/
Department of Metallurgical and Materials Engineering Department of Metallurgical and Materials Engineering

Department of Metallurgical and Materials Engineering - PDF document

alida-meadow
alida-meadow . @alida-meadow
Follow
430 views
Uploaded On 2015-09-04

Department of Metallurgical and Materials Engineering - PPT Presentation

About The Department The Department of Metallurgical and Materials Engineering was established in 1963 and has BTech MTech and PhD Programmes The Departmen t has a vision to develop as a prem ID: 121583

About The Department The Department

Share:

Link:

Embed:

Download Presentation from below link

Download Pdf The PPT/PDF document "Department of Metallurgical and Material..." is the property of its rightful owner. Permission is granted to download and print the materials on this web site for personal, non-commercial use only, and to display it on your personal computer provided you do not modify the materials and that you retain all copyright notices contained in the materials. By downloading content from our website, you accept the terms of this agreement.


Presentation Transcript

ĞƉĂƌƚŵĞŶƚ ŽĨ DĞƚĂůůƵƌŐŝĐĂů Ă ŶĚ DĂƚĞƌŝĂůƐ ŶŐŝŶĞĞƌŝŶŐ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ƌĞĂƐ ŽĨ džƉĞƌƚŝƐĞ  ,ŝŐŚ dĞŵƉĞƌĂƚƵƌĞ ĞĨŽƌŵĂƚŝŽŶ  &ĂƚŝŐƵĞ ĂŶĚ &ƌĂĐƚƵƌĞ DĞĐŚĂŶŝĐƐ  :ŽŝŶŝŶŐ ŽĨ DĂƚĞƌŝĂůƐ  WŚLJƐŝĐĂů ĂŶĚ džƚƌĂĐƚŝǀĞ DĞƚĂůůƵƌŐLJ  ĞƌĂŵŝĐƐ ĂŶĚ DĞƚĂů DĂƚƌŝdž ŽŵƉŽƐŝƚĞ  ŽƌƌŽƐŝŽŶ  DĂƚĞƌŝĂůƐ ŶŐŝŶĞĞƌŝŶŐ  WŽǁĚĞƌ DĞƚĂůůƵƌŐLJ  ƌLJƐƚĂůůŽŐƌĂƉŚŝĐ dĞdžƚƵƌĞ  ůůŽLJ ĞƐŝŐŶ ĂŶĚ ĞǀĞůŽƉŵĞŶƚ  EĂŶŽŵĂƚĞƌŝĂůƐ  tĞůĚŝŶŐ DĞƚĂůůƵƌŐLJ  ŶĞƌŐLJ ^ƚŽƌĂŐĞ DĂƚĞƌŝĂůƐ  &ƌŝĐƚŝŽŶ Ɛƚŝƌ WƌŽĐĞƐƐŝŶŐ ĂŶĚ ^ƵƉĞƌƉůĂƐƚŝĐ ĨŽƌŵŝŶŐ  ŝŽŵĂƚĞƌŝĂůƐ ĂŶĚ dŝƐƐƵĞ ŶŐŝŶĞĞƌŝŶŐ  ůĞĐƚƌŽŶŝĐ DĂƚĞƌŝĂůƐ  ^ƚƌƵĐƚƵƌĂů ĞƌĂŵŝĐƐ ĂŶĚ dƌŝďŽůŽŐLJ >ĂďŽƌĂƚŽƌŝĞƐ  ^ƉĂƌŬ WůĂƐŵĂ ^ŝŶƚĞƌŝŶŐ ůĂďŽƌĂƚŽƌLJ  DĂƚĞƌŝĂůƐ ŚĂƌĂĐƚĞƌŝnjĂƚŝŽŶ ůĂďŽƌĂƚŽƌLJ  DĂƚĞƌŝĂůƐ dĞƐƚŝŶŐ ůĂďŽƌĂƚŽƌLJ  DĞƚĂůůŽŐƌĂƉŚLJ ůĂďŽƌĂƚŽƌLJ  ŽƌƌŽƐŝŽŶ ůĂďŽƌĂƚŽƌLJ  &ŽƵŶĚĂƌLJ ůĂďŽƌĂƚŽƌLJ  ĞƌĂŵŝĐ ůĂďŽƌĂƚŽƌLJ  ŶĞƌŐLJ DĂƚĞƌŝĂůƐ ůĂďŽƌĂƚŽƌLJ  DĞƚĂů &ŽƌŵŝŶŐ ůĂďŽƌĂƚŽƌLJ  &ĂƚŝŐƵĞ ůĂďŽƌĂƚŽƌLJ  ŽŵƉŽƐŝƚĞ ĂŶĚ ĞůůƵůĂƌ DĂƚĞƌŝĂůƐ ůĂďŽƌĂƚŽƌLJ  DĂƚĞƌŝĂůƐ WƌŽĐĞƐƐŝŶŐ ůĂďŽƌĂƚŽƌLJ  ,ĞĂƚ dƌĞĂƚŵĞŶƚ ůĂďŽƌĂƚŽƌLJ  &ĂďƌŝĐĂƚŝŽŶ ůĂďŽƌĂƚŽƌLJ  DŝŶĞƌĂů ƌĞƐƐŝŶŐ ůĂďŽƌĂƚŽƌLJ  ^ĐĂŶŶŝŶŐ ůĞĐƚƌŽŶ DŝĐƌŽƐĐŽƉĞ ůĂďŽƌĂƚŽƌLJ  dŚĞƌŵŽ DĞĐŚĂŶŝĐĂů ^ŝŵƵůĂƚŽƌ ůĂďŽƌĂƚŽƌLJ  WŽůLJŵĞƌ ŶŐŝŶĞĞƌŝŶŐ ůĂďŽƌĂƚŽƌLJ  ĚŚĞƐŝǀĞ :ŽŝŶŝŶŐ ůĂďŽƌĂƚŽƌLJ  ,Z dD ůĂďŽƌĂƚŽƌLJ  ƌƌŽƐŝŽŶ dĞƐƚŝŶŐ ůĂďŽƌĂƚŽƌLJ  EĂŶŽ DĞĐŚĂŶŝĐƐ ůĂďŽƌĂƚŽƌLJ  EĂŶŽ DĂƚĞƌŝĂůƐ ůĂďŽƌĂƚŽƌLJ  ƌĞĞƉ dĞƐƚŝŶŐ ůĂďŽƌĂƚŽƌLJ DĂũŽƌ ƋƵŝƉŵĞŶƚͬ&ĂĐŝůŝƚŝĞƐ  ^ĐĂŶŶŝŶŐ ůĞĐƚƌŽŶ DŝĐƌŽƐĐŽƉĞ ;ĞŝƐƐ͕ sK ϭϴ Ϳ  ,Z dƌĂŶƐŵŝƐƐŝŽŶ ůĞĐƚƌŽŶ DŝĐƌŽƐĐŽƉĞ ;:K> /E/ Wsd͘ >d͘ ͕ :D ϯϮϬϬ &^Ϳ  yͲZĂLJ ŝĨĨĞƌĂĐƚŽŵĞƚĞƌ ;ZŝŐĂŬƵ͕ ^ŵĂƌƚ >ĂďͿ  &ƌŝĐƚŝŽŶ ^ƚŝƌ WƌŽĐĞƐƐŝŶŐ ;sĞƌƐĂƚŝůĞ ƋƵŝƉŵĞŶƚ Wǀƚ͘ >ƚĚ͕͘ stͬϬϰϬϲϬϯͿ  ŝĂŵŽŶĚ ƵƚƚĞƌ ;ƵĐŚůĞƌ͕ /ƐŽŵĞƚ ϰϬϬϬͿ  hŶŝǀĞƌƐĂů dĞƐƚŝŶŐ DĂĐŚŝŶĞ ;dŝŶƵƐ KůƐĞŶ͕ ,ϳϱ<^ Ϳ  sŝĐŬĞƌƐ ,ĂƌĚŶĞƐƐ dĞƐƚĞƌ ; Zd͕ ZsDͲϱϬ WͲϮϬϭϮͬϭϬϭ Ϳ  ,LJĚƌĂƵůŝĐ WŽǁĞƌ ,ĞdžĂ DĂĐŚŝŶĞ ;WĂƌĂŵŽƵŶƚ ͕ϭͲϭ͕ ϭͲϭ͕ ϴ͕ Ϳ  ŝƌĐůĞ tĞůĚŝŶŐ DĂĐŚŝŶĞ ;ŽŶĨŝŐůŝŽůŝ 'ƌŽƵƉ ͕s&ϰϰͬ&ϭ ϭϳϯϬϮͿ  ĂŶĚ ^Ăǁ ;^ƚĞĞůƚĞĐŚ ƵƚŽŵĂƚŝŽŶ ͕sdͲϯϱϬDͿ  >ĞŝĐĂ DŝĐƌŽƐĐŽƉĞ ;>ĞŝĐĂ ͕D ϮϱϬϬD Ϳ  dŚĞƌŵŽ DĞĐŚĂŶŝĐĂů ^ŝŵƵůĂƚŽƌ ;'ůĞĞďůĞ ϯϴϬϬͿ  &ĂƚŝŐƵĞ dĞƐƚŝŶŐ DĂĐŚŝŶĞ ;/ŶƐƚƌŽŶ ϴϴϬϮͿ  ZŽůůŝŶŐ Dŝůů ; DƵůƚŝĨŽƌŵ DĂĐŚŝŶĞƌLJ Wǀƚ͘ >ƚĚ͘ ϮϬϬϵͲϭϬͿ  ^ƉĂƌŬ ƉůĂƐŵĂ ƐŝŶƚĞƌŝŶŐ ƐLJƐƚĞŵ ; ƌ͘ ^ŝŶƚĞƌ ^W^ͲϲϮϱͿ  EĂŶŽ /ŶĚĞŶƚĞƌ ;,LJƐŝƚƌŽŶ ͬƌƵŬĞƌ͕ dϭϵϱϬ dƌŝďŽ ŝŶĚĞŶƚŽƌͿ  dŚĞƌŵĂů ŶĂůLJƐĞƌ ;EĞƚnjƐĐŚ͕^d ϰϰϵ &ϯͿ  hůƚƌĂŵŝĐƌŽƚŽŵĞ ;>ĞŝĐĂ͕ DhϳͿ  DƵůƚŝ ƐĐĂůĞ ŝŶĚĞŶƚĞƌ ;EĂŶŽǀĞĂ Dϭ ^ĐƌĂƚĐŚ ƚĞƐƚĞƌͿ  LJŶĂŵŝĐ DĞĐŚĂŶŝĐĂů ŶĂůLJƐĞƌ ;WĞƌŬŝŶůĞƌŵĞƌ͕ D ϴϬϬϬͿ  ůĞĐƚƌŽĐŚĞŵŝĐĂů ŶĂůLJƐĞƌ ;ƌďŝŶ dϮϬϬϬ ĂƚƚĞƌLJ dĞƐƚĞƌͿ KŶŐŽŝŶŐ DĂũŽƌ WƌŽũĞĐƚƐ  ŶƵŵďĞƌ ŽĨ ƐƉŽŶƐŽƌĞĚ ƉƌŽũĞĐƚƐ ĨƵŶĚĞĚ ďLJ ^d͕ ZK͕ ZE^͕ ^/Z͕ EZ͕ ĞƚĐ ĂƌĞ ďĞŝŶŐ ƉƵƌƐƵĞĚ ŝŶ ƚŚĞ ĚĞƉĂƌƚŵĞŶƚ ĐƵƌƌĞŶƚůLJ͘ dŚĞ Ĩ ŽĐƵƐ ŽĨ ƚŚĞ ĚĞƉĂƌƚŵĞŶƚ ŝƐ ŽŶ ƚŚĞ ĚĞǀĞůŽƉŵĞŶƚ ŽĨ ĂĚǀĂŶĐĞĚ ŵĂƚĞƌŝĂůƐ ƐƵĐŚ ĂƐ ŶĂŶŽŵĂƚĞƌŝĂůƐ͕ ĞŶĞƌŐLJ ƐƚŽƌĂŐĞ ŵĂƚĞƌŝĂůƐ ĨŽƌ ůŝƚŚŝƵŵ ŝŽŶ ďĂƚƚĞƌŝĞƐ͕ ĐĞƌĂŵŝĐƐ͕ ŵĞƚĂů ŵĂƚƌŝdž ĐŽŵƉŽƐŝƚĞƐ ĨŽƌ ǀĂƌŝŽƵƐ ĂƉƉůŝĐĂƚŝŽŶƐ͘  'ĞŶĞƌĂƚŝŽŶ ŽĨ ĐƌĞĞƉ ĚĂƚĂ ĨŽƌ ĂůůŽLJ ϲϭϳϭ ĨŽƌŐĞ ;ŽĨ ϴϬϬŵŵ ĚŝĂŵĞƚĞƌͿ ŽĨ h^ dƵƌďŝŶĞ ZŽƚŽƌ͘ ; /'Z Ϳ  ĞǀĞůŽƉŵĞŶƚ ŽĨ ůŽǁ ĚĞŶƐŝƚLJ ƐƚĞĞů͘; ZK Ϳ  >& ŽĨ ĐĂƐƚ ϲϮϱ ƐƵƉĞƌĂůůŽLJ ĨŽƌ ƚƵƌďŝŶĞ ĐĂƐŝŶŐ ĂŶĚ ĨŽƌŐĞĚ ϲϭϳ ƐƵƉĞƌĂůůŽLJ ĨŽƌ ƌŽƚŽƌ ĂƉƉůŝĐĂƚŝŽŶƐ͘; /'Z Ϳ  ^ƵƌĨĂĐĞ DŽĚŝĨŝĞĚ DĞƚĂůůŝĐ KƌƚŚŽƉĞĚŝĐ /ŵƉůĂŶƚ ĨŽƌ ^ƵƐƚĂŝŶĞĚ ƌƵŐ ZĞůĞĂƐĞ͘; ^d͕ d^W Ϳ  ĞǀĞůŽƉŵĞŶƚ ŽĨ ĐŽŶĚƵĐƚŝŶŐ ƉŽůLJŵĞƌ ĐŽĂƚĞĚ >ŝ&ĞWK ϰ ŶĂŶŽͲ ĐŽŵƉŽƐŝƚĞƐ ĂƐ ĐĂƚŚŽĚĞ ŵĂƚĞƌŝĂůƐ ĨŽƌ ŶĞdžƚ ŐĞŶĞƌĂƚŝŽŶ ůŝƚŚŝƵŵ ŝŽŶ ďĂƚƚĞƌŝĞƐ͘ ; ^/Z Ϳ  ĞǀĞůŽƉŵĞŶƚ ŽĨ ,LJďƌŝĚ DƵůƚŝƐĐĂůĞ ĂƌďŽŶ &ŝůůĞƌ ZĞŝŶĨŽƌĐĞĚ ƉŽdžLJ ŽŵƉŽƐŝƚĞƐ ĨŽƌ ^ƚƌƵĐƚƵƌĂů ƉƉůŝĐĂƚŝŽŶ͘; ZE^͕  Ϳ  hŶĚĞƌƐƚĂŶĚŝŶŐ ŐƌĂƉŚĞŶĞ ŐƌŽǁƚŚ ŽŶ ƵͲEŝ ƐƵďƐƚƌĂƚĞƐ ƚŚƌŽƵŐŚ ĐŚĞŵŝĐĂů ǀĂƉŽƌ ĚĞƉŽƐŝƚŝŽŶ͘ ;^Z͕ ^dͿ  ĂƌďŽŶ EĂŶŽƚƵďĞ ďĂƐĞĚ Ϯ ĂŶĚ ϯ &ŝĞůĚ ŵŝƚƚĞƌƐ͘ ;EZ Ϳ  ĞǀĞůŽƉŵĞŶƚ ŽĨ ŶŝƚƌŝĚĞ ĚŝƐƉĞƌƐŝŽŶ ƐƚƌĞŶŐƚŚĞŶĞĚ ƐƚĞĞůƐ͘  ^ƚƌĞƐƐ ĂŶĚ ĚĞĨĞĐƚƐ ŝŶĚƵĐĞĚ ƉŚĂƐĞ ƚƌĂŶƐĨŽƌŵĂƚŝŽŶƐ͘ ;DĂdž WůĂŶĐŬ WĂƌƚŶĞƌ 'ƌŽƵƉͿ ZĞƐĞĂƌĐŚ ĂŶĚ &ĂĐŝůŝƚŝĞƐ hŶĚĞƌŐƌĂĚƵĂƚĞ ;ƐƚƌĞŶŐƚŚ ϴϬͿ DĞƚĂůůƵƌŐŝĐĂů ĂŶĚ DĂƚĞƌŝĂůƐ ŶŐŝŶĞĞƌŝŶŐ ƉůĂLJƐ ĂŶ ŝŵƉŽƌƚĂŶƚ ƌŽůĞ ŝŶ Ăůů ŵĂŶƵĨĂĐƚƵƌŝŶŐ ƉƌŽĐĞƐƐĞƐ ǁŚŝĐŚ ĐŽŶǀĞƌƚ ƌĂǁ ŵĂƚĞƌŝĂůƐ ŝŶƚŽ ƵƐĞĨƵů ƉƌŽĚƵĐƚƐ͘ dŚĞ ƉƌŝŵĂƌLJ ĨŽĐƵƐ ŽĨ DĞƚĂůůƵƌŐŝĐĂů ĂŶĚ DĂƚĞƌŝĂůƐ ŶŐŝŶĞĞƌŝŶŐ ƉƌŽŐƌĂŵŵĞ ŝƐ ƚŽ ƉƌŽǀŝĚĞ ƵŶĚĞƌŐƌĂĚƵĂƚĞ ƐƚƵĚĞŶƚƐ ǁŝƚŚ Ă ĨƵŶĚĂŵĞŶƚĂů ŬŶŽǁůĞĚŐĞ ĂƐƐŽĐŝĂƚĞĚ ǁŝƚŚ ŵĂƚĞƌŝĂůƐ ƉƌŽĐĞƐƐŝŶŐ͕ ƚŚĞŝƌ ƉƌŽƉĞƌƚŝĞƐ͕ ĂŶĚ ŵĂƚĞƌŝĂůƐ ƐĞůĞĐƚŝŽŶ ĂŶĚ ĂƉƉůŝĐĂƚŝŽŶ͘ tŝƚŚ ǀĂůƵĂďůĞ ŝŶƉƵƚ ĨƌŽŵ ŝŶĚƵƐƚƌLJ ƚŚĞ ĐƵƌƌŝĐƵůƵŵ ŝƐ ƐŽ ĚĞƐŝŐŶĞĚ ĂŶĚ ƐƚƌƵĐƚƵƌĞĚ ƚŽ ŵĂŝŶƚĂŝŶ Ă ďĂůĂŶĐĞ ďĞƚǁĞĞŶ DĂƚĞƌŝĂůƐ ŶŐŝŶĞĞƌŝŶŐ ĂŶĚ DĞƚĂůůƵƌŐLJ ĐŽƵƌƐĞƐ͘ hƉŽŶ ŐƌĂĚƵĂƚŝŽŶ͕ ƐƚƵĚĞŶƚƐ ǁŽƵůĚ ŚĂǀĞ ĂĐƋƵŝƌĞĚ ĂŶĚ ĚĞǀĞůŽƉĞĚ ƚŚĞ ŶĞĐĞƐƐĂƌLJ ďĂĐŬŐƌŽƵŶĚ ĂŶĚ ƐŬŝůůƐ ĨŽƌ ƐƵĐĐĞƐƐĨƵů ĐĂƌĞĞƌƐ ŝŶ ƚŚĞ ŵĂƚĞƌŝĂůƐ ĂŶĚ ŵĞƚĂůůƵƌŐŝĐĂů ƌĞůĂƚĞĚ ŝŶĚƵƐƚƌŝĞƐ ĂŶĚ ďĞ ǁĞůů ƉƌĞƉĂƌĞĚ ĨŽƌ ŵĂŶĂŐĞŵĞŶƚ ƉŽƐŝƚŝŽŶ ŝŶ ŝŶĚƵƐƚƌLJ͘ ƉĂƌƚ ĨƌŽŵ ũŽď ŝŶ ŝŶĚƵƐƚƌŝĞƐ͕ ƐƚƵĚĞŶƚƐ ĂůƐŽ ŐŽ ĨŽƌ ŚŝŐŚĞƌ ƐƚƵĚŝĞƐ ŝŶ /ŶĚŝĂ ĂŶĚ ĂďƌŽĂĚ͘ dŚĞ ƐƚƵĚĞŶƚƐ ŚĂǀĞ ŚĂĚ ŝŶƚĞƌŶƐŚŝƉƐ ĂŶĚ ƚƌĂŝŶŝŶŐ Ăƚ ƌĞƉƵƚĞĚ ŽƌŐĂŶŝƐĂƚŝŽŶƐ ŝŶ /ŶĚŝĂ ĂŶĚ ĂďƌŽĂĚ͘ WŽƐƚŐƌĂĚƵĂƚĞ dŚĞ D͘ dĞĐŚ͘ ĐŽƵƌƐĞ ŽĨ ƚŚĞ DĞƚĂůůƵƌŐŝĐĂů ĂŶĚ DĂƚĞƌŝĂůƐ ŶŐŝŶĞĞƌŝŶŐ ĚĞƉĂƌƚŵĞŶƚ ŝƐ ĚĞƐŝŐŶĞĚ ƚŽ ŝŵƉĂƌƚ ƚŚĞ ƐƚƵĚĞŶƚƐ ǁŝƚŚ ƐƉĞĐŝĂůŝnjĞĚ ŬŶŽǁůĞĚŐĞ ŽŶ ƚŚĞŝƌ ƌĞĂ ŽĨ ^ƉĞĐŝĂůŝnjĂƚŝŽŶ͕ ƐŝŵƵůƚĂŶĞŽƵƐůLJ ĞŵƉŚĂƐŝnjŝŶŐ ŽŶ ĐůĞĂƌ ďĂƐŝĐ ŬŶŽǁůĞĚŐĞ ŽĨ DĞƚĂůůƵƌŐŝĐĂů ĂŶĚ DĂƚĞƌŝĂůƐ ŶŐŝŶĞĞƌŝŶŐ͘ ^ƚƵĚĞŶƚƐ ŽĨ ĚŝǀĞƌƐĞ ŐƌĂĚƵĂƚŝŽŶ ďĂĐŬŐƌŽƵŶĚ ƐƵĐŚ ĂƐ DĞƚĂůůƵƌŐLJ͕ DĂƚĞƌŝĂůƐ ŶŐŝŶĞĞƌŝŶŐ͕ DĞĐŚĂŶŝĐĂů͕ WƌŽĚƵĐƚŝŽŶ Θ /ŶĚƵƐƚƌŝĂů͕ WŚLJƐŝĐƐ͕ ĞƌĂŵŝĐƐ ŶŐŝŶĞĞƌŝŶŐ ĂƌĞ ĂĚŵŝƚƚĞĚ ƚŽ ƚŚĞ D͘dĞĐŚ͘ ƉƌŽŐƌĂŵŵĞƐ ǁŝƚŚ ĨŽůůŽǁŝŶŐ ƐƉĞĐŝĂůŝnjĂƚŝŽŶƐ ƚŚƌŽƵŐŚ 'd ƐĐŽƌĞ͘ D͘dĞĐŚ͘ DĂƚĞƌŝĂůƐ ŶŐŝŶĞĞƌŝŶŐ ;^ƚƌĞŶŐƚŚ ϬϴͿ DĂƚĞƌŝĂůƐ ŶŐŝŶĞĞƌŝŶŐ ĐĂƚĞƌƐ ƚŽ ĞǀŽůǀŝŶŐ ŶĞĞĚƐ ŽĨ ŝŶĚƵƐƚƌŝĞƐ ƌĞůĂƚŝŶŐ ƚŽ ǀĂƌŝŽƵƐ ĂƐƉĞĐƚƐ ŽĨ ŵĂƚĞƌŝĂůƐ ŝŶĐůƵĚŝŶŐ ŶĂŶŽŵĂƚĞƌŝĂůƐ͘ D͘dĞĐŚ͘ /ŶĚƵƐƚƌŝĂů ŶŐŝŶĞĞƌŝŶŐ ;^ƚƌĞŶŐƚŚ ϬϴͿ /ŶĚƵƐƚƌŝĂů ŶŐŝŶĞĞƌŝŶŐ ĐĂƚĞƌƐ ƚŽ ĞǀŽůǀŝŶŐ ŶĞĞĚƐ ŽĨ ƚŚĞ ŝŶĚƵƐƚƌŝĞƐ ƌĞůĂƚŝŶŐ ƚŽ ǀĂƌŝŽƵƐ ĂƐƉĞĐƚƐ ŽĨ :ŽŝŶŝŶŐ ŽĨ DĂƚĞƌŝĂůƐ͕ DĂƚĞƌŝĂůƐ ^ĞůĞĐƚŝŽŶ͕ YƵĂůŝƚLJ ŽŶƚƌŽů ĂŶĚ EŽŶͲĚĞƐƚƌƵĐƚŝǀĞ ƚĞƐƚŝŶŐƐ ĞƚĐ͘ dŚĞ ƐƚƵĚĞŶƚƐ ĂƌĞ ŐƵŝĚĞĚ ďLJ ĂƐƉĞĐƚƐ ŽĨ ƉƌŽĚƵĐƚŝŽŶ ŽĨ ŵĞƚĂůůƵƌŐLJ ŝŶ Ă ƐŝŶŐůĞ ƐƉĞĐŝĂůŝƐĂƚŝŽŶ͘ dŚĞ ŵĂƐƚĞƌƐ ƐƚƵĚĞŶƚƐ ĂƌĞ ĐĂƌƌLJŝŶŐ ŽƵƚ ƚŚĞŝƌ ĨŝŶĂů LJĞĂƌ ĚŝƐƐĞƌƚĂƚŝŽŶƐ ŝŶǀŽůǀŝŶŐ ĞdžƚĞŶƐŝǀĞ ŝŶĚƵƐƚƌLJ ŽƌŝĞŶƚĞĚ ǁŽƌŬ ŽŶ ĂƐƉĞĐƚƐ ůŝŬĞ ŵĂŶƵĨĂĐƚƵƌŝŶŐ ƉƌŽĐĞƐƐĞƐ ĂŶĚ ŚĞĂƚ ƚƌĞĂƚŵĞŶƚ ŽĨ ǀĂƌŝŽƵƐ ĨĞƌƌŽƵƐ͕ ŶŽŶͲĨĞƌƌŽƵƐ ĂůůŽLJƐ͖ ƉŽǁĚĞƌ ŵĞƚĂůůƵƌŐLJ͖ ƚƌŝďŽůŽŐLJ͖ ĐƌLJŽͲƉƌŽĐĞƐƐĞĚ ŵĂƚĞƌŝĂůƐ ĨŽƌ ĞŶŚĂŶĐĞĚ ĚƵƌĂďŝůŝƚLJ͖ ŶĂŶŽƚĞĐŚŶŽůŽŐLJ͖ ĚŝĨĨĞƌĞŶƚ ĂƐƉĞĐƚƐ ŽĨ DĂƚĞƌŝĂůƐ ĞŶŐŝŶĞĞƌŝŶŐ ǀŝnj͘ ĞŶĞƌŐLJ ƐƚŽƌĂŐĞ ŵĂƚĞƌŝĂůƐ͕ ĞůĞĐƚƌŽŶŝĐ ŵĂƚĞƌŝĂůƐ͕ ƐƚƌƵĐƚƵƌĂů ĐĞƌĂŵŝĐƐ͕ ďŝŽŵĂƚĞƌŝĂůƐ͕ ĐĞůůƵůĂƌ ŵĂƚĞƌŝĂůƐ͘ %7HFK 0HWDOOXUJLFDO DQG 0DWHULDOV (QJLQHHULQJ 6HPHVWHU, $XWXPQ 0DWKHPDWLFV ±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± , 7HFKQLFDO &RPPXQLFDWLRQ 0DQDJHPHQW 6WXGLHV  2SHQ (OHFWLYH &RXUVH 6HPHVWHU  WK 6SULQJ (QYLURQPHQWDO 'HJUDGDWLRQ RI 0DWHULDOV &HUDPLFV DQG 0HWDO 3RZGHU 3URFHVVLQJ 'HSDUWPHQWDO (OHFWLYH &RXUVH ± ,, 0LQRU 6SHFLDOL]DWLRQ &RXUVH±,'HSDUWPHQWDO +RQRXU &RXUVH±, ,QGXVWU\ 2ULHQWHG 3UREOHP &DVH 6WXG\ /DE EDVHG SURMHFW 3UDFWLFDO 3UREOHP (GXFDWLRQDO 7RXU 0DQDJHPHQW 6WXGLHV  2SHQ (OHFWLYH &RXUVH 6HPHVWHU  WK $XWXPQ 'HSDUWPHQWDO (OHFWLYH &RXUVH ± ,,, 'HSDUWPHQWDO (OHFWLYH &RXUVH ± ,9 0LQRU 6SHFLDOL]DWLRQ &RXUVH ± ,, 'HSDUWPHQWDO +RQRXU &RXUVH ± ,, 0LQRU 6SHFLDOL]DWLRQ &RXUVH ± ,,,  'HSDUWPHQWDO +RQRXU &RXUVH±,,, 3UDFWLFDO 7UDLQLQJ ,QWHUQVKLS %7HFK 3URMHFW 6HPHVWHU  WK 6SULQJ 'HSDUWPHQWDO (OHFWLYH &RXUVH ± 9 'HSDUWPHQWDO (OHFWLYH &RXUVH ± 9, 0LQRU 6SHFLDOL]DWLRQ &RXUVH ± ,9 'HSDUWPHQWDO +RQRXU &RXUVH ± ,9 0LQRU 6SHFLDOL]DWLRQ &RXUVH ± 9 'HSDUWPHQWDO +RQRXU &RXUVH ± 9 %7HFK 3URMHFW &RQWLQXHG IURP $XWXPQ 6HP ĐĂĚĞŵŝĐ WƌŽŐƌĂŵŵĞƐ ʹ ͘dĞĐŚ ĂŶĚ D͘dĞĐŚ ŽƵƌƐĞǁŽƌŬ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ŶLJ &/s ĂĚĚŝƚŝŽŶĂů ĞůĞĐƚŝǀĞƐ ůŝŬĞ͗Ͳ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dŚĞŵŽ DĞĐŚĂŶŝĐĂů ^ŝŵƵůĂƚŽƌ 'ůĞĞďůĞ Ͳ ϯϴϬϬ ^ĐĂŶŶŝŶŐ ůĞĐƚƌŽŶ DŝĐƌŽƐĐŽƉĞ Ͳ ^D >ŝƐƚ ŽĨ DĂũŽƌ ŽŵƉĂŶŝĞƐ  ĚǀĂŶĐĞĚ dĞĐŚŶŽůŽŐLJ ŽŶƐƵůƚŝŶŐ ^ĞƌǀŝĐĞ Wǀƚ͘ >ƚĚ͘  ĨĨŝŶĞ ŶĂůLJƚŝĐƐ  ŵĞƌŝĐĂŶ džƉƌĞƐƐ  ĂƉŐĞŵŝŶŝ  '/  ŚĞŐŐ /ŶĚŝĂ Wǀƚ͘ >ƚĚ͘  ŝƚŝĐŽƌƉ ^ĞƌǀŝĐĞƐ /ŶĚŝĂ Wǀƚ͘ >ƚĚ͘  ŽŐŶŝnjĂŶƚ dĞĐŚŶŽůŽŐLJ ^ŽůƵƚŝŽŶƐ  ƵďĂƐƚŝŽŶ ŽŶƐƵůƚŝŶŐ Wǀƚ͘ >ƚĚ͘  y> ^ĞƌǀŝĐĞƐ Wǀƚ >ƚĚ͘  ,ĞĂůƚŚ ĂƌĞ ƚ ,ŽŵĞ /ŶĚŝĂ Wǀƚ͘ >ƚĚ͘  ,ĞƌŽ DŽƚŽƌƐ >ƚĚ͘  ŝϯ ŽŶƐƵůƚŝŶŐ  /ŶƚĞƌǀŝĞǁďŝƚ  :ŝŶĚĂů ^ƚĂŝŶůĞƐƐ >ŝŵŝƚĞĚ  DĂƐƚĞƌĐĂƌĚ ĚǀŝƐŽƌƐ  DŝĚŚĂŶŝ  EĂƚŝŽŶĂů ŶŐŝŶĞĞƌŝŶŐ /ŶĚƵƐƚƌŝĞƐ >ƚĚ͘  KŵĂdž ƵƚŽƐ >ƚĚ͘  WŝƌĂŵĂů &ŽƵŶĚĂƚŝŽŶ ĨŽƌ ĚƵĐĂƚŝŽŶ >ĞĂĚĞƌƐŚŝƉ  Wǁ Wǀƚ͘ >ƚĚ͘  ZƵƉƚƵď ^ŽůƵƚŝŽŶƐ Wǀƚ >ƚĚ͘ ;dƌĞĞďŽ ,ŽƚĞůƐͿ  ^ dĞĐŚŶŽůŽŐŝĞƐ /ŶĚŝĂ Wǀƚ͘ >ƚĚ͘  ^ŽŬƌĂƚŝ dĞĐŚŶŽůŽŐŝĞƐ Wǀƚ͘ >ƚĚ͘  ^ƚĞĞů ^ƚƌŝƉƐ tŚĞĞůƐ >ŝŵŝƚĞĚ  dĂƚĂ DŽƚŽƌƐ >ƚĚ͘  dĂƚĂ ^ƚĞĞů >ƚĚ͘  dz >ĞĂƌŶŝŶŐ ^ŽůƵƚŝŽŶƐ W͘ >ƚĚ͘  dĞĞǀƌĂ ĚƵƚĞĐŚ Wǀƚ͘ >ƚĚ͘ ;^ƉĞĞĚ>ĂďƐͿ  dƌĂŶƐŝƚ dĞĐŚŶŽůŽŐŝĞƐ ^ŽĨƚǁĂƌĞ Wǀƚ͘ >ƚĚ͘  sŝƌƚƵƐĂ ŽŶƐƵůƚŝŶŐ ^ĞƌǀŝĐĞƐ  yŝŽŶ DƵůƚŝǀĞŶƚƵƌĞƐ Wǀƚ͘ >ƚĚ͘  ĞŵŽƐŽ dĞĐŚŶŽůŽŐŝĞƐ Wǀƚ͘ >ƚĚ͘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ĂƐƚ ZĞĐƌƵŝƚĞƌƐ DĞƐƐĂŐĞ ĨƌŽŵ ƚŚĞ ,ĞĂĚ ŽĨ ĞƉĂƌƚŵĞŶƚ