Board of Governors of the Federal Reserve System OMB Number 710000 - PDF document

1 Board of Governors of the Federal Reserv
Board of Governors of the Federal Reserve System OMB Number 7100-0035 Federal Deposit Insurance Corporation OMB Number 3064-0017 Office of the Comptroller of the Currency OMB Number 1557-0100 Country Exposure Information Report—FFIEC 009a Report at the close of businessThis http://www.frbservices.org/centralbank/reportingcentral/index.html , for additional information. Month / Day / Year Reporting Institution (CEXA 9017) City (CEXA 9130) State (CEXA 9200)Name, title, Name (CEXA 8901) Title (CEXA C496) Area Code / Phone Number (CEXA 8902)A copy of this report will be made available to the public at http://www.ffiec.gov/e16.htm Legal Entity Identifier (LEI) of the Reporting Institution (Report only if the reporting institution already has an LEI.) (CEXA 9224)Public reporting burden for this collection of information is estimated to average 6 hours per response, including the time for reviewing instructions, searching existing data sources, gather-ing and maintaining the data needed, and completing and reviewing the collection of information. A federal agency may not conduct or sponsor, and an organization (or a person) is not (1) (2) (3) (4) (6) (7) (9) (10) (11)Country Exposure Information ReportFFIEC 009a Page 2 of 2Information on exposure (as defined for Column 4) to any country that exceeds 1 percent of the reporting institution's total assets or 20 percent of its total capital, whichever is less.Part A Country CEX59209 CEXA Amount of Cross-border Claims Outstanding After Mandated Adjustments for Transfer of Exposure (Excluding Derivative Products) 5215 Amount of Foreign Office Claims on Local Residents (Excluding Derivative Products) M881 Amount of Gross Claims Outstanding from Derivative Products after Mandated Adjustments for Transfer of Exposure M882 T

2 otal of Columns (1) Plus (2) Plus (3
otal of Columns (1) Plus (2) Plus (3) 4254 Distribution of Amounts in Columns 1 and 2 (Except Column 13)By Type of Borrower Banks M884 Public M885 Other M887 By Maturity Trading Assets One Year and Under M888 Over One Year M889 (5) Gross Foreign- Office Liabilities M883 (8) NBFIs M886 (24) Total Credit Derivatives Sold M879 (23) Total Credit Derivatives Purchased M878 (22) Total Credit Derivatives Sold M877 (21) Total Credit Derivatives Purchased M876 (20) Guarantees (Excluding Credit Derivatives Sold) M875 (19) Unused Commit- ments C936 (18) Of Which, Resale Agreements and Securities Lending (Counterpar-ty) M873 (17) Of Which, Same Country M872 (16) Of Which, Cash M871 (15) Total Collateral Collateral Held Against Claims With No Risk Transfer (Reported in Columns 1 and 2—By Counterparty) Cross-Border and Foreign-Office Commitments and Guarantees Gross-Net Gross-Gross Credit Derivatives (By Reference Entity) M870 (14) Securities (HTM and AFS) M869 (13) Offsetting Positions for Trading Book M874 (12) Trading Assets M956 U.S. Dollar Amounts in MillionsPart BInformation on exposures (as defined in Part A, Column 4) to any country not listed in Part A, where exposure exceeds 0.75 percent but does not exceed 1 percent of the reporting institution's assets or is between 15 percent and 20 percent of its total capital, whichever is less. Names of countries where exposures meet the reporting criteria stated for Part B:Total amount of exposure to all of the countries listed in Part B.......................... CEXA 5223 $Statement by management of the reporting institution concerning the information reported above (optional).(CEXA 5224) Management's statement will not be edited or screened by the supervisory agencies. Disclosure of the statement shall not signify that any federal supervisory agency has verified or confirmed the accuracy of the information contained therein.12/201