1 The Delegation Doctrine Just History So Far This played out during the mid1930s when Congress created several new agencies to fight the Depression The Switch in Time that Saved Nine 2 ID: 320091
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Slide1
Chapter 2
1Slide2
The Delegation Doctrine
Just History – So Far
This played out during the mid-1930s when Congress created several new agencies to fight the Depression
.
The Switch in Time that Saved Nine.
2Slide3
Learning Objectives – Delegation Doctrine
Why
did this become an issue in the 1930s?
What were the delegations that the Court was concerned with?
What would be the impact on government function if the court had persisted in finding delegations unconstitutional?
How did the court change its analysis of these cases to solve the delegation issue?
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What is the Delegation Doctrine Problem?
Can Congress delegate
legislative or judicial power to an executive branch agency?
The Constitution is silent on this issue.
The United States Supreme Court initially found such delegations to violate separation of powers and struck down several pieces of New Deal legislation.
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Shifting the Question
Did Congress sufficiently direct the agency in the law delegating the power so as to limit the agency’s actions to those that would not violate separation of powers?
The judicial review question:
Does the statute provide enough guidance for the court to review the agency actions to assure that they comply with Congressional intent?
The "intelligible principle" test.
This is all you need to know about the historySlide6
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"Intelligible Principle" - Rulemaking
If the legislature does not provide an "intelligible principle" to guide the court in reviewing agency action, the courts will strike down the agency action
Under the old version of the delegation doctrine, the law was unconstitutional without regard to whether there was sufficient guidance to the agency.
Now the court will review the law and look for a standard to review the agency’s actions.
In practice, the court does
not need to find much.Slide7
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What is an Intelligible Principle?
Specific guidance is best
Congress will provide very specific guidance if it wants to limit agency discretion - the ADA
General/ambiguous guidance is also usually OK
‘‘in the public interest"
Depends on whether context can provide meaning
We will explore this in the Chevron and FDA
cigarette
casesSlide8
8
Delegation Doctrine - Adjudications
Old test was public versus private rights
New Test (
Commodity Futures Trading
Commn
. v.
Schor
, 478 U.S. 833 (1986)
[1] “the extent to which the ‘essential attributes of judicial power’ are reserved to Article III courts, and
[2] conversely, the extent to which the non-Article III forum exercises the range of jurisdiction and powers normally vested only in Article III courts,
[3] the origins and importance of the right to be adjudicated, and
[4] the concerns that drove Congress to depart from the requirements of Article III.
Is the administrative law judge (ALJ) acting as an Article III judge?Slide9
Judicial Review as a Check on Delegated Powers
There
is a right of judicial review of rules to determine if the agency has the legal authority to issue them and if they properly
supported by the record.
There is a constitutional right to due process protections in adjudications, and usually a right to judicial review of the decision.
As we will see, Congress can limit judicial review in some circumstances.
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Practical Considerations
The court is very unwilling to find adjudications exceed constitutional authority under this test.
This may be because Congress has not passed laws which test the outer limits of agency authority
There are state law fights over this -
Wooley
There are limits on the transformation of criminal matters into agency adjudications
Traffic court can be civil, but only if there is no jail time
Large civil fines push the edge, especially if there are also criminal penalties for the same act
Administrative detentions are OK, but not for punishment
Tuberculosis, denial of bail, mental health commitments
Guantanamo Bay detentions are administrative