exclusively for and in the name of Customer 1 one or more each a segregated account Custody accounts registered in the books and records of the Depositary ID: 1042662
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1. DepositaryCustody Account exclusively for and in the name of Customer 1 (one or more) (each a segregated account)Custody accounts registered in the books and records of the Depositary: Mapping of segregation of AIF and UCITS assets1st Level (Depositary level)Custody Account exclusively for and in the name of UCITS 1 (one or more) (each a segregated account)UCITS 1Customer 2 (non UCITS/AIF)AIF 1UCITS 2AIF 2Slide 1Custody Account exclusively for the assets (and in the name) of the Depositary (House) (segregated)Custody Account exclusively for the assets of (and in the name of) UCITS 2 (segregated)Custody Account exclusively for the assets of (and in the name of) Customer 1 (segregated).Custody Account exclusively for the assets of (and in the name of) AIF 2 (segregated)Custody Account exclusively for the assets of (and in the name of) UCITS 1 (segregated). Custody Account exclusively for the assets of (and in the name of) Customer 2 (segregated).Custody Account exclusively for the assets of (and in the name of) AIF 1 (segregated).Customer 1 (non UCITS/AIF)
2. Danish CSD (VP Securities)UCITS 1Depositary Custody Accounts opened by the Depositary with the Danish CSD:Danish Customer 2 (non UCITS/AIF)Mapping of segregation of AIF and UCITS assets2nd Level (CSD level – Danish customers)AIF 1Custody Account exclusively for the assets (and in the name) of the Depositary (House) (segregated)Custody Account exclusively for the assets of (and in the name of) UCITS 2 (segregated). (Reflected in the books and records of the Depositary 1:1, cf. slide 1). Depositary is account kontroler.UCITS 2AIF 2Danish Customer 1 (non UCITS/AIF)Custody Account exclusively for the assets of (and in the name of) AIF 2 (segregated). (Reflected in the books and records of the Depositary 1:1, cf. slide 1). Depositary is account controler. Custody Account exclusively for the assets of (and in the name of) UCITS 1 (segregated). (Reflected in the books and records of the Depositary 1:1, cf. slide 1). Depositary is account controler. Custody Account exclusively for the assets of (and in the name of) AIF 1 (segregated). (Reflected in the books and records of the Depositary 1:1, cf. slide 1). Depositary is account controler.Custody Account exclusively for the assets of (and in the name of) Customer 1 (segregated). (Reflected in the books and records of the Depositary 1:1, cf. slide 1). Depositary is account controler. Custody Account exclusively for the assets of (and in the name of) Customer 2 (segregated). (Reflected in the books and records of the Depositary 1:1, cf. slide 1). Depositary is account controler. Slide 2
3. Danish CSD (VP Securities)*= Not foreign customersDepositary Custody Accounts opened by the Depositary with the Danish CSD:Foreign Customer 2 (non UCITS/AIF)Mapping of segregation of AIF and UCITS assets2nd Level (CSD level – Foreign customers (non UCITS/AIF))AIF 1*Custody Account exclusively for the assets (and in the name) of the Depositary (House) (segregated)Custody Account exclusively for the assets of (and in the name of) UCITS 2 (segregated). (Reflected in the books and records of the Depositary 1:1, cf. slide 1). Depositary is account controler.UCITS 2*AIF 2*Foreign Customer 1 (non UCITS/AIF)Custody Account exclusively for the assets of (and in the name of) AIF 2 (segregated). (Reflected in the books and records of the Depositary 1:1, cf. slide 1). Depositary is account controler. Custody Account exclusively for the assets of (and in the name of) UCITS 1 (segregated). (Reflected in the books and records of the Depositary 1:1, cf. slide 1). Depositary is account controler. Custody Account exclusively for the assets of (and in the name of) AIF 1 (segregated). (Reflected in the books and records of the Depositary 1:1, cf. slide 1). Depositary is account controler.Custody Account (omnibus) for the assets of other customers of the Depositary (Foreign Customer 1 and 2). Account name: ”[name – Depositary”] – Foreign customers”. Depositary is account controler. UCITS 1*Slide 3
4. DelegateDepositary Custody Accounts opened by the Depositary with the Delegate:Mapping of segregation of AIF and UCITS assets2nd Level (Delegate level – omnibus market)Custody Account exclusively for the assets (and in the name) of the Depositary (House) (segregated). Account name: ”[name - Depositary] – house”. UCITS 2Custody Account (omnibus) for the assets of customers of the Depositary (UCITS 1 & 2, AIF 1 & 2, Customer 1 & 2 etc.) Account name: ”[name - Depositary] – (on behalf of) clients”. Slide 4UCITS 1Customer 2 (non UCITS/AIF)AIF 1AIF 2Customer 1 (non UCITS/AIF)
5. DelegateUCITS 1Depositary Custody Accounts opened by the Depositary with the Delegate:Customer 2 (non UCITS/AIF)Mapping of segregation of AIF and UCITS assets2nd Level (Delegate level – segregated market)AIF 1Custody Account (omnibus) for the assets of the Depositary’s AIF customers (AIFS 1, AIF 2 etc.). Account name: ”[name – Depositary] – AIF clients”. Custody Account (omnibus) for the assets of the Depositary’s UCITS customers (UCITS 1, UCITS 2 etc.). Account name: ”[name – Depositary] – UCITS clients”. Custody Account (omnibus) for the assets of other customers of the Depositary Account name: ”[name - Depositary ] – other clients”. UCITS 2AIF 2Customer 1 (non UCITS/AIF)Custody Account exclusively for the assets (and in the name) of the Depositary (House) (segregated)Custody Account exclusively for the assets of UCITS 2 (segregated). Account name: ”[Depositary name] – on behalf of UCITS 2”. Depositary is account controler. Custody Account exclusively for the assets of Customer 1 (segregated). Account name: ”[Depositary name] – on behalf of Customer 1”. Depositary is account controler. Custody Account exclusively for the assets of AIF 2 (segregated). Account name: ”[Depositary name] – on behalf of AIF 2”. Depositary is account controler. Custody Account exclusively for the assets of UCITS 1 (segregated). Account name: ”[Depositary name] – on behalf of UCITS 1”. Depositary is account controler. Custody Account exclusively for the assets of Customer 2 (segregated). Account name: ”[Depositary name] – on behalf of Customer 2”. Depositary is account controler. Custody Account exclusively for the assets of AIF 1 (segregated). Account name: ”[Depositary name] – on behalf of AIF 1”. Depositary is account controler. Slide 5
6. Custody accounts opened by the Delegate with the Sub-delegate:Mapping of segregation of AIF and UCITS assets3rd Level (Sub-delegate level – segregated market)** = Name-convention of the custody accounts with the Sub-delegate not known – the reflected is a best guess. UCITS 1Depositary AIF 1Customer 1 (non UCITS/AIF)DelegateSub-delegateCustody Account exclusively for the assets ( of the depositary (House) (segregated) (name: [Delegate - name] on behalf of [Depositary name]Custody Account exclusively for the assets of Customer 1 (segregated). Account name: ”[Delegate name] – on behalf of Depositary/Customer 1”. Custody Account exclusively for the assets of UCITS 1 (segregated). Account name: ”[Delegate name] – on behalf of Depositary/UCITS 1”. Custody Account exclusively for the assets of AIF 1 (segregated). Account name: ”[Delegate name] – on behalf of Depositary/AIF 1”..