shares under the temporary stock code: 2963. If participants' holdings are recorded under stock code: , they should apply in writing to the CCASS Depository to convert their holdings to the temporary stock code: for the purpose of withdrawal.Upon acceptance of the withdrawal order, the CCASS Depository will effect delivery of either Existing Sh

3 are certificates representing shares of
are certificates representing shares of 0.000025each or SubdividedShare certificates representing shares of 1/120each subject to availability of the two types of share certificates.With effect from2 December 2020, the CCASS Depository will only accept withdrawal of Subdividedhares under the new stock code:2269. If participants' holdings are recorded under temporary stock code: , they should submit the Parallel Trading Conversion Instruction through CCASS Terminals to convert their holdings to the new stock code: 2269for the purpose of withdrawal.Detailed schedule for accepting deposits and withdrawals under stock code: or the temporary stock code: is given as per Appendix IWil TangVice PresidentDepository and Nominee Services 3 APPENDIX IWUXI BIOLOGICS (CAYMAN) INC.Corporate EventsSchedule of Stock Conversion Temporar

4 y Counter for Trading Stock Code 2
y Counter for Trading Stock Code 2963 ( Temp) Start of Parallel Trading Stock Code(New) Stock Code 2963 (Temp) End of Parallel Trading 16/11/2030/11/2018/12/20 17/11/20(day 27/11/20(day 01/12/20(day 22/12/20(day 30/12/20(day Conversion Cycle 1st CA nd 3rd CA th th Stock Conversion(Old) (Old) (New) (New) (New) HoldingYesYesYesYesYes PositionYes(CNS and IT) TransactionYes(SI, ISI & CSB)Yes(SI, ISI & CSB)Yes(SI, ISI & CSB)Yes(SI, ISI & CSB)Yes(SI, ISI & CSB) Conversion Ratio Note:(Old)Existing Shares of 0.000025eachtrading in board lots of 500shares(Temp)Temporary counter for trading in board lots of 1,500SubdividedShares(New)SubdividedSharesof 1/120000each trading in board lots of 500sharesCorporate ActionCNS PositionIT Positi

5 onSI TransactionISIISI TransactionCSB CS
onSI TransactionISIISI TransactionCSB CSB Transaction 4 APPENDIX IIWUXI BIOLOGICS (CAYMAN) INC.Schedule for accepting deposit and withdrawal under stock codes or 2963during the conversion cycle Acceptance period for 16/11/20 to 17/11/20 18/11/20 to 27/11/20 30/11/20 to 01/12/20 02/12/20 to 22/12/20 23/12/20 to 30/12/20 From 31/12/20 Onwards Deposit under stock code Yes No Yes Yes Yes Yes (Existing Share quantity) ( Subdivided Share certificate representing shares of 1/120 each ) ( Subdivided Share certificate representing shares of 1/120 each) ( Subdivided Share certificate representing shares of 1/120 each) Deposit under stock code YesYesYesYes Withdrawstock code YesYesYesYes Withdrawalstock code YesYes 5 APPENDIX IIIExample on how to complete a Stock Deposit Form in resp

6 ect of deposits of Existing Shares of 0.
ect of deposits of Existing Shares of 0.000025each of Wuxi Biologics (Cayman) Inc.on and afterthe effective date of share subdivision A CCASS Participant presents the following Existing Shares of 0.000025each of Wuxi Biologics (Cayman) Inc.to the CCASS Depository for depositon or after18 November 2020 Certificate Number Existing Share quantity printed on each certificate Existing Share quantity 0.000025 each) Subdivided Share quantity 1/120000 each) 41 123421,000 3,000 TOTAL:1,000 3,000 6 #Note:ExistingShare certificate representing sharesof 0.000025eachwill only be accepted for deposit for custody purpose under stock code: 2269(New) with effect from31 December 2020 ABC & CO B99999 Wuxi Biologics (Cayman) Inc. # 2269/2963 2 34 2 3 , 0 0 0 匠䄀⁍ 倠䰀⁅