PDF-SECURITIES AND EXCHANGE COMMISSION

Author : bency | Published Date : 2021-08-25

Washington DCSECURITIES EXCHANGE ACT OF 1934Release No90476 November 20 2020Admin Proc File No 318881In the Matter of the Application ofGOPI KRISHNA VUNGARALAFor

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SECURITIES AND EXCHANGE COMMISSION: Transcript


Washington DCSECURITIES EXCHANGE ACT OF 1934Release No90476 November 20 2020Admin Proc File No 318881In the Matter of the Application ofGOPI KRISHNA VUNGARALAFor Review of Disciplinary Action Takenb. 1. Contents. Introduction to the Capital Market:. Regulated Entities & Market Infrastructure Institutions. Steps for Investors and Requirements for Brokers. Order Flow. Major Market Reforms. Stock Market. Before the SECURITIES AND EXCHANGE COMMISSION January 16, 2020 In the Matter of Medical Innovation Holdings, Inc. , File No. 500 - 1 ORDER OF SUSPENSION OF TRADING It appears to the Commission that th In the Matter of : : ORDER MAKING FINDINGS AND XINO CORP. (n/k/a ASHER XINO CORP.), : REVOKING BY DEFAULT XSTREAM MOBILE SOLUTIONS CORP., : REGISTRATIONS OF YELLOWBUBBLE.COM, INC., : Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 83469 / June 19, 2018 ADMINISTRATIVE PROCEEDING File No. 3 - 18507 In the Matter of Radiant Oil & Gas, Inc., B efore the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 90166 / October 14, 2020 ACCOUNTING AND AUDITING ENFORCEMENT Release No. 4186 / October 14, 2020 ADMINISTRATI Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 81210 / July 26, 2017 ADMINISTRATIVE PROCEEDING File No. 3 - 18075 : : In the Matter of : ORDER INSTITUTI ANDEXCHANGECOMMISSIONWashingtonDCSECURITIESEXCHANGEACTOF1934ReleaseNo91953/May202021AdminProcFileNo3-19394In the Matter of BRIARWOOD HOLDINGS GROUP INC HEYU LEISURE HOLIDAYS CORPORATION and TJ ROASTER Before theSECURITIES AND EXCHANGE COMMISSIONSECURITIES EXCHANGE ACT OF 1934Release No86987/ September 17 2019ADMINISTRATIVE PROCEEDINGFile No 3-19420In the Matter ofLans Holdings Inc and Momentous Ent Washington DC SECURITIES EXCHANGE ACT OF 1934 Release No 86583/ August 6 2019The US Securities and Exchange Commission announced the temporary suspension of trading in the securities of the following Washington DC SECURITIES EXCHANGE ACT OF 1934 Release No 92774 / August 26 2021The US Securities and Exchange Commission announced the temporary suspension of trading in the securities of Wari IncWRRI Washington DC SECURITIES EXCHANGE ACT OF 1934 Release No 91929/ May 18 2021The US Securities and Exchange Commission announced the temporary suspension of trading in the securities of Echo Therapeutic If this Form is x00660069led to register additional securities for an ox00660066ering pursuant to Rule 462b under the Securities Act please check the Securities Act registration statement number of th Share0 The term share means a share of stock in a corporation a share or other unit of benex00660069cial interest in a trust or Foreign Issuers foreign private issuer may comply with Aleena. . Raju. Department of Business Administration. Listing of Securities/Shares. Listing means the admission of the Securities of a Company to trade in a Stock exchange. The main objective of listing is to provide ready marketability and...

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