PDF-Page of SECURITIES AND EXCHANG E BOARD OF INDIA Transparency in Payment of Commi ssion

1 The memorandum proposes to introduc e a system in which the investor decides the commission to be paid dire ctly to distribu tors depending upon the level of service desired thereby enhancing transparency and empowering the investor Currently commi. Billi. . Grossman, R.D., L.D.. Sysco . NM. 1 International. Food Group. 17 Hotel Supply. 33 Produce. 20 SYGMA. 97 Broadline. 1 Asian. 15 Meat. 2 RDC. 186 Distribution Locations. Serving 400,000 Customers with. On “. SBI Mutual Fund”. Presented by. Master In Business Administration. -College Name. What is Mutual Funds?. Mutual Fund is…. A Mutual Fund is a . trust that pools the savings . of a number of investors who share a common financial goal. . MEANING OF MUTUAL FUNDS :-.    A Mutual Fund is a financial intermediary that pools the savings of investors for collective investments in a diversified portfolio of securities. According to SEBI (Mutual Funds) Regulations, 1996, a mutual fund is “a fund established in the form of a trust to raise money through the sale' of units to the public or a section of the public under one or more schemes for investing in securities including money market instruments. In . 2014 the average commission paid to U.S. Active Distributors was $172.21, or $2,066.46 on an annualized . basis..   . For . a complete summary of distributor earnings paid to distributors at all levels within the Sales Compensation Plan, please contact the company at 800-487-1000 or . The fundamental flaw in most mutual funds, . Hebner. says, is that even well-educated portfolio managers with huge research budgets can't pick winners consistently enough to beat the market over time. Yes, by the luck of the draw, about a third of mutual funds will beat the indices each year. But last year's winners are often this year's losers. When you look at long-term performance, only a handful of funds beat the indices. And there's no tried-and-true way of picking these funds in advance.. Presented to FIRMA By R. James Hrabak, CFA. March 28, 2012. About the Presenter. R. James “Jim” Hrabak is Chief Investment Officer for MB Financial Bank’s Asset Management & Trust Group, where he is responsible for over $3 billion in assets under administration and nearly $1.8 billion in assets under management. His team of three Portfolio Managers and five Securities Analysts specialize in asset allocation, portfolio construction, and security selection for individual and institutional clients.. Objective. Assign Distributors to help with registration and collecting money.. Have a registration table set up for the attendees outside the presentation room.. Have 2 different sign-in sheets, one for guests and one for Distributors.. 2. What We Will Cover. What is a Mutual Fund?. Advantages and Disadvantage of Mutual Funds. Costs of Mutual Funds. Types of Mutual Funds. ETFs. Buying a Mutual Fund. 3. What is a Mutual Fund?. Investors pool their money. Open-End. Closed-End. (. Stock trades on secondary market; Net asset value (NAV) is determined daily, but market price determined by supply and demand). - ETFs (Exchange Traded Funds). Cafemutual. Conference - 2016. Mumbai June 7, 2016. Siddharth Shah. Khaitan & Co. History of Mutual Funds . The . first . modern mutual. , or open-end, fund was . the . Massachusetts Investors Trust . LECTURE 1SEBI Learning Objectives1What is SEBI2Structure of SEBI3Functions of SEBI4Authority and Power of SEBI5Mutual Fund Regulations by SEBI6SEBI Notifications7Mutual Funds and SEBI8SEBI Guidelines Report from the Technical Committee of the International Organization of Securities Commissions November 2001 1 Transparency and Market Fragmentation Executive summary Market transparency is general OMB Number 3235-0657 Expires 20 hours per response 1MONTHLY SCHEDULE OF PORTFOLIO HOLDINGS OF MONEY MARKET FUNDS Item 2 CIK Number of Registrant er Item 5 Total number of share cl Open ended. Meaning. Features :. Objective is income generation. Not publically traded, the fund itself repurchases/ resells. Instant liquidity. Free entry & exit. NAV. Can be sold back to the Mutual Fund.