Michelle Sheehan John Williams amp Albertyna Paciorek Dept of Theoretical and Applied Linguistics Outline Basic alignments and a greementcase mismatches The nature of universals ID: 809889
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Slide1
Probing a typological gap: cognitive evidence for a nominative bias?
Michelle
Sheehan, John Williams, &
Albertyna
Paciorek
Dept
. of Theoretical and Applied
Linguistics
Slide2Outline
Basic alignments and
a
greement/case mismatchesThe nature of universalsArtificial language experimentsOur experimentThe resultsDiscussion
2
Slide3Case alignment
O= object, S = intransitive subject, A = transitive subject
Nominative (NOM)
: English (Germanic) (1) a.
She
is eating b. He is kissing her Ergative (ERG): Yup’ik (Eskimo-Aleut) – Bobaljik (1993: 3)(2) a. Qusngiq ner’ -uq. reindeer.ABS eat-INTR.3s ‘The reindeer is eating.’ b. Angute-m qusngiq ner-aa. man-ERG reindeer.ABS eat-TR.3s/3s ‘The man is eating (the) reindeer.’
S
S A O A O
Ergative Nominative
3
Slide4Nominative case + nominative agreement
Nominative case + nominative agreement
– Italian
(3) a. Noi torneremo dopo.
we.NOM
return.FUT.1PL later ‘We will come back later.’ b. Noi lo faremo we.NOM it.ACC do.FUT.1PL ‘We will do it.’ Case and agreement pattern together in many Indo-European languages. S A O4
Slide5Ergative case + ergative agreement
This is true also in many languages with ergative case.
In Hindi, the verb agrees with
absolutive arguments in perfective aspects.Ergative case + ergative agreeement- Hindi (perfective)(4) a. ciRyaa
uR
-ii
bird.F.SG.ABS fly-Perf.F.SG ‘The bird flew.’ b. raam-ne kele khariid-e haiN Ram-ERG bananas.MPL.ABS buy-PRF.MPL be.PRS. 3PL ‘Ram has bought the bananas.’ S A O
5
Slide6Ergative case + nominative agreement
But in some languages, case and agreement alignment do not match.
Ergative case + nominative agreement – Nepali (perfective aspect)
(5) a. ma ṭhag-
ĩ
-ẽ
1sg.abs cheat-pass-pst1sg ‘I was cheated.’ b. maile patrikā kin-ẽ 1sg.erg newspaper.abs buy-pst.1sg ‘I bought the newspaper in this store.’ [Nepali, adapted from Bickel & Yādava (2000: 348)]6
Slide7Unattested: nominative case + ergative agreement
Unattested
: nominative case
alignment and ergative agreement, as in the following invented version of Spanish:(6) a. Nosotros llegamos
tarde
we.NOM arrived.1PL late b. Nosotros los quieren we.NOM them.ACC want.3PL7
Slide8A potential universal
S
S
A O A OErgative Accusative8
If a language displays ergative agreement then it either has ergative case or no case (
Anderson 1977,
Moravcsik
1978, Corbett 2006, Woolford 2006).
Nominative
caseErgative
case
Nominative agreement
NOM-NOM
e.g.
Italian,
German, Hindi (perfective)
ERG-NOM
Chukchi,
Nias
,
Walmatjari
,
Nepali (imperfective)
Ergative
agreement
NOM-ERG
(unattested)
ERG-ERG
Basque,
Archi
, Hindi (imperfective)
Slide9The nature of universals
Many people have observed this universal and various formal analyses have been given of it (see
Woolford
2006, Bobaljik 2008, Sheehan 2013, Baker in press).Evidence of a default ‘nominative bias’ in agreement’?But how can we be sure it is not just an historical accident (see Newmeyer 2005)?The numbers of languages with case/agreement mismatch are quite small, so it could just be an effect of sampling.Is there a difference in learnability? One way to test this: artificial language experiments (especially implicit learning experiments)
9
Slide10Semi-artificial language experiments
English lexis plus novel grammatical morphemes and word orders. Incidental and (in some cases implicit) learning of:
Article-noun agreement rules, e.g. “I could hear the sound of
ul monkey in the tree”, “I could hear the clattering of ro plates in the kitchen” (Williams, 2005; Leung & Williams, 2011, 2012)German word order patterns, e.g. “Since his parents groceries needed, purchased David everything necessary” (Rebuschat & Williams, 2011)Japanese word order patterns, e.g. “John-ga Mary-
ni
book-o gave”, “Book-o John-
ga Mary-ni gave” (Williams & Kuribara, 2008)10
Slide11Our Experiment: Phase 1
11
Nominative
caseErgative
case
Nominative agreement
NOM-NOMe.g. Italian, German, Hindi (perfective)ERG-NOMChukchi, Nias, Walmatjari, Nepali (imperfective)Ergative agreementNOM-ERG(unattested)ERG-ERGBasque, Archi, Hindi (imperfective)Participants are adult native speakers of English
Slide12Our experiment: The ERG-ERG language
Ergative case, Ergative agreement (ERG-ERG)
ku
-youths pa-swing broke-opa-bombs ne-field exploded-i
-o = singular, -
i
= plural12
Slide13Our experiment: The ERG-ERG language
Ergative case
, Ergative agreement
(ERG-ERG)ku-youths pa-swing broke-opa-
bombs
ne-
field exploded-i-o = singular, -i = plural13
Slide14Our experiment: The ERG-ERG language
Ergative case,
Ergative agreement
(ERG/ERG)ku-youths pa-swing broke-opa-
bombs
ne-field exploded-i-o = singular, -i = plural14
Slide15Our experiment: The NOM-ERG language
Nominative case
, Ergative agreement
(NOM-ERG)ku-youths pa-swing broke-oku
-bombs
ne-
field exploded-i-o = singular, -i = plural15
Slide16Our experiment: The ERG-ERG language
Nominative case,
Ergative agreement
(NOM-ERG)ku-youths pa-swing broke-oku-bombs
ne-
field
exploded-i-o = singular, -i = plural16
Slide17Example items
ERG-ERG
NOM-ERG
ku-banker pa-accounts activated-i
ku
-pilots pa-plane flew-o
pa-seeds ku-peasant scattered-ipa-elephant ku-tourists admired-oku-banker pa-accounts activated-iku-pilots pa-plane flew-opa-seeds ku-peasant scattered-ipa-elephant ku-tourists admired-opa-girls ne-playground laughed-ipa-bomb ne-fields exploded-one-field pa-crops grew-ine-streets pa-boy played-oku-girls ne-playground laughed-iku-bomb ne-fields exploded-one-field ku-crops grew-ine-streets ku-boy played-o17
Slide18Example items
ERG-ERG
NOM-ERG
ku-banker pa-accounts activated-i
ku
-pilots pa-plane flew-o
pa-seeds ku-peasant scattered-ipa-elephant ku-tourists admired-oku-banker pa-accounts activated-iku-pilots pa-plane flew-opa-seeds ku-peasant scattered-ipa-elephant ku-tourists admired-opa-girls ne-playground laughed-ipa-bomb ne-fields exploded-one-field pa-crops grew-ine-streets pa-boy played-oku-girls ne-playground laughed-iku-bomb ne-fields exploded-one-field ku-crops grew-ine-streets ku-boy played-o18
Slide19Instructions
In
this experiment you will see sentences that follow the grammar of a foreign language, call it "Language X".
To make it easier, English words will be used throughout, but they will have the grammatical markers and word order of Language X.All verbs in Language X end in either -o to mark 'singular', or -i to mark 'plural'.e.g. kick-o has the singular markerand kick-i has the plural marker
19
Slide20Experiment 1.Procedure: Short-term memory task
20
Slide21The youths broke the swing
21
Slide22ku-youths
22
Slide23pa-swing
23
Slide24broke-o
24
Slide25-youths
ku
ne pa
25
Slide26-swing
ku
ne pa
26
Slide27broke-
-o -
i
27
Slide28ku-youths pa-swing broke-o
28
Slide29The girl danced at the parties
29
Slide30ne-party
30
Slide31pa-girls
31
Slide32danced-i
32
Slide33-party
ku
ne pa
33
Slide34-girls
ku
ne pa
34
Slide35danced-
-o -
i
35
Slide36ne-party pa-girls danced-i
36
Slide37Dependent variable: verb inflection recall
ERG-ERG
NOM-ERG
ku-banker pa-accounts
activated-
i
ku-pilots pa-plane flew-opa-seeds ku-peasant scattered-ipa-elephant ku-tourists admired-oku-banker pa-accounts activated-iku-pilots pa-plane flew-opa-seeds ku-peasant scattered-ipa-elephant ku-tourists admired-opa-girls ne-playground laughed-ipa-bomb ne-fields exploded-one-field pa-crops grew-ine-streets pa-boy played-oku-girls ne-playground
laughed-iku
-bomb ne-fields exploded-one-field ku-crops grew-
ine-streets ku-boy played-o
3744 items per language
Slide38Dependent variable: verb inflection recall
ERG-ERG
NOM-ERG
ku-banker pa-accounts
activated-
i
ku-pilots pa-plane flew-opa-seeds ku-peasant scattered-ipa-elephant ku-tourists admired-oku-banker pa-accounts activated-iku-pilots pa-plane flew-opa-seeds ku-peasant scattered-ipa-elephant ku-tourists admired-opa-girls ne-playground laughed-ipa-bomb ne-fields exploded-one-field pa-crops grew-ine-streets pa-boy played-oku-girls ne-playground
laughed-iku
-bomb ne-fields exploded-one-field ku-crops grew-
ine-streets ku-boy played-o
Students from MML and English facultiesAwareness of verb agreement pattern assessed in post-experiment questionnaire
28/53 UNAWARE participants (53%)24/36 UNAWARE participants (67%)
38
Slide39Experiment 1 results
Main effect of language, F(1,50) = 6.68, p < 0.05
39
Main effect of Language, F < 1.0, not sig.
Slide40ku-banker pa-accounts
activated-
i
pa/ku-girls ne-playground laughed-i
40
Unaware only
Slide41Experiment 2
Procedure: Short-term and medium-term memory task with rule search
Instruction: As you do the memory task, try to work out how the language works
Blocks 1 – 4: Short-term recall task (as in Experiment 1)Blocks 5 – 8: Medium term recall, i.e.
Sentence 1 presentation
Sentence 2 presentation
Sentence 1 case marker and inflection recallSentence 2 case marker and inflection recall41
Slide42Experiment 2
Participants:
ERG-ERG language, n = 15
NOM-ERG language, n = 16Drawn from MML and English faculties (no linguists)
42
Slide43Experiment 2 results
Main effect of Language over B2 – B4, F(1,29) = 5.59, p < 0.05
Immediate recall
d
elayed recall
43
Slide4444
Slide45Post-test procedure
45
Slide46The mechanic repaired the engines
46
Slide47-mechanic
ku
ne pa
47
Slide48-engines
ku
ne pa
48
Slide49repaired-
-o -
i
49
Slide50Post-test results
50
Slide51Correlation between recall errors and post-test accuracy
p
< 0.05
51
Slide52Discussion
Four potential hypotheses to explain participant
behaviour
:L1 transferGeneral nominative biasPreference for case/agreement matchUG ban on NOM-ERGA cognitive explanation for (3):
consistency of association between verb agreement and case marking
.
How can we choose between (3) and (4)? 52
Slide53Example items
ERG-ERG
NOM-ERG
ku-banker
pa-accounts
activated-
iku-pilots pa-plane flew-opa-seeds ku-peasant scattered-ipa-elephant ku-tourists admired-oku-banker pa-accounts activated-iku-pilots pa-plane flew-opa-seeds ku-peasant scattered-ipa-elephant ku-tourists admired-opa-girls ne-playground laughed-ipa-bomb ne-fields exploded-one-field pa-crops grew-i
ne-streets pa-boy played-o
ku-girls ne-playground laughed-i
ku-bomb ne-fields exploded-one-field ku-crops grew-
ine-streets ku-boy played-o53
Slide54Example items
ERG-ERG
NOM-ERG
ku-banker
pa-accounts
activated-
iku-pilots pa-plane flew-opa-seeds ku-peasant scattered-ipa-elephant ku-tourists admired-oku-banker pa-accounts activated-iku-pilots pa-plane flew-opa-seeds ku-peasant scattered-ipa-elephant ku-tourists admired-opa-girls ne-playground laughed-ipa-bomb ne-fields exploded-one-field pa-crops grew-i
ne-streets pa-boy played-o
ku-girls ne-playground laughed-i
ku-bomb ne-fields exploded-one-field
ku-crops grew-ine-streets ku-boy played-o
54
Slide55Discussion
Four potential hypotheses to explain participant
behaviour
:L1 transferGeneral nominative biasPreference for case/agreement matchUG ban on NOM-ERGA cognitive explanation for (3):
consistency of association between verb agreement and case marking
.
How can we choose between (3) and (4)? 55
Slide56Further experimentParticipants: Basque-Spanish bilinguals
Controls for L1 bias
Test all four combinations on same speakers
NOM caseERG case
NOM agreement
NOM-NOM
ERG-NOMERG agreement*NOM-ERGERG-ERG56
Slide57Predictions
L1 transfer
General nominative bias
Preference for case/agreement matchUG ban on NOM-ERGPrediction if (3) is explanation: NOM-NOM and ERG-ERG better than ERG-NOM and NOM-ERG. No difference between ERG-NOM and NOM-ERG.Prediction if (4) also holds: difference in learnability of ERG-NOM and NOM-ERG.
57
Slide5858
Thank you for listening!
Thanks to the Cambridge
Humanities Research Grants Scheme for funding
Slide59References
Anderson
,
Stephen. 1977. On the mechanisms by which languages become ergative. In Mechanisms of Syntactic Change, ed., C. Li, 317-363. Texas: University of Texas Press.Baker, Mark C. In press. Case: Its Principles and its Parameters. Cambridge: CUP. Bickel, Balthasar and Yādava
,
Yogendra
. 2000. A fresh look at grammatical relations in Indo-Aryan. Lingua 110 (5): 343-373.Bobaljik, Johnathon. 1993. On ergativity and ergative unergatives. In Papers on Case and Agreement II, ed. Collin Phillips, 45-88. Cambridge, Mass.: MITWPL. Bobaljik, Johnathon. 2008. Where's Phi? Agreement as a Post-Syntactic Operation. In Phi-Theory: Phi Features Across Interfaces and Modules eds., D. Harbour, D. Adger, and S. Béjar, 295-328. Oxford: Oxford University Press.59
Slide60References (cont.)
Corbett
,
Greville G. 2006. Agreement. Cambridge: Cambridge University Press.Moravcsik, Edith A. 1978. On the distribution of ergative accusative patterns. Lingua 45: 233-279.Newmeyer, Frederick. 2005. Against a parameter-setting approach to typological variation. Linguistic Variation Yearbook 4:181 - 234.
Sheehan
, Michelle. 2013. Towards a parameter hierarchy for alignment. To appear in the
Proceedings of WCCFL 31. Cascadilla Press. Available at: http://ling.auf.net/lingbuzz/001787Woolford, Ellen. 2006. Case-Agreement Mismatches. In Agreement Systems, ed. Cedric Boeckx, 299-316. Amsterdam: John Benjamins.60