Organometallics a Spectroscopic and Quantum Chemical Journey Nik Kaltsoyannis Department of Chemistry University College London Outline of presentation Story 1 Xray absorption spectroscopy of Ce ID: 789503
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Slide1
Oxidation State Ambiguity in f Element
Organometallics -
a Spectroscopic and Quantum Chemical Journey
Nik Kaltsoyannis
Department of Chemistry, University College London
Slide2Outline of presentation
Story 1: X-ray
absorption spectroscopy of Ce
compounds
Story 2: Gas-phase photoelectron spectroscopy of
CeCp
3
Story 3:
Multiconfigurational
quantum chemical calculations of M(COT)
2
(
COT =
8
-C
8
H
8
;
M =
Th
, Pa, U, Pu, Cm and Ce
)
Story 4:
Multiconfigurational
quantum chemical calculations of
CeCp
3 and CeCp3+ (Cp = 5-C5H5)
Ln(COT)
2 the “lanthanocenes”An(COT)2 the “actinocenes”
CeCp
3
Slide3Story 1: X-ray
absorption spectroscopy of Ce compounds
Slide4Qualitative molecular orbital diagram for M(COT)
2
M = f element
Slide5The traditional view of Ce(COT)
2
and Th(COT)
2
Ground state is
1
A
1g
with an electronic configuration e
2u
(
p
2
)
4
f
0
M(IV) and 2 x COT
2-
Correct description of Th(COT)
2
BUT NOT Ce(COT)
2
M. Dolg, P. Fulde, H. Stoll, H. Preuss, A. Chang and R. M. Pitzer
J. Chem. Phys.
195
(1995) 71
Slide6Dolg
et al.
’s view of Ce(COT)
2
Ground state is
1
A
1g
with
two
contributing electronic configurations e
2u
(
p
2
)
4
f
0
(20%) + e
2u
(
p
2
)
3
f
1
(80%)
Ce(III) and 2 x COT
1.5-
20%
80%
Slide7Can we test this experimentally (how do we measure oxidation state)?
N. M. Edelstein, P. G. Allen, J. J. Bucher, D. K. Shuh, C. D. Sofield, A. Sella, M. Russo, N. Kaltsoyannis and G. Maunder
J. Am. Chem. Soc.
118
(1996) 13115
X
-ray
A
bsorption
N
ear
E
dge
S
pectroscopy (XANES)
Ce K edge (1s electrons)
Need a variable energy light source capable of delivering c. 40 keV photons (Stanford Synchrotron)
Representative K-edge spectra of Ce compounds
CeO
2
(Ce(IV))
Slide8Ce K-edge XANES results
1
CeO
2
(solid)
8
Ce
2
(SO
4
)
3
(solid)
15
Ce(NO
3
)
3
(1.2 M HCl solution)
2
Ce(NH
4
)
4
(SO
4
)
4
.2H
2
O (solid)
9
CeSi
2 (solid)
3
Ce(NH
4
)
4
(SO
4
)
4
.2H
2
O (1.6 M HNO
3
soln.)
10
CeI
3
.(THF)
x
(THF soln.)
16
Ce[1,4(TMS)
2
C
8
H
6
]
2
(toluene soln.)
4
Ce(CH
3
C(O)CHC(O)CH
3
)
4
(toluene soln.)
11
Ce[(Me
3
C)
2
C
5
H
3
]
3
(toluene soln.)
17
Ce[1,3,6(TMS)
3
C
8
H
5
]
2
(toluene soln.)
5
CeCl
3
.6H
2
O (solid)
12
Ce
2
(SO
4
)
3
(1.6 M HNO
3
soln.)
18
Li{Ce[1,4(TMS)
2
C
8
H
6
]
2
}
(toluene soln.)
6
CeF
3
(solid)
13
Ce
2
(SO
4
)
3
(1.2 M HCl soln.)
19
K{Ce(C
8
H
8
)
2
}
(toluene soln.)
7
Ce
2
O
2
S (solid)
14
Ce(NO
3
)
3
(1.6 M HNO
3
soln.)
▼ Ce(IV) compounds
■
Ce(III) compounds
Substitued cerocenes
Ce(III) !!
Slide9H
He
Li
Be
B
C
N
O
F
Ne
Na
Mg
Al
Si
P
S
Cl
Ar
K
Ca
Sc
Ti
V
Cr
Mn
Fe
Co
Ni
Cu
Zn
Ga
Ge
As
Se
Br
Kr
Rb
Sr
Y
Zr
Nb
Mo
Tc
Ru
Rh
Pd
Ag
Cd
In
Sn
Sb
Te
I
Xe
Cs
Ba
La
Hf
Ta
W
Re
Os
Ir
Pt
Au
Hg
Tl
Pb
Bi
Po
At
Rn
Fr
Ra
Ac
Rf
Db
Sg
Bh
Hs
Mt
Ce
Pr
Nd
Pm
Sm
Eu
Gd
Tb
Dy
Ho
Er
Tm
Yb
Lu
Th
Pa
U
Np
Pu
Am
Cm
Bk
Cf
Es
Fm
Md
No
Lr
Increasing tendency toward lanthanide-like chemistry (An(III) dominant)
Are the ground states of the later
actinocenes
multiconfigurational
?
Need: high-level
ab initio
calculations (see story 3….)
Slide10Story 2: Gas-phase
photoelectron spectroscopy of CeCp
3
Slide11Gaseousmolecules
The experiment
UV or X-ray light
e
-
e
-
e
-
Measure kinetic energy of electrons and determine ionization energy as the difference between the energy of the incident light photons and the electrons’ kinetic energy
Direct probe of electronic energy levels
Slide12Compared with d-block complexes, very few lanthanide complexes have been studied in the gas phase,
because it is very hard to see f-based bands in spectra
Two main reasons
With
Ln(III) compounds ionizations from 4f orbitals come at similar ionization energies to those from ligand
orbitals
2. With photon energies given by discharge lamps 4f cross sections (ionization probabilities) are low
Slide13Ionization cross sections (ionization probabilities)
Delayed maximum
At photon energies accessible with a discharge lamp, 4f electrons have very low ionization cross sections
Slide14The “Elettra” synchrotron, Trieste, Italy
Slide15Photoelectron spectrum of CeCp
3
At low incident photon energies only ionizations from the
Cp
rings are
visible
Cp
p
Cp
p
Low ionization energy band (A) clearly visible BUT also a band just above 10 eV (D) showing f characteristics
Photoelectron spectrum of CeCp
3
(again)
Cp
p
Resonance structure is observed for bands A and D
i.e.
ionization of the single 4f electron gives rise to
two
cation states with f character
Are there really two f bands?
If the incident photon energy is sufficient to excite a Ce 4d core electron to a 4f orbital, a resonance will occur. Ionization of a 4f electron can borrow intensity from this transition and the ionization cross section can show a dramatic increase
tune h
n
to the 4d ionization energy…..
A (f)
B
C
D (f)
Cp
p
What the…..?
Assume neutral CeCp
3
has a ground state with the configuration
Lf
1
,
where L
represents the ligand electrons and f
1
is the single 4f electron
The matrix element governing the band intensity for f ionization is given by
where
is the free electron (g) wave
Note that
(a) L
e
represents a configuration with ligand electrons and no f electrons,
i.e.
Lf
0
and
(b) the ion states corresponding to bands A and D in the photoelectron spectrum must have
L
e
(Lf
0
)
as a contributing configuration
Slide19Assume that ionization of the f electron leads to ligand to metal charge transfer, generating a
cation
configuration with a hole in the ligand orbitals and a single Ce 4f electron,
i.e.
L
-1
f
1
(sound familiar….?)
If
Lf
0
and
L
-1
f
1
have the same symmetry, mixing of the two configurations can generate two states of CeCp
3
+
g
c
1
Lf
0
+ c2L-1f1) band A – ground state of CeCp3+ ec
3
Lf0 – c4L-1f
1) band D – excited state of CeCp3
+
Our suggestion was that the ground state of CeCp3
+ (formally Ce(IV)) is multiconfigurational, in a manner comparable with that of neutral Ce(COT)2
What the…..? (continued)
M.
Coreno
, M.
DeSimone
, J. C. Green, N. Kaltsoyannis, N.
Narband
and A. Sella,
Chemical Physics Letters
432
(2006) 17
Slide20Story 3:
Ab
initio
quantum chemical calculations of M(COT)
2
(
M =
Th
, Pa, U, Pu, Cm and Ce)
Slide21CASSCF/CASPT2 method
MOLCAS code
D
2h
point group
Basis sets: correlation consistent, all-electron, ANO (27s24p18d14f)/[10s9p7d5f] for An, (25s22p15d11f)/[9s8p5d4f] for Ce, VDZP for C and H
Scalar relativistic effects incorporated
via
2
nd
order Douglas-Kroll
Spin-orbit free and spin-orbit coupled calculations
Computational details
Slide22Active spaces
Partial ground state geometry optimisations performed with ((12+
n
),16) active spaces (
n
= 0 (
Ce
,
Th
), 1 (Pa) and 2 (U
)….)
Ground and excited states calculated with ((8+
n
),14) active spaces (
n
= 0 (Ce,
Th
), 1 (
Pa), 2
(U
)….)
For the partial geometry optimisations of the ground state of Pa(COT)
2
(13,16), 11,451,440 configurations were included
Slide23Results – Th(COT)
2
Ground state is the expected
1
A
g
(d
0
f
0
)
Metal-ring distance; 2.015
Å (
calc
), 2.004 Å (
expt
)
Two lowest energy singlet and triplet states of each D
2h
irrep
calculated (32
states)
Lowest energy dipole-allowed transition is to
1
B
1u
(d
σ1f0); 2.47 eV (calc), 2.76 eV (expt
– UV/Vis)Spin-orbit coupling makes essentially no difference to energy spectrum (<0.05 eV).
Slide24First excited states (Th(Cp'')3)Ground stateTh(COT)2 energy level diagram
Slide25Results – Pa(COT)
2
Ground state is a degenerate pair of spin-orbit free states
2
B
2u
/
2
B
3u
(d
0
f
f
1
)
Metal-ring distance; 1.969
Å (calc), 1.964 Å (“expt”, average of Th(COT)
2
and U(COT)
2
)
Two lowest energy doublet and quartet states of each D
2h
irrep calculated
Spin-orbit coupling makes a significant difference
Slide26Pa(COT)2 energy level diagram(no spin-orbit coupling)
Slide27The effect of spin-orbit coupling on the ground and lowest excited states of Pa(COT)
2
Slide28A comparison of the spin-orbit coupled Pa(COT)
2
energy levels (eV) with those from previous calculations
State
Symmetry
This work
Chang
et al.
a
Li & Bursten
b
1
E
5/2u
0
0
0
2
E
1/2u
0.003
0.166
0.049
3
E
3/2u
0.459
0.477
0.369
4
E
7/2u
0.584
0.362
0.379
5
E
1/2u
0.642
0.569
0.541
6
E
1/2g
0.880
0.925
0.685
7
E
3/2u
1.467
1.222
1.122
a
SOCI calculations using the experimental uranocene geometry (
1.924
Å)
b
DFT calculation using the PW91 exchange-correlation functional, using an optimised geometry with ring-metal separation of 1.975
Å
Slide29Results – U(COT)
2
Metal-ring distance; 1.944
Å (calc), 1.924 Å (expt)
Spin-orbit coupled ground state is E
3g
Dominant configuration of spin-orbit free state
Total spin of spin-orbit free state
This work
Chang
et al.
f
p
1
f
f
1
1
70.7
68.0
f
s
1
f
f
1
1
22.1
22.7
f
s
1
f
f
1
0
7.0
5.3
Slide30Results – U(COT)
2
Comparison of experimental (UV/Vis) excitation energies (eV) with calculation
Expt
This work
1.880
1.934
1.65
2.018
1.79
Both calculated transitions are principally
f
d
σ
in character
Slide31Results – Ce(COT)
2
Ground state is the expected
1
A
g
Metal-ring distance; 1.964
Å (calc), 1.969 Å (expt)
Lowest energy dipole-allowed transitions are to
1
B
1u
(d
0
f
σ
1
) and
1
B
2u
/
1
B
3u
(d
0
fp1); 2.47 eV (calc), 2.18 eV (expt – UV/Vis). Second dipole-allowed transition to 1B1u (d0fd
1); 2.93 eV (calc), 2.63 eV (expt)As with Th(COT)2, spin-orbit coupling makes essentially no difference to energy spectrum (<0.05 eV).
Slide32Ce(COT)2 energy level diagram
Slide33A look at the ground and first excited
1
A
g
states of Ce(COT)
2
58.1% f
0
, 23.4% f
d
1
, 8.7% f
d
2
84.6% f
d
1
, 6.2% f
d
2
Slide34How can we square this result with previous theory and experiment for Ce(COT)
2
?
(number of states in state-average)
Change in ground state energy
Single state total energy = -257724.60 eV
Experiment (XANES):
0.89
± 0.03
C.H. Booth, M.D. Walter, M. Daniel, W.W. Lukens and R.A. Andersen
Phys. Rev.
Lett
.
95
(2005) 267202
Ce(COT)
2
f electron occupancy
n
f
Calculation:
0.90
± 0.04
Slide36Configurational
admixture of Ce(COT)
2
ground state as a function of
n
s
Slide37Occupation (NOO) of the Ce(COT)
2
ground state natural orbitals as a function of
n
s
A. Kerridge, R. Coates and N. Kaltsoyannis
J. Phys. Chem. A
113
(2009)
2896
Slide38What about the actinides?
Occupation of the ground state e
2u
“f
” natural orbitals in An(COT)
2
Ce(COT)
2
= 0.216
A.
Kerridge and
N. Kaltsoyannis
J. Phys. Chem. A
113
(2009)
8737
Slide39Story 4:
Ab
initio
quantum chemical calculations of
CeCp
3
and CeCp
3
+
Slide40A (f)
B
C
D (f)
Cp
p
Recall the PE spectrum of CeCp
3
…..
Slide41Active spaces for CeCp
3
and CeCp
3
+
Inclusion of all 14 MOs too costly
(5,8) for CeCp
3
and (4,8) for CeCp
3
+
(4 a,
4
a)
Configurational
admixture of
CeCp
3
+
1
A
ground
state as a function of
n
s
Use natural orbitals and their occupations
NOOs of CeCp
3
2
A
ground state
Active space orbital
48a'
49a'
50a'
51a'
33a''
34a''
35a''
36a''
Occupation
1.967
0.001
0.027
0.005
1.966
0.029
0.005
1.000
Single
configurational
state
O
ne 4f-localised
NO
Slide44NOOs of CeCp
3
+
1
A
ground state
Active space orbital
48a'
49a'
50a'
51a'
33a''
34a''
35a''
36a''
Occupation
1.961
0.000
0.000
0.038
1.445
0.000
0.555
0
.000
Strongly multi-
configurational
state
No 4f-localised NO (as expected following 4f ionisation)
Energy relative to CeCp
3: 7.07 eV (band A in PE spectrum 6.77 eV)
Slide45NOOs of CeCp
3
+
fifth excited
1
A
and
1
A
states
Active space orbital
48a'
49a'
50a'
51a'
33a''
34a''
35a''
36a''
Occupation
1
A
1.509
1.000
0.001
0.490
0.963
0.000
0.000
0.037
Occupation 1
A0.985
1.0130.000
0.0021.473
0.000
0.526
0.001
Strongly multi-
configurational
states
No 4f-localised NO (as expected following 4f ionisation)
Energy relative to CeCp
3
: 10.00 and 10.17 eV (band D in PE spectrum 9.97 eV)
R. Coates, M.
Coreno
, M.
DiSimone
, J.C. Green, N. Kaltsoyannis, A. Kerridge, N.
Narband
and A. Sella
Dalton Trans.
(
2009)
5943
Slide46Conclusions - 1
Calculations (Dolg
et al.
) suggest that Ce(COT)
2
has a
multiconfigurational
ground state, with a dominant f
1
(Ce(III)) configuration. XANES results (us and Booth
et al.
)
appear
to support this
.
Variable
energy photoelectron spectroscopy of CeCp
3
reveals not one but two f bands during resonance; is the ground state of CeCp
3
+
multiconfigurational
?
CAS
calculations on An(COT)
2
(An =
Th
, Pa, U) yield results consistent with experiment and previous computational studies.CAS calculations on Ce(COT)2 produce excellent agreement with experiment for metal-ring separation, electronic excitation energies and f electron occupancy (nf).Total energy of Ce(COT)2 ground state, nf, the natural orbitals and their occupations are essentially invariant to the number of states included in the state-average.Description of ground state in terms of configurational admixture varies wildly as a function of state average configurational admixture not a reliable tool to describe the electronic structure of Ce(COT)2.
Slide47Conclusions - 2
Ce
(COT)
2
is best described as
Ce
(IV) system in which transfer of electron density from
ligand
to metal through occupation of bonding
orbitals
allows measures of the effective oxidation state to be lower than the
formal
+4 value, and indeed closer to +3 in certain cases.
Occupation of the ground state
e
2u
“f
” natural orbitals increases markedly across the actinide series, indicating that the
ground states of the later
actinocenes
are strongly
multiconfigurational
.
The ion states which give rise to bands A and D in the
photoelectron
spectrum
of
CeCp
3+ are strongly multiconfigurational, and do not possess a Ce 4f-localised natural orbital (i.e. they have the characteristics of f ionization).
Slide48And finally……
Slide49“The effective oxidation state of Ce in
cerocene
is intermediate between the formal Ce(IV) and Ce(III) situations. When interpreted as a Ce(IV) system the effective oxidation number is lowered toward III by strong orbital mixing, whereas when interpreted as a Ce(III) system a strong
configurational
mixing increases the effective oxidation number toward IV. The latter choice however is more compact since only two configurations…..are needed for building a sufficiently accurate zeroth-order
wavefunction
: the
cerocene
1
A
1g
ground state can be described as a…..mixture of about 70% 4f
1
p
3
and 30% 4f
0
p
4
.”
Slide50The without whom department
National Service for Computational Chemistry Software
Berkeley
Norm Edelstein
Pat Allen
Jerry Bucher
Dave Shuh
Chad Sofield
UCL
Andy Kerridge
Rosie Coates
Andrea
Sella
Maria-Rosa Russo
Graham
Maunder
Naima Narband
Oxford
Jenny Green
Trieste (Elettra)
Monica DiSimone
Marcello Coreno
Slide51