PPT-The impact of MiFID on retail investors

Agenda Impact of MiFID on the retail investors Guillaume Prache Managing Director of EuroInvestors Conclusions of the study conducted by Equiduct Peter Randall CEO of Equiduct Systems Limited . Ted Jackson. School of Public Policy and Administration. Carleton Centre for Community Innovation. Presented to the Research Works Luncheon Session,. Senate Room, Carleton University, November 1, 2012. Edward T. Jackson, . Carleton University. Meeting on Investing in Change for a Better Tomorrow, Responsible Investment Committee, University of Toronto, Hart House, January 15, 2013. Investments intended to create positive impact beyond financial return. Dr. Arjuna Sittampalam, research associate at the EDHEC Risk and Asset Management Research Centre; founder and CEO, Sage & Hermes. . P. reamble. Uncertainty. . . Major trends. Convergence. Electronic advances. Systematic Internalisers for bond markets. July 2015. Author: Andy Hill. What is a systematic . internaliser. ?. MiFID I (2007) introduced the systematic . internaliser. (SI) regime for equity markets, where an SI for a particular instrument is ‘an investment firm which, on an organised, frequent and systematic basis, deals on own account by executing client orders outside a regulated market or an MTF’.. Systematic Internalisers for bond markets. Updated November 2016. Author: Andy Hill. What is a systematic . internaliser. ?. MiFID I (2007) introduced the systematic . internaliser. (SI) regime for equity markets, where an SI for a particular instrument is ‘an investment firm which, on an organised, frequent and systematic basis, deals on own account by executing client orders outside a regulated market or an MTF’.. Presented by. Carmen Hirciag, MBA. Senior Research Analyst. Survey Methodology. 379 online surveys conducted in February-March 2015. Respondents: REALTORS® who have worked with investors in past 12 months (February/March 2014 – February/March 2015). September 19. th. , 2017. Plan Sponsor Services. CONTACTS. : . Tim Conway, HEAD OF PLAN SPONSOR SERVICES John Seyler, DIRECTOR. PHONE: 212-237-0416, . TIM.CONWAY@COWEN.COM. . PHONE: 212-237-0412, . The Impact of MiFID II and EMIR on Commodities. Hannah Meakin (Partner) and Cat Blake (Associate). 5 March 2014. Overview. MiFID II: What are “financial instruments”?. Additions and amendments to the type of financial instrument that is within scope of MiFID. How to Win in Today’s Evolving Retail Marketplace. Ron Sasine. Hudson Windsor, LLC - Retail Packaging Strategy & Execution. www.hudsonwindsor.com. Three Big Messages, and a Recommendation. Retail is becoming increasingly disconnected from its past and moving in new directions. Term. Description. Angel investors. Individuals who provide early stage capital for a business start-up, usually in exchange for equity or convertible debt. B Corp. A certification provided for a fee by an NGO named B Lab. Unlike a benefit corporation, a B Corp is not a legal structure. Tillmann Lang tillmann@yova.ch 2 (Sustainable) Finance has nothing to offer to retail investors 3 (Sustainable) Finance has nothing to offer to retail investors Existing sustainable offerings : Before the SECURITIES AND EXCHANGE COMMISSION May 20 , 2020 I n the Matter of WOD Retail Solutions Inc. File No. 500 - 1 ORDER OF SUSPENSION OF TRADING It appears to the Securities and Exchange Commi Senior Research Analyst Colonial Co nsulting Mr. Siwo conducts Mission Related Investment Due Diligence Process for Colonial’s non - profit investor clients. Prior to joining Colonial Consulting, Edward T. Jackson, . Carleton University. Meeting on Investing in Change for a Better Tomorrow, Responsible Investment Committee, University of Toronto, Hart House, January 15, 2013. Investments intended to create positive impact beyond financial return.