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Defects Chapter 6 1 2 IDEAL vs Reality 3 An ideal crystal can be described in terms a threedimensionally periodic arrangement of points called lattice and an atom or group of atoms associated with each lattice point called motif ID: 458625

slip dislocation crystal plane dislocation slip plane crystal edge line boundary surface grain vector vacancy screw burgers defect glide

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Slide1

Crystal DefectsChapter 6

1Slide2

2IDEALvs.

RealitySlide3

3An ideal crystal can be described in terms a three-dimensionally periodic arrangement of points called lattice and an atom or group of atoms associated with each lattice point called motif:

IDEAL Crystal

Crystal = Lattice +

Motif (basis)Slide4

Deviations from this ideality.

These deviations are known as crystal defects.

4

Real CrystalSlide5

Is a lattice finite or infinite?

Is a crystal finite or infinite?

Free surface: a 2D defect

5Slide6

Vacancy: A point defect

6Slide7

Defects Dimensionality Examples

Point 0 Vacancy

Line 1 Dislocation

Surface 2 Free surface,

Grain boundary

Stacking Fault

7Slide8

Point DefectsVacancy

8Slide9

There may be some vacant sites in a crystal

Surprising

Fact

There

must

be a certain fraction of vacant sites in a crystal in

equilibrium.

A Guess

Point Defects:

vacancy

9Slide10

What is the equilibrium concentration of vacancies?

Equilibrium?

A crystal with vacancies has a lower free energy

G

than a perfect crystal

Equilibrium means Minimum Gibbs free energy

G

at constant

T

and

P

10Slide11

1. Enthalpy H

2. Entropy

S

G

=

H

T

S

Gibbs Free Energy

G

=

E

+

PV

=k

ln

W

T

Absolute temperature

E

internal energy

P

pressure

V

volume

k

Boltzmann constant

W

number of microstates

11Slide12

Vacancy increases

H

of the crystal due to energy required to break bonds

D

H = n

D

H

f

12Slide13

Vacancy increases

S

of the crystal due to configurational entropy

13Slide14

Number of atoms: N

Increase in entropy

S

due to vacancies:

Number of vacacies:

n

Total number of sites:

N+n

The number of microstates:

Configurational entropy due to vacancy

14Slide15

Stirlings Approximation

N

ln

N!

N

ln

N

-

N

1 0

-

1

10 15.10 13.03

100 363.74 360.51

100!=933262154439441526816992388562667004907159682643816214685\

9296389521759999322991560894146397615651828625369792082

\

7223758251185210916864000000000000000000000000

15Slide16

16Slide17

D

G

=

D

H

-

T

D

S

n

eq

G

of a perfect crystal

Change in

G

of a crystal due to vacancy

n

D

G

D

H

-

T

D

S

Fig. 6.4

17Slide18

With

n

eq

<<N

Equilibrium concentration of vacancy

18Slide19

Al:

D

H

f

= 0.70 ev/vacancy

Ni:

D

H

f

= 1.74

ev/vacancy

n

/

N

0 K

300 K

900 K

Al

0

1.45x10

-

12

1.12x10

-

4

Ni

0

5.59x10

-

30

1.78x10

-10

19Slide20

Contribution of vacancy to thermal expansionIncrease in vacancy concentration increases the volume of a crystal

A vacancy adds a volume equal to the volume associated with an atom to the volume of the crystal

20Slide21

Contribution of vacancy to thermal expansionThus vacancy makes a small contribution to the thermal expansion of a crystal

Thermal expansion =

lattice parameter expansion

+

Increase in volume due to vacancy

21Slide22

Contribution of vacancy to thermal expansion

V=volume of crystal

v= volume associated with one atom

N=no. of sites

(atoms+vacancy)

Total expansion

Lattice parameter increase

vacancy

22Slide23

Experimental determination of n/N

Linear thermal expansion coefficient

Lattice parameter as a function of temperature

XRD

Problem 6.2

23Slide24

vacancy

Interstitial

impurity

Substitutional

impurity

Point Defects

24Slide25

Frenkel defect

Schottky defect

Defects in ionic solids

Cation vacancy

+

cation interstitial

Cation vacancy

+

anion vacancy

25Slide26

Line DefectsDislocations

26Slide27

Missing half plane

 A Defect

27Slide28

An extra half plane…

…or a missing half plane

28Slide29

What kind of defect is this?A line defect?

Or a planar defect?

29Slide30

Extra half plane

No extra plane!

30Slide31

Missing plane

No missing plane!!!

31Slide32

An extra half plane…

…or a missing half plane

Edge

Dislocation

32Slide33

If a plane ends abruptly inside a crystal we have a defect.

The whole of abruptly ending plane is not a defect

Only the edge of the plane can be considered as a defect

This is a

line defect

called an

EDGE DISLOCATION

33Slide34

Callister FIGURE 4.3

The atom positions around an edge dislocation; extra half-plane of atoms shown in perspective. (Adapted from A. G. Guy,

Essentials of Materials Science,

McGraw-Hill Book Company, New York, 1976, p. 153.)

34Slide35

1

2

3

4

5

6

7

8

9

1

2

3

4

5

6

7

8

9

35Slide36

1

2

3

4

5

6

7

8

9

1

2

3

4

5

6

7

8

9

36Slide37

1

2

3

4

5

6

7

8

9

1

2

3

4

5

6

7

8

9

slip

no slip

boundary

= edge dislocation

Slip plane

b

Burgers vector

37Slide38

Slip plane

slip

no slip

dislocation

b

t

Dislocation: slip/no slip boundary

b

: Burgers vector

magnitude and direction of the slip

t

: unit vector tangent to the dislocation line

38Slide39

Dislocation Line:A dislocation line is the boundary between slip and no slip regions of a crystal

Burgers vector:

The magnitude and the direction of the slip is represented by a vector

b

called the Burgers vector,

Line vector

A unit vector

t

tangent to the dislocation line is called a tangent vector or the line vector.

39Slide40

1

2

3

4

5

6

7

8

9

1

2

3

4

5

6

7

8

9

slip

no slip

Slip plane

b

Burgers vector

t

Line vector

Two ways to describe an EDGE DISLOCATION

1. Bottom edge of an extra half plane

2. Boundary between slip and no-slip regions of a slip plane

What is the relationship between the directions of

b

and

t

?

b

t

40Slide41

In general, there can be any angle between the Burgers vector b (magnitude and the direction of slip) and the line vector t (unit vector tangent to the dislocation line)

b

t

Edge dislocation

b



t

Screw dislocation

b

t

,

b



t

Mixed dislocation

41Slide42

Screw Dislocation Line

b

t

b || t

1

2

3

Screw Dislocation

Slip plane

slipped

unslipped

42Slide43

If b || tThen parallel planes

to the dislocation line lose their distinct identity and become one continuous spiral ramp

Hence the name SCREW DISLOCATION

43Slide44

Edge Dislocation

Screw Dislocation

Positive

Negative

Extra half plane

above

the slip plane

Extra half plane

below

the slip plane

Left-handed spiral ramp

Right-handed spiral ramp

b

parallel

to t

b

antiparallel

to t

44Slide45

Burgers vectorJohannes Martinus BURGERS

Burgers vector

Burger’s vector

45Slide46

1

2

7

6

5

4

3

8

9

1

8

2

3

4

5

6

7

9

10

11

12

13

1

2

3

4

5

6

7

8

9

1

8

2

3

4

5

6

7

9

10

11

12

13

A closed Burgers Circuit in an ideal crystal

S

F

14

15

16

14

15

16

46Slide47

1

2

7

6

5

4

3

8

9

1

8

2

3

4

5

6

7

9

10

11

12

13

14

15

1

2

3

4

5

6

7

9

1

2

3

4

5

6

8

7

9

10

11

12

13

14

15

8

16

S

b

16

RHFS convention

F

Map the same

Burgers circuit on a

real crystal

The Burgers circuit fails to close !!

47Slide48

A circuit which is closed in a perfect crystal fails to close in an imperfect crystal if its surface is pierced through a dislocation line

Such a circuit is called a Burgers circuit

The closure failure of the Burgers circuit is an indication of a presence of a dislocation piercing through the surface of the circuit and the Finish to Start vector is the Burgers vector of the dislocation line.

48Slide49

Those who can, do. Those who can’t, teach.G.B Shaw, Man and Superman

Happy Teacher’s DaySlide50

b is a lattice translation

b

If

b

is not a complete lattice translation then a surface defect will be created along with the line defect.

Surface defect

50Slide51

N+1 planes

N planes

Compression

Above the slip plane

Tension

Below the slip plane

Elastic strain field associated with an

edge dislocation

51Slide52

Line energy of a dislocation

Elastic energy per unit length of a dislocation line

 Shear modulus of the crystal

b Length of the Burgers vector

Unit: J m

1

52Slide53

Energy of a dislocation line is proportional to b2.

b

is a lattice translation

Thus dislocations with short b are preferred.

b

is the shortest lattice translation

53Slide54

b is the shortest lattice translation

FCC

DC

NaCl

SC

BCC

CsCl

54Slide55

A dislocation line cannot end abruptly inside a crystal

Slip plane

slip

no slip

slip

no slip

dislocation

b

Dislocation: slip/no slip boundary

Slip plane

55Slide56

A

B

A dislocation line cannot end abruptly inside a crystal

C

D

Q

P

Extra half plane ABCD

Bottom edge AB of the extra half plane is the edge dislocation line

What will happen if we remove the part PBCQ of the extra half plane??

56Slide57

A

P

Q

A dislocation line cannot end abruptly inside a crystal

It can end on a free surface

A

B

C

D

Q

P

Dislocation Line AB

Dislocation Line APQ

57Slide58

Grain 1

Grain 2

Grain

Boundary

Dislocation can end on a grain boundary

58Slide59

A dislocation loop

b

b

b

b

t

t

t

t

No slip

slip

The line vector

t

is always tangent to the dislocation line

The Burgers vector

b

is constant along a dislocation line

59Slide60

b

Cylindrical slip plane (surface)

Prismatic dislocation loop

Can a loop be entirely edge?

b

Example 6.2

60Slide61

t

t

t

b

2

b

3

b

1

Node

Dislocation node

b

1

+ b

2

+ b

3

= 0

b

1

b

2

b

3

61Slide62

A dislocation line cannot end abruptly inside a crystal

It can end on

Free surfaces

Grain boundaries

On other dislocations at a point called a node

On itself forming a loop

62Slide63

Slip planeThe plane containing both

b

and

t

is called the slip plane of a dislocation line.

An edge or a mixed dislocation has a unique slip plane

A screw dislocation does not have a unique slip plane.

Any plane passing through a screw dislocation is a possible slip plane

63Slide64

Dislocation MotionGlide (for edge, screw or mixed)

Cross-slip (for screw only)

Climb (or edge only)

64Slide65

Dislocation Motion: GlideGlide is a motion of a dislocation in its own slip plane.

All kinds of dislocations, edge, screw and mixed can glide.

65Slide66

Glide of

an Edge

Dislocation

66Slide67

Glide of

an Edge

Dislocation

crss

crss

crss is critical resolved shear stress on the slip plane in the direction of

b

.

67Slide68

Glide of

an Edge

Dislocation

crss

crss

crss is critical resolved shear stress on the slip plane in the direction of b.

68Slide69

Glide of

an Edge

Dislocation

crss

crss

crss is critical resolved shear stress on the slip plane in the direction of b.

69Slide70

Glide of

an Edge

Dislocation

crss

crss

crss is critical resolved shear stress on the slip plane in the direction of b.

70Slide71

Glide of

an Edge

Dislocation

crss

crss

Surface step, not a dislocation

A surface step of magnitudeb is created if a dislocation sweeps over the entire slip plane

71Slide72

slip

no slip

Dislocation

motion

Shear stress is in a direction perpendicular to the GLIDE motion of screw dislocation

t

b

72Slide73

Glide Motion and the Shear StressFor both edge and screw dislocations the glide motion is perpendicular to the dislocation line

The shear stress causing the motion is in the direction of motion for edge but perpendicular to it for screw dislocation

However, for edge and screw dislocations the shear stress is in the direction of

b

as this is the direction in which atoms move

73Slide74

1

2

3

b

Cross-slip of a screw dislocation

Change in slip plane of a screw dislocation is called cross-slip

Slip plane 1

Slip plane 2

74Slide75

Climb of an edge dislocationThe motion of an edge dislocation from its slip plane to an adjacent parallel slip plane is called

CLIMB

Obstacle

climb

glide

glide

Slip plane 1

Slip plane 2

1

2

3

4

?

75Slide76

Atomistic mechanism of climb

76Slide77

Climb of an edge dislocation

Climb up

Climb down

Half plane shrinks

Half plane stretches

Atoms move away from the edge to nearby vacancies

Atoms move toward the edge from nearby lattice sites

Vacancy

concentration

goes down

Vacancy

concentration

goes up

77Slide78

From Callister

Dislocations in a real crystal can form complex networks

78Slide79

http://www.tf.uni-kiel.de/matwis/amat/def_en/index.html

A nice diagram showing a variety of crystal defects

79Slide80

Surface Defects80Slide81

Surface DefectsExternal

Internal

Free surface

Grain boundary

Stacking fault

Twin boundary

Interphase boundary

Same phase

Different phases

81Slide82

External surface: Free surface

If bond are broken over an area A then two free surfaces of a total area 2A is created

Area A

Area A

Broken bonds

82Slide83

External surface: Free surface

If bond are broken over an area A then two free surfaces of a total area 2A is created

Area A

Area A

Broken bonds

n

A

=no. of surface atoms per unit area

n

B

=no. of broken bonds per surface atom

=bond energy per atom

Surface energy per unit area

83Slide84

What is the shape of a naturally grown salt crystal?

Why?

84Slide85

Surface energy is anisotropicSurface energy depends on the orientation, i.e., the Miller indices of the free surafce

n

A

, n

B

are different for different surfaces

Example 6.5 & Problem 6.16

85Slide86

Grain 1

Grain 2

Grain

Boundary

Internal surface: grain boundary

A grain boundary is a boundary between two regions of identical crystal structure but different orientation

86Slide87

Photomicrograph an iron chromium alloy. 100X.

Callister, Fig. 4.12

Optical Microscopy, Experiment 5

87Slide88

Grain Boundary: low and high angleOne grain orientation can be obtained by rotation of another grain across the grain boundary about an axis through an

angle

If the angle of rotation is high, it is called a high angle grain boundary

If the angle of rotation is low it is called a low angle grain boundary

88Slide89

Grain Boundary: tilt and twistOne grain orientation can be obtained by rotation of another grain about an

axis

through an angle

If the axis of rotation lies in the boundary plane it is called a

tilt boundary

If the angle of rotation is perpendicular to the boundary plane it is called

a twist boundary

89Slide90

Edge dislocation model of a small angle tilt boundary

Grain 1

Grain 2

Tilt boundary

A

B

C

2

h

b

A

B

C

Eqn. 6.7

Or approximately

90Slide91

Stacking faultC

B

A

C

B

A

CB

A

A

C

B

A

B

A

C

B

A

Stacking fault

FCC

FCC

HCP

91Slide92

Twin PlaneC

B

A

C

B

A

CB

A

C

B

A

C

A

B

C

A

B

C

BACBA

Twin plane92Slide93

Edge Dislocation

432 atoms

55 x 38 x 15 cm

3

93Slide94

Screw Dislocation

525 atoms

45 x 20 x 15 cm

3

94Slide95

Screw Dislocation (another view)

95Slide96

A dislocation cannot end abruptly inside a crystal

Burgers vector of a dislocation is constant

96Slide97

A

B

C

D

P

Q

L

720 atoms

45 x 39 x 30 cm

3

Front face: an edge dislocation enters

97Slide98

E

F

G

H

R

S

Back face: the edge dislocation does not come out !!

98Slide99

Schematic of the Dislocation Model

Edge dislocation

b

b

G

F

A

B

R

S

M

N

D

H

E

C

P

Q

L

Screw dislocation

99Slide100

A low-angle Symmetric Tilt Boundary

477 atoms

55 x 30 x 8 cm

3

100Slide101

R. PrasadDislocation Models for Classroom DemonstrationsConference on Perspectives in Physical Metallurgy and Materials Science

Indian Institute of Science, Bangalore

2001

101Slide102

MODELS OF DISLOCATIONS FOR CLASSROOM*** R. Prasad

Journal of Materials Education Vol. 25 (4-6): 113 - 118 (2003)

International Council of Materials Education

Paper is available on Web if you Google “

Dislocaton

Models”

102Slide103

A Prismatic Dislocation Loop

685 atoms

38 x 38 x 12 cm

3

103Slide104

Slip plane

Prismatic Dislocation loop

104Slide105

a

b

c

d

A Prismatic Dislocation Loop

Top View

105Slide106

 

                                                                                                                                                                                                                 

 

                                   

 

   

 

   

 

   

 

   

 

                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 

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