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Open access – how and why? Open access – how and why?

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Open access – how and why? - PPT Presentation

Open Science unlock your research Uppsala November 23 2016 Aina Svensson Electronic Publishing Centre Uppsala University Library About us Electronic Publishing Centre EPC ID: 592855

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Slide1

Open access – how and why?

Open Science – unlock your researchUppsala, November 23, 2016Aina Svensson, Electronic Publishing CentreUppsala University LibrarySlide2

About us

Electronic Publishing Centre (EPC) has existed since 2000 and is part of Uppsala University Library.

We

are located in Carolina RedivivaSlide3

About us

What we do?We promote open access publishing and lead the development of DiVA. We

give

support to researchers and

staff on publishing issues.We handle the entire publication process for books and doctoral theses and give advice in graphic design.Slide4

Today’s

complex world of

scientific

publishing

Open Access

Open Science

Peer-

review

Open

peer-review

Self-

archiving

Open

Repositories

CC-BY-

license

Embargo

Impact

factor

Norwegian list of journals

DiVA

Evaluation

Citation

Altmetrics

Research data

ResearchGate

Grey zone OA-publishers

Preprint

Hybrid journals

APCs

Research funders

Policies

&

mandatesSlide5

1990

1995

2005

First

Open

Access

publisher

(

BioMed

Central)

Looking

back - 26

years

with

the Web!

2000

2010

Word

Wide Web (

www

)

(Tim Berners-Lee)

First

subscription-based

e

-journals

First

OA

”Mega-journal”

(Public

Library

of

Science - PLOS)

More

than

5000

OA journals

Printed

publications

have

been around for almost 550

years.

The

scientific

journal for

about

350

years

.

The web for 26

years.

Today

the

largest

scientific journal is an OA journal (PLOS ONE).

2015

ca 10 000

OA journals

The

concept ”Open Access” establishes

Open

repositories emerge(in Sweden DiVA and others)Slide6

Why Open Access?

Imagine this scenario: “You're the director of one of the world's largest medical research charities, and you receive notification from one of your funded investigators in Africa reporting some exciting progress toward the development of a vaccine for malaria. The work has just been published, so you log onto the Web to do a quick keyword search, and a link to the article is brought up on your screen.”Robert Terry, Welcome Trust

Terry R (2005) Funding the Way to Open Access.

PLoS

Biol 3(3): e97. doi:10.1371/journal.pbio.0030097Slide7

Why Open Access?

Access to

The Journal

of

Infectious

Diseases is restricted to registered institutional

and

individual

subscribers

.Slide8

Shortly after I defended my PhD thesis, I left academia to work in a biological museum. All articles previously available only a few clicks away,

were

gone.”Emil V. Nilsson, museum of Biotopia.

”Research

articles

have

disappeared

Reference

to the

the

article (in Swedish):Emil V. Nilsson, Forskningsartiklarna har försvunnit för mig, Tidningen Curie, VR,

2015-09-15. Slide9

Important to

considerWho are the readers – do they have access to your

research

findings

?Other researchers worldwidein the same disciplinein related disciplines

in places with restricted access

Academics

/

practitioners

outside

the University

p

ublic

authorities

, industry, health care centers etc. The public

Publicly

funded

research

should

be

freely

available

to

everybodySlide10

To summarize -

what is open access?Free availability of scientific publications on the InternetFree for

everyone

to read,

download, share – taking full account of the authors

’ copyright. Meaning …More

people

can

get access to

scientific

publications

.

Research

findings can be used to a larger extent.And

cited more!To make best

use of today’s technology

- to link, share and disseminate publications

on the Web!Slide11

Examples

:Wellcome Trust, 2005-National Institute of Health (NIH), 2008-European Research Council (ERC), 2008-Swedish Research Council (VR), 2010-Formas,

2010-

Riksbankens

Jubileumsfond (RJ), 2010-Knut och Alice Wallenberg Foundation, 2010-FORTE, 2012-Swedish Environmental Protection Agency, 2014-

Horizon 2020, European Commission, 2014-Horizon 2020 is the worlds

largest

investment on research and

innovation

,

with

about

80 billion euro

during

2014-2020.Complete list at:

http://www.sherpa.ac.uk/juliet/

Research funders with OA mandates Slide12

What it means

OA mandate from the Swedish Research Council (VR):Researcher must either publish results in an OA-journal, or archive the article in an openly searchable database immediately after, or within at least 6 months, of its publication in a traditional journal (12 months for hum-social sciences.

Applies

so far only to journal and conference articles

.Researchers receiving grants as of 2017 must publish with a so-called CC-BY-license, which enables

re-use

and new

use of research findings.

Slide13

Article with a CC-BY-

licenseThis work

is

distributed

under the Creative Commons Attribution 3.0 license.

Creative

Commons

– a non-profit

organization

http://www.creativecommons.org/licenses/Slide14

Research data – open science

Many funders also have requirements for research data.A

”data

management plan”

- a document outlining how the research data collected or generated, will be handled during and after

a research project. And if possible

make it

open

,

free

to access,

reuse and

redistribute (exception for sensitive data

).

To

increase research quality, transparency and scientific

progress.Data archives:Subject-specific archives/databases.

DiVA – Research data can be archived and published in DiVA.Slide15

National guidelines for OA?

The Swedish Research Council (VR) has produced a proposal for national guidelines for scientific publications and research data (as a commission in 2014 from the Government).Sweden will have a strategic objective for 2025.November 2016: We are waiting

for the research bill!Slide16

Research

results will be made available

in

open

access channels, wherever possible.

Open

Access at

Uppsala UniversitySlide17

How

does this affect publishers and researchers?The discussion is no longer about WHETHER open access should be promoted, but rather HOW it should be implemented.New options and different journal

models

.

How to publish open access - gold or green open access?Slide18

Scientific journals

Different models Subscription-based journals Hybrid journalsOpen access journalsIn common: peer-review!Slide19

Subscription-based journals

Articles available only to readers with subscriptions (usually at University campus).Copyright is transferred to the publisher/journal.Usually no general publishing

fees.

-

Exception for colour images etc.

Libraries/universities

pay

annually

for

access

to

articles

.

Slide20

Hybrid journals

Many subscription-based publishers have an option for authors to have their particular article made open (OA).For an additional fee (ca $ 3000 per article). Libraries

/

universities

pay for subscriptions AND researchers

pay per article for

wider

dissemination.

Which

means that we pay both to read and to

publish.Slide21

Open access journals

Articles are freely available without subscription costs.Authors retain copyright – free to reuse articles.Cover their

expenses:

Mainly through Article Processing Charges (APCs), sometimes sponsorship.

Research projects/funders, universities/libraries (OA-funds).Publishing fees vary: about $3000. Business model

: pay once

per

for

publishing.

Many

OA

advocates

would

like to

see

a

transition

of

costs –

from subscriptions to open access.Slide22

Supporting

Gold OA Discounts on publishing fees (APC:s) at UU:Supporter member

of

BioMed Central.Springer Compact: researchers at UU can publish

open access in Springer journals without additional charge.

Uppsala University

Library

also

supports a

few

other

OA services:

arXiv Supporter ContributionDOAJ (Directory of Open Access Journals)

The Open Library of Humanities

Check out

– more discounts

on APCs:

https://mp.uu.se/c/perm/link?p=1367619Slide23

Examples of OA journals/publishers

BioMed Central, Chemistry Central, Springer Open400+ journals, mainly in medicine,

biology

,

chemistryPLOS – Public Library of Science

7 journals; PLOS ONE (”mega-journal”)Hindawi Publishing Corporation

About

500 journals in science,

technology

and

medicine

Copernicus

28 journals;

geoscience

, civil

engineering

and Math/Data/

InformaticsPeerJ Biological

, medical

science. Mega-journal with

lower publication fees

.

Many ”traditional

” publishers start new OA journals: Nature

communicationsScientific

Reports (an OA mega-journal)

Find more OA journals in DOAJ – Directory of Open Access Journals

http

://doaj.org/Slide24

eLIFE

– an OA journal.

Collaboration

between

researchers and

three

large

research funders

;

HHMI, Max Planck and Wellcome Trust.

How

journals like Nature, Cell and Science

are

damaging science – Randy SchekmanSlide25

Grey zone OA publishers

Check before submitting a paper to an unknown journal: Is there adequate information about ownership? Which country? Clear information about the peer-review process Who is on the editorial board? Including full name and home universityAre the terms in their “License to publish” reasonable?Is there adequate contact information?

Members of OASPA (Open Access Scholarly Publishers Association

): http://oaspa.org/membership/members/

List of grey zone or predatory OA publishers: http://scholarlyoa.com/publishers/

Think-check-submit:

http://thinkchecksubmit.org

/

Slide26

Think Check SubmitSlide27

Check

impact factor in Journal Citation ReportsOr is the journal covered in the

Norwegian

list

of journalsSlide28

”Green OA”

Self-archiving (”parallell publication”):Publishing in a traditional subscription-based

journal and

self-archiving

in an open repository (e.g. DiVA). Which version?Usually the final peer-reviewed

manuscript, without the journal’s layout and pagination

(”the

accepted

author

version”).

Usually

there

is an embargo period.Slide29

Check the journal’s policy

SHERPA/RoMEO http://www.sherpa.ac.uk/romeo/Send an e-mail to diva-helpdesk@ub.uu.se Slide30

What is an ”accepted author

version”?Same content, different layoutThe author’s final manuscript of the article, accepted for publication (author’s post-print in SHERPA/

RoMEO

)

Includes revisions after peer reviewWhat

differs?The author version lacks the publisher’

s layout and pagination

Make

sure you save this

version – to comply with the Research Council’s requirements!

Final

manuscriptSlide31

Cover page

with

full

reference

and

link

to

the

reference

Cover page

Final manuscriptSlide32

Self-archived

article

in

DiVA

accepted

author

version –

accessible

for all

article

on journal

website

only

accessible

for

subscribers

Reference

i DiVA

and

other

search

tools

$Slide33

Digitala Vetenskapliga Arkivet

DiVA

consortium

DiVA is

used

by 44

universities

, public

authorities

, museums and research organisations.Slide34

44 DiVA

membersBlekinge Institute of Technology (BTH

)

Dalarna University

Ersta Sköndal University CollegeFMV, Swedish Defence Materiel Halmstad University

Jönköping UniversityKristianstad UniversityKarlstad UniversityLinköping UniversityLinnaeus UniversityMid Sweden University

Mälardalen University

Nationalmuseum

Nordic Council

of

Ministers

Nordic Museum

Red Cross University College

RISE – Research

Institutes of SwedenRoyal College of MusicRoyal Institute of

ArtRoyal Institute of TechnologySMHISophiahemmet University College

Stockholm School of EconomicsStockholm School of

Theology Stockholm UniversityStockholm University of the ArtsSwedish Environmental Protection

AgencySwedish Museum of Natural HistorySwedish National Defence CollegeSwedish Polar Research Secretariat

Södertörn UniversityThe Institute of

Language and FolkloreThe Nordic Africa InstituteThe Swedish Agency for Marine and Water ManagementThe Swedish National Road and Transport Research InstituteThe

Swedish School of Sport and Health SciencesUmeå UniversityUniversity

College of Arts Crafts and Design University of BoråsUniversity of

GävleUniversity of SkövdeUniversity WestUppsala UniversityÖrebro UniversitySlide35

Publications

available from DiVA portal - articles, dissertations,

reports

, journals,

conference papers, research data etc.

DiVA Portal

-275

000 full

texts

-47

milj

downloads

during

2016Slide36

Open

access

f

reely

available

publications

Dissemination

Long-term

preservation

, persistent

links

http://urn.kb.se/resolve?urn=urn:nbn:se:uu:diva-7490

D

igital

archiving

Profile

-

/

web pages at UU

e.g

. ”Medarbetarportalen”

SwePub

LIBRIS

essays.se,

dissertations.se

DRIVER/

OpenAIRE

Google

Scholar

etc.

Link

to

webshop

Evaluation

, statistics,

annual

reviews

E-

posting

doctoral

theses

How

DiVA is

used

Research dataSlide37

Open

Access to research data

(

example

from DiVA)Slide38

Research

results

are

often discussed

in social media – altmetrics score

available

from

DiVA (

articles

with

DOI)Slide39

Today’s

complex world of

scientific

publishing

Open Access

Open Science

Peer-

review

Open

peer-review

Self-

archiving

Open

Repositories

CC-BY-

license

Embargo

Impact

factor

Norwegian list of journals

DiVA

Evaluation

Citation

Altmetrics

Research data

ResearchGate

Grey zone OA-publishers

Preprint

Hybrid journals

APCs

Research funders

Policies

&

mandatesSlide40

Thank

you!

Welcome

to

contact us!DiVA and Open

access:diva-helpdesk@ub.uu.seThesis

production

, templates

avhandling@ub.uu.se

Read

more

about

Open Access and DiVA: https://mp.uu.se/c/perm/link?p=1323551

Aina Svensson, Electronic Publishing CentreUppsala University Library