PPT-EBPAQC Designated Audit Quality Partner audit planning—2023

Employee Benefit Plan Audit Quality Center AICPA Michael Auerbach DOL EBSA Debbie Smith Grant Thornton LLP Josie Hammond RSM US LLP Sandi Carrier Deloitte Presenters Todays topics DOL update. The Context. A paradigm shift taking place in governance. Stakeholders expectations are rising who expect government to be accountable, transparent, effective , efficient, equitable and inclusive and enforcing the rule of law. . EFFECTIVENESS . OF . INTERNAL AUDIT . PLANNING . IN MALTESE COMPANIES: . AN ASSESSMENT . DANICA TONNA. . SEPTEMBER . 2015. AGENDA. Introduction - Objectives of the study. Data. Collection & Participants. Svilena Simeonova. 1. CONTENTS. Quality of Internal Audit – review . L. egal and methodological framework. Quality Assurance and Improvement Program (QAIP). Internal assessments. External assessments. Analysis: An Exploratory Study. Helen Brown-Liburd, Ted Mock. , Andrea Rozario. Miklos . Vasarhelyi. Presented by Andrea Rozario. Background & Motivation. Audit . planning literature is abundant with . INTERNAL AUDIT . PLANNING . IN MALTESE COMPANIES: . AN ASSESSMENT . DANICA TONNA. . SEPTEMBER . 2015. AGENDA. Introduction - Objectives of the study. Data. Collection & Participants. Findings . Participant Data & Contribution Testing. . . 1. Handouts for Today’s Event. You can download presentation slides (in PDF or PowerPoint format) and other handouts by clicking on . i. What are the differences?. Presentation by: . KIMEU. , . J . Musyoki. ICPAK. Hilton Hotel, Nairobi, KENYA. Thursday 2. nd. October, . 2014. Introduction. Background. MBA (For Executives). BCom. . (. Software Quality Assurance: Integrating Testing, Security, and Audit focuses on the importance of software quality and security. It defines various types of testing, recognizes factors that propose value to software quality, and provides theoretical and real-world scenarios that offer value and contribute quality to projects and applications. The practical synopsis on common testing tools helps readers who are in testing jobs or those interested in pursuing careers as testers. It also helps test leaders, test managers, and others who are involved in planning, estimating, executing, and maintaining software.The book is divided into four sections: The first section addresses the basic concepts of software quality, validation and verification, and audits. It covers the major areas of software management, software life cycle, and life cycle processes. The second section is about testing. It discusses test plans and strategy and introduces a step-by-step test design process along with a sample test case. It also examines what a tester or test lead needs to do before and during test execution and how to report after completing the test execution.The third section deals with security breaches and defects that may occur. It discusses documentation and classification of incidences as well as how to handle an occurrence. The fourth and final section provides examples of security issues along with a security policy document and addresses the planning aspects of an information audit. This section also discusses the definition, measurement, and metrics of reliability based on standards and quality metrics methodology CMM models. It discusses the ISO 15504 standard, CMMs, PSP, and TSP and includes an appendix containing a software process improvement sample document. Employee Benefit Plan . Audit Quality Center. AICPA. Debbie Smith, Grant Thornton LLP. Michael Auerbach, DOL EBSA . Josie Hammond, RSM US LLP. Wendy Terry, Withum. Presenters. 2. Today’s topics. New audit and accounting guidance. Summary of the Internal Audit Plan . The Internal Audit plan is based on assessments and prioritisation made at the time of the plan being developed. . This table summarises the 2023 Internal Audit Plan. A ‘reserve list’ of Internal Audit projects has also been included in the next slide outlining proposed projects that have not been prioritised at this time, however, will be monitored and re-prioritised if the level of risk elevates or DoE priorities change. The specific scope, timing and days will be discussed and agreed upon as part of the internal audit scope. A schedule for delivery of the Internal Audit Plan will be developed and aligned with the planned dates of the ARC to ensure a smooth and balanced cycle of reporting throughout the year.. of the . Philippines. SAI-PHL. 16. th. Meeting of the INTOSAI Working Group on Fight Against Corruption and Money Laundering (WGFACML) hosted by State Audit Office of the Kingdom of Thailand. October 10-12, 2023. Selection of current practices following EC IAS methodology from audit engagement to kick-off. IAS mission. From IAS audit Charter:. ". The . mission . of the Internal Audit Service is to enhance and protect organisational value by providing... of . the Audit Process at NIK. Wies. ł. aw . Karli. ń. ski. Department of Audit Methodology & Professional Development . F. actors . affecting the quality of audits. 2. HUMAN FACTOR. (Code of Ethics). Lubica . Hajdučková. Strategy . Department. The Supreme Audit Office of the Slovak Republic. 16 - 17/10/2018 . Warsaw. CONTENT. . Planning process – last changes . Planning documents . (.