AdvancesinExperimentalSocialPsychologyVolume442011ElsevierIncISSN00652601DOI101016B9780123855220000056AllrightsreservedDepartmentofPsychologyCornellUniversityIthacaNewYorkUSA73Boundarycondition ID: 897834
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1 CHAPTERFIVETheDunningKrugerEffect:
CHAPTERFIVETheDunningKrugerEffect:OnBeingIgnorantofOnesOwnIgnoranceDavidDunning1.TwoAssertionsAboutIgnorance1.1.Ignoranceisprevalentineverydaylife1.2.Ignoranceisofteninvisibletothosetosufferfromit1.3.Overviewofchapter2.WhyIgnoranceisInvisible2.1.Ignoranceliesintherealmofunknownunknowns2.2.Ignoranceisdisguisedbydomain-specificmisbeliefs2.3.Ignoranceisdisguisedbyreach-aroundknowledge2.4.Athresholdconditionforlackofrecognition3.TheDunningKrugerEffect3.1.Definition3.2.Thedoubleburdenofincompetence3.3.Expertiseandmetacognitivejudgment3.4.Empiricaldemonstrations4.AlternativeAccounts4.1.Regressiontothemean4.2.Noiseplusbias4.3.Lackofincentives5.TheErrorsofTopandBottomPerformersCompared5.1.Counterfactualcomparisons5.2.Impactofsocialcomparisoninformation5.3.Theparadoxofgainingexpertise6.SourcesofSelf-evaluation6.1.Theissueofindirectindicators6.2.Theproblemofrationalerrors6.3.Theimpactofpreconceivednotionsofskill6.4.Preconceivednotionsversusbottom-upexperience7.OutstandingIssues7.1.Individualdifferencesinmeta-ignorance7.2.Perseveranceinignorance AdvancesinExperimentalSocialPsychology,Volume442011ElsevierInc.ISSN0065-2601,DOI:10.1016/B978-0-12-385522-0.00005-6Allrightsreserved.DepartmentofPsychology,CornellUniversity,Ithaca,NewYork,USA 7.3.Boundaryconditionstotheinvisibilityofincompetence7.4.Canignorancebebliss?8.ConcludingRemarksInthischapter,Iprovideargumentandevidencethatthescopeofpeoplesignoranceisofteninvisibletothem.This(orignoranceofignorance)arisesbecauselackofexpertiseandknowledgeoftenhidesintherealmoftheunknownunknownsorisdisguisedbyerroneousbeliefsandbackgroundknowledgethatonlyappeartobesufficienttoconcludearightanswer.Asempiricalevidenceofmeta-ignorance,IdescribetheDunningKrugereffect,inwhichpoorperformersinmanysocialandintellectualdomainsseemlargelyunawareofjusthowdeficienttheirexpertiseis.Theirdeficitsleavethemwithadoubleburdennotonlydoestheirincompleteandmisguidedknowledgeleadthemtomakemistakesbutthoseexactsamedeficitsalsopreventthemfromrecognizingwhentheyaremakingmistakesandotherpeoplechoosingmorewisely.Idiscusstheoreticalcontroversiesovertheinterpretationofthiseffectanddescribehowtheself-e
2 valuationerrorsofpoorandtopperformersdif
valuationerrorsofpoorandtopperformersdiffer.Ialsoaddressavexingquestion:Ifself-percep-tionsofcompetencesooftenvaryfromthetruth,whatcuesarepeopleusingtodeterminewhethertheirconclusionsaresoundorfaulty?AllowmetobeginthischapterwithastipulationthatIhopewillnotbetoocontroversial.Thatstipulationisthatpeopleconducttheirdailyaffairsundertheshadowoftheirowninevitableignorance.Peoplesimplydonotknoweverythingabouteverything.Thereareholesintheirknowl-edge,gapsintheirexpertise.I,forexample,cannamemanyareasinwhichmyknowledgeisincomplete,ifitevenbeginsatall.Iamnotuponthelatestdevelopmentsinhydrostaticsandhydrauliccircuitrydesign.IdonotknowmuchaboutthehighlightsoftwentiethcenturyZimbabweansculpture.IamnotyourgotoguywhenitcomestogoodrestaurantsinDuOfcourse,onemightconcedetheinevitabilityofignorance,butarguethatmostifnotallofpeoplesignorancecoversobscuretopicsthatcarrynoimplicationsfortheireverydaylives.Muchlikeantsfailtosufferbecausetheydonotknow,orevenconceiveof,suchtopicsasbebopjazzorquantummechanics,peoplemaynotsufferbecausethetopicstheyfailtoknowfallwellbeyondtheissuesthatactuallyinfluencetheiroutcomesinlife.Economists,forexample,havearguedthatmostignoranceisrational,inthatthereareseveraltopicsforwhichgainingexpertisewouldjustnotprovidethetangiblebenefittomakeitworthwhile(Downs,1957 DavidDunning 1.TwoAssertionsAboutIgnoranceButIbelievethisstancetowardignoranceismistaken.Instead,Iwishtomaketwoassertionsaboutpeoplesinevitableignorancethatmakesitaquiterelevantissuefortheirdailylives.Ofcourse,makingthoseassertionsconvincinglytakessomeargumentationand,moreimportantly,data.1.1.IgnoranceisprevalentineverydaylifeFirst,Iwishtoarguethattheboundarywherepeoplesknowledgeendsandtheirignorancebeginsfrequentlyarrivesfarsoonerthanonewouldexpect.Thatboundaryofteninsinuatesitselfwellwithinthegeographyofeverydaytasksthatdeterminewhetherpeoplelivehappyandeffectivelivescertainlywithinthecircleofchallengesthatpeopletypicallyfaceoverthecourseofalifetime.Forexample,incontemporarysociety,peoplemustfilteragooddealofnewsaboutscientificfactsonsuchimportantissuesastheenvironment,medicaltreatment,andbiotechnology.Inthatregard,theNationalScienceFoundation,initsbiannualsurv
3 eyofscientificknowledge,findslargegapsin
eyofscientificknowledge,findslargegapsinthebasicfactsofwhatpeopleknow.Inits2008surveyofroughly1500UnitedStatesadults,onlyabout53%ofrespondentsknewthatelectronsaresmallerthanatomsandonly51%couldsuccessfullyidentifythatitwastheearththatrevolvedaroundthesun(ratherthantheotherwayaround),takingayearfortheearthtodoit.Whenaskedwhetheritwasbettertotestanewhighbloodpressuredrugbygivingit(a)to1000participantsor(b)to500participants,withanadditional500receivingaplacebo,only38%gavethecorrectanswerwithanappropriaterationaleNationalScienceBoard,2010Butperhapsscienceisnotaday-to-dayactivityfortypicalcitizens,sotheycanbeexcusedfornothavingbasicknowledgeabouttopicstheymakenodirectdecisionsabout.Theydo,however,makedecisionsineveryelection;thus,itisimportantforcitizenstohaveabasicworkingknowledgeoftheirgovernment.Ina2009surveyofroughly2500Americancitizens,onlyhalfofrespondentscouldnameallthreebranchesoftheFederalgovernment,only54%knewthatthepowertodeclarewarrestswithCongressratherthanthePresident,andonly57%couldproperlyidentifytheroleplayedbytheelectoralcollege,withmanythinkingittrainsthoseaspiringforhigherofficeorsupervisedthefirsttelevisiondebatesIntercollegiateStudiesInstitute,2008Foraresponsetobecodedasaccurate,therespondentmustprovideanappropriaterationale.Manyrespondentsoptfortheplacebogroup,butdoso,forexample,tokeepthefatalityratedownifthedrugshouldprovedeadly.Thisisnotcodedasaccurate(Miller,1998 TheDunning-KrugerEffect Or,perhaps,peoplehavemoreexpertiseaboutdecisionsthatcarryspecificandconcreteconsequencesforthem,likesavingforretirement.Overrecentdecades,manycompaniesandinstitutionshavemovedfromdefinedbenefitplans,inwhichthebenefitspeoplereceiveoncetheyretirearefixed,todefinedcontributionplans,inwhichemployershandoverlumpsumsofmoneyfortheiremployeestoinvestastheyseefit.Fordefinedcontributionplanstobesuccessful,employeesmustbesavvyabouthowtoinvest.Withthisasbackground,studiesoffinancialliteracyprovidecauseforLusardiandMitchell(2009),forexample,presentedrespondentswiththefollowingtwoquestions,thefirstprobingpeoplesunderstandingofinterestratesandthesecondtheirunderstandingofinflation.Supposeyouhad$100inasavingsaccountandtheinterestratewas
4 2%peryear.After5years,howmuchdoyouthinky
2%peryear.After5years,howmuchdoyouthinkyouwouldhaveintheaccountifyouleftthemoneytogrow:morethan$102,exactly$102,lessthan$102.Imaginethattheinterestrateonyoursavingsaccountwas1%peryearandinflationwas2%peryear.After1year,wouldyoubeabletobuymore,exactlythesameas,orlessthantodaywiththemoneyinthisaccount?Only56%answeredbothquestionscorrectly.Inmattersofhealthliteracy,anareacertainlywithineverydayconcern,thepictureremainsthesame.TheInstituteofMedicinereportsthat90millionpeopleintheUnitedStates(withapopulationofjustover300million)havesubstantialdifficultyunderstandingandfollowinghealthinformation,thustakingdrugserraticallyorinwaysthatundercuttheireffectiveness(Nielsen-Bohlman,Panzer,&Kindig,2004).Inonespecificstudy,asthmasuffererswereaskedtodemonstratehowtouseaninhaler,withresearchersnotingwhetherrespondentsfollowedsixstepsessentialforinhalerstobeeffective(e.g.,didtherespondentshaketheinhalerbeforeusing,exhalebeforetakingapuff,waitatleast30sbetweenpuffs).Respondentsdidnotshowahighdegreeofcompetence,with48%ofthosereadingatahighschoolleveland89%ofthosereadingbelowathirdgradelevelfailingtofollowthreeormoreofthecrucialstepsidentifiedWilliams,Baker,Honig,Lee,&Nowlan,19981.2.IgnoranceisofteninvisibletothosetosufferfromitButitisthesecondassertionthatmaybemoreimportant,andtowhichthebulkofthischapterisdevoted.Thatassertionisthatpeoplearedestinednottoknowwherethesolidlandoftheirknowledgeendsandtheslipperyshoresoftheirignorancebegin.Inperhapsthecruelestirony,theonethingpeoplearemostlikelytobeignorantofistheextentoftheirownigno-rancewhereitstarts,whereitends,andallthespaceitfillsin-between.Thisisnotamatteroftrying.ItisreasonabletoassumethatpeoplearealotlikeMarcusTulliusCicero,theeminentRomanorator,whoonceadmitted DavidDunning thathewasnotashamedtoconfesshewasignorantofwhathedidnotknow.Thetrickisifonlyhe,andwe,couldfigureoutwhatthatwhatis.Inthediscussionthatfollows,Iwillarguethatitisnearlyimpossible,lefttoonesowndevices,foronetosurmisewhatonedoesnotknow.Itisanintrinsicallydifficulttaskandonethatpeoplefailrepeatedly(Carter&Dunning,2008).Assuch,weshouldnotdemandofpeoplethattheyhavesomemagicalawarenessofallthattheydonotknow.Tobesure,peopleoccasionallycanidentifypocketsoftheir
5 ownincompetence,buttheyarefarfromperfect
ownincompetence,buttheyarefarfromperfectinidentifyingallofthem.Instead,theyoftenbelievetheyactwithadequateifnotexcellentexpertise,wheninsteadtheymisstepoutofmisun-derstandingandmiscalculationthattheyfailtorecognizeassuch.Theymaythinkthattheyaredoingjustfinewhentheyare,instead,doinganythingbut.1.3.OverviewofchapterInthischapter,Ibeginbydescribingwhyignorancesooftenslinksaroundinvisiblytothosewhosufferfromit,coveringanumberofissuesthatarisebecausepeopleactoutofaninevitableignorancethattheyarenotinapositiontorecognize.Ithenturntoaninstanceinwhichthispredicamentisitsmostvisibleandflamboyantnamely,theDunningKrugereffect,inwhichpeoplesufferingthemostamongtheirpeersfromignoranceorincompetencefailtorecognizejusthowmuchtheysufferfromit.Idescribethephenomenon,reporttheempiricalevidenceforit,discussalternativetheoreticalaccountsforit,andlayoutsomeofitsmanyimplications.Ialsodiscussthetypesoferrorsmadebytopperformersthatis,thoseimbuedwithamplecompetenceandexpertiseandshowhowtheydifferfromthoseofpoorperformers.Next,Inotethatalthoughpeoplemayhavelittleinsightintotheirownignorance,theydogoaheadwithafirmsensethattheyareknowledgeableaboutcertaintopicsandtasks.Wheredotheseself-impressionsofskillcomefrom?Idiscussempiricalworkinmylabthathasdocumentedtwosourcesofpeoplesself-impressionssourcesthatare,regrettably,notnecessarilytiedcloselytoactualskill.Finally,Iendbydiscussingtheopenissuesthatdeservefurtherempiricalstudy.Amongthosequestionsiswhetherpeopleultimatelylearnabouttheirdeficits?Andifnot,whynot? 2.WhyIgnoranceisInvisibleThecentralassertionofthischapteristhatpeoplesignoranceisofteninvisibletothemthattheysuffer,forlackofabetterterm,aremainingignorantofthemultitudeofwaystheydemonstrategapsinknowledge.Tobesure,peopleareoftensuccessfulinidentifyingafew TheDunning-KrugerEffect areaswheretheirexpertiseislacking,ortopicstheywishtheyknewmoreaboutbutIwouldassertthatanyindividualsmentalcatalogueoftheirareasofignoranceislikelytobeveryincomplete.Peoplescatalogsarelikelytobeimperfectbecausemanyoftheirdeficitsarecamouflagedinoneoftwoways.First,manyinstancesofanignorancefallintothecategoryof.Second,manyinstancesofignorancemaybeobsc
6 uredbecausetheyarehiddenbehindmisbeliefs
uredbecausetheyarehiddenbehindmisbeliefsthatpeoplemistakeforvalidknowledgeinthedomaininquestion.Third,peoplemaybeabletoconstructresponsesongeneralworldknowledge,orreach-aroundknowledgeappearstoberelevantandreasonablewhenitreallyisnot.2.1.IgnoranceliesintherealmofunknownunknownsConsideranycomplexproject,whetheritbebuildingafunctionalbuilding,craftingawinninglegalargument,orprotectingonescountryfromterror-istattack.Informationrelevanttothatprojectcanbebrokendownintothreedifferentcategories.First,thereareknownknowns,informationthatpeoplehaveandknowthattheyhave.Second,thereareknownunknownsinformationthatpeopledonothaveandknowthattheylack.Butmostimportanttoouranalysisofignoranceisathirdcategoryofinformation,unknownunknowns,informationthatisrelevanttotheprojectbutthatpeopledonotknowtheylack.Theseareconsiderationsthatthepersondoesnotevenconceiveof.Questionsthatpeopledonotknowenoughtoask.Thenotioncanrefertoanypieceofinformationthatliesoutsideapersonsken.Itcanrefertopotentialproblemsorrisksthatthepersondoesnotanticipate,actionsthatareessentialtoattainsuccessthatthepersondoesnotknowabout,possiblemovesorstrategiesthatadecision-makermightmakeifonlythatdecision-makerknewoftheirexistence,contingenciesthatoneshouldprepareforifonewereforewarned,orevensolutionsthatadecision-makermightarriveatifonlytheycouldbeintuited.Itislikelythatpeoplearenotawareoftheirignorancebecausemuchofitisstashedintherealmofunknownunknowns.Ahypotheticalexamplemaymakethisclearer.Supposeacouplewerebringingtheirnewbornbabyhomeandknewthatnowwasthetimetochildprooftheirhouseagainstriskstotheirinfant.Aspartoftheirknownknowns,theymayknowthattheyhavetoplacegatesinfrontofstairwaysandbarriersaroundfireplaces.Aspartoftheirknownunknowns,theymayhavequestionsaboutotherpotentialprecautionsthattheyaresuspecttheymayhavetotake.Shouldthey,forexample,dosomethingabouttheirelectricaloutlets?(Yes,theyThecarefulreaderwillnoticeonelastcategoryofknowledgethathasbeenomittedunknownknowns.Suchacategorylikelyexists,andonewouldprobablyhavetostartanytreatmentofitwiththephilosophyofZizek(2004),whoalignsitwithideology.Butthenotionofunknownknownsisatopicthatdeservesitsownfocuseddiscussion.Thus,itliesoutsidethescopeoftheprese
7 ntchapter. DavidDunning shouldcoverthemw
ntchapter. DavidDunning shouldcoverthemwithchild-resistantcoversbutnotplasticplugs,whichcanbepriedoff.)Andoncethoseknownunknownsareaddressed,thecouplebreathesasighofreliefandbringstheirinfanthome,confidentthattheyhavedoneanadequatejobandthatthehouseissafe.But,worryingly,beyondthecouplesrealmofawarenessmayliethatextensiveclassofunknownunknownsprecautionsthattheparentsshouldhavetakenbuthavenoconceptionofsuchasraisingthecordsofdrapesandmini-blindsothatthebabydoesnotaccidentallybecomestrangled,ormovingallhouseholdplantstowherethebabycannotreachthem,lesttheyturnintoapoisonoussnack.Thenotionofunknownunknownswasmadenotoriousin2002inapressconferencebytheUnitedStatesSecretaryofDefenseDonaldRums-feldwhenhenotedthathisdepartmentcarriedtheburdenofnotnecessarilyknowingalltheydidnotknowaboutterroristrisksfacingtheUnitedStatesKamen,2002),buttheconcepthasalonghistoryindesignandengineeringKossiakoff&Sweet,2003).Engineersaretaughttobevigilantagainstunknownunknowns,andtotestanysystemtheycreateagainstanycontin-gencytheycanthinkoftobestflushoutasmanyunknownunknownsaspossible.Architectsareaskedtocalculatetheamountofconcreteabuildingneedstoremainstable,andthenuseeighttimesthatamounttoguardagainstunknownunknowndangersthatwouldotherwiseidentifythem-selvesonlyafteritistoolate(Heath,Larrick,&Klayman,1998Thenotionofunknownunknownsliesalsoatthecenterofanemergingyetstillunconventionalstrainineconomicsanddecisiontheory(e.g.,Schipper,2010).Inthisarea,scholarsrecognizethatdecision-makersmaynotliveintheworldportrayedintraditionaleconomicanalysis,whererationalactorshavecompleteinformationofallpossiblecontingenciesandoutcomesthatmaybefallthem.Instead,actorsareleftunawareofpossiblestatesoftheworldthatmightobtain.Forexample,decision-makersmaybeaskedtoplayagameinwhichtheyhavetodiscoverforthemselveswhattheparametersofthegamereallyare(e.g.,Halpern&Rego,2006)ratherthanhavingthegameexplainedcompletelytothem.Giventheexistenceofunknownunknowns,itisnotsurprisingthatanaccumulatingbodyofevidencefromfar-flungcornersofpsychologyshowsthatpeopleseemtoknownothingaboutthegapsintheirknowledge.Forexample,readersoftenclaimtohavereachedadeepcomprehensionofanarrativepassageyetfailtorecognizethedirectcontradictionscon
8 tainedwithin(Epstein,Glenberg,&Bradley,1
tainedwithin(Epstein,Glenberg,&Bradley,1984;Glenberg,Wilkinson,&Epstein,1982).Theycanclaimtheyknowhowhelicopters,flushtoilets,andcylinderlockswork,buthavetobackoffthoseclaimsoncetheytakeastabexplaininghowthosegadgetswork(Rozenblit&Keil,2002).Theysimilarlyclaimtheycanexplaintheirfavoritepoliticalcandidatespositiononanimportantsocialissuebutoftencannotdosowhenasked(Oppenheimer,&Zemla,2010 TheDunning-KrugerEffect Inourownwork,wehavefoundthatgraduatestudentspursuingdegreesinpsychologyfailtonoticeshortcomingsintheirknowledgeofresearchmethods.Viae-mail,wepresentedanationalsampleofgraduatestudentsataskinwhichtheyhadtocritiquethemethodsoffourseparatestudiesandthenself-evaluatehowwelltheyhaddone.Wevariedthenumberofmethodologicalflawswewoveintothosestudiestoseeifrespondentsgaveweighttothenumberofflawstheymissedintheirself-evaluationsofperformance.Theydidnot.Respondentsappearedtohavenomagicalawarenessofunknownunknownmethodologicalflawsthatwereinthematerialstospotbutthattheyhadmissed.Indeed,informingthemoftheflaws,theyhadmissedcausedrespondentstosignificantlylowertheirself-ratingsontheirmethodologicalskillsexcept,interestingly,forskillsrelatedspecificallytotheirownresearch(Caputo&Dunning,2005,Study4).Unknownunknowngapsinknowledgemaygounrecognizedinevery-daylifebecausepeoplefailtohaveoutsideagentshoveringoverthem,pepperingthemwithexamsthatcouldimpolitelyexposeholesintheirknowledge.Studentsinmedicalschools,however,oftendohavesuchagentshoveringaroundthem,eagertoassessskillswithwell-honed,objec-tivelystructuredexercises.Inthesecircumstances,howoftendomedicalandnursingstudentsshowgapsinknowledgethattheyappeartoknownothingabout?Theanswerappearstobeoften.Barnsleyetal.(2004)askedstudentinternstoperformsevencommonclinicalprocedureswhilebeingwatchedbytheirtutors.Thetutorsgradedtheinternsalonganassessmentinstrumentthathadbeencarefullycraftedbyconsensusamongthehospi-talsexperienceddoctorsandnursestocontainstandardsindicatingthattheinternstillneededsupervisionontherelevantprocedureorwassocompetentthatheorshecouldnowteachittoothers.Theevaluationsoftheinternsandthetutorsdramaticallydisagreed.Alltheinterns,forexample,felttheyknewvenipuncturewellenoughtoteachothers,butonly10%
9 oftheirtutorsagreedwithnearly50%of
oftheirtutorsagreedwithnearly50%ofinternsjudgedasstillneedingsupervision.Onbladdercatheterizationofamalepatient,80%ofinternsthoughttheyknewtheprocedurewellenoughtoteachbutnoneoftheirtutorsconcurred,judgingthathalfoftheinternswerestillinneedofsupervision.Otherstudieshavediscoveredsimilarunknownunknowngapsinclinicalknowledge.Watts,Rush,andWright(2009)askedfirst-yearnursingstudentstocompleteanexerciseinwhichtheydressedawound.Thenursingstudentthenwatchedavideotapeoftheirperfor-mancealongwithaninstructor.Onaverage,studentssawroughlythreemistakesinwhichtheycouldhavecontaminatedthewound,buttheirinstructorsonaveragesawmorethansix.Studentswereknowledgeableabouthowmisuseofglovescouldhavecontaminatedthewound, DavidDunning catching92%oftheinstancesinwhichtheirinstructorssawanerror,butrecognizedonly15%oftheerrorscomingfrommishandlingofswabsand24%fromthehandlingofcleaningsolutions.Vnuk,Owen,andPlummerasked95first-yearmedicalstudentstocompleteaCPR(cardio-pulmonaryresuscitation)exerciseandthenaskedthemhowwelltheyhaddone.Onlythreefelttheyhadfailedtheexercise(whichtheyknewmeantthattheyhadmissedsteps,puttheminthewrongorder,executedthemincorrectly,ormovedtooslowly),butanexpertexaminerjudgedthatafull36hadfailed.Peoplealsodemonstrateunknownunknowngapsinthepossiblesolu-tionstheycangeneratetoproblems.Forexample,DeannaCaputoandI)presentedparticipantswithapopularwordpuzzlecalledBoggle,inwhichparticipantslookovera44arrayoflettersandtrytofindstringsoflettersthatformEnglishwords.AnexampleofaBogglearrayisgiveninFig.5.1,withthewordindicatedasitisfoundinthepuzzle.WeaskedparticipantstofindasmanywordsastheycouldinthreeBogglepuzzles,spending3minoneach,andthentoratehowwelltheyhadthoughttheyhaddone.Wevariedthespecificpuzzlesparticipantscon-fronted,sosomeparticipantsfacedpuzzleswithmanymoresolutionsthandidothers.Wewereinterestedinwhetherparticipantsdisplayedanyinsightintogapsintheirperformance.Wouldtheyhaveanadequateunderstandingofthesolutionstheyhadmissed?Theanswerwasaclearno,asindicatedinTable5.1,whichshowshowmuchweightparticipantsgavetosolutionsfoundandmissedintheirself-evaluations.However,onceexplicitlyinformedofthenumberofsolutionstheyhadmissed,participantswerequitewillingtogiveweightt
10 othatnumber(seeTable5.1 ABCDEFGHIJKLMNOP
othatnumber(seeTable5.1 ABCDEFGHIJKLMNOP Figure5.1Exampleofa44BogglepuzzlearraylikethoseusedinCaputo&Dunning(2005,Study1).Theletterscomprisingthewordknifearehighlighted.Ifyoucontinuereading,Iwillrevealthenumberofthree-letterplusEnglishwordscontainedintheBogglepuzzleinFig.5.1 TheDunning-KrugerEffect Thelackofweightgiventothenumberofsolutionsmissedismorecomprehensiblewhenotherstatisticsareconsidered.Participantsestimatesofhowmanysolutionstheymissedborenocorrelation(withthetruth.Moreimportantly,participantstended,onaverage,tothinktheyhadmissed18possiblesolutionswhen,infact,theymissed154.Notsurprisingly,participantsloweredtheirevaluationoftheirBoggleacumenafterseeingthelonglistofallthesolutionstheyhadshownnoawarenessofCaputo&Dunning,2005,Study1).Inafollow-upstudy,participantsbetlessmoneythattheycouldbeatanotherstudentinaBogglecompetitiononcetheirerrorsofomissionwerepointedouttothem(Study5).2.2.Ignoranceisdisguisedbydomain-specificmisbeliefsIgnoranceisalsohiddenbecauseitisoftenindisguise.Peoplemaybelievetheypossessaccurateknowledgeinadomainthatis,infact,misguidedandmisinformed.Forexample,despitealifetimeofinteractionswithobjects,peoplepossessanintuitivephysicsthatcontainsmanymistakesandmis-perceptionsabouthoweverydayobjectsmove(Proffitt,1999).Rollaballintothecoiledtubeandmanypeoplebelievethattheballwillrolloutofthetubeinacurvingtrajectory,whenit,infact,willjustgostraight(Jonides,&Alexander,1986).Peopledisplaycommonmisconceptionsabouthowsucheverydayitemsasmirrors(e.g.,Hecht,Bertamini,&Gamer,2005)andbicycles(Lawson,2006)work.Theyalsodisplayerrone-ousbeliefsabouthowemotionsworkinhumans(Wilson&Gilbert,2003;Woodzicka&LaFrance,2001 Table5.1Weightgiven()tosolutionsfoundversusmissedinself-evaluationsbeforeandafterparticipantswereinformedofallpossiblesolutionstotheBogglepuzzles(Caputo&Dunning,2005,Study1)SolutionsfoundSolutionsmissedSolutionsfoundSolutionsmissedThereare15EnglishwordsintheBogglepuzzle.Sothattheyallmayberemovedfromtherealmoftheunknownunknowns,theyareplonk,knife,mink,knop,jink,glop,fink,pol,nim,lop,kop,jin,ink,fin,andfie. DavidDunning Peoplealsodisplayremarkablemisbeliefsaboutsocialconditions,withpeoplewhoaremostwrongsometimesexpressingthegreatestconfidenceintheirbeliefs
11 .Forexample,inasurveyofopinionsaboutwelf
.Forexample,inasurveyofopinionsaboutwelfare,Kuk-linskiandcolleaguesfoundthatthemostconfidentrespondentsthoughtthat25%offamiliesreceivedwelfareintheUnitedStates(thefigureiscloserto7%)andthat80%ofthosereceivingwelfarewereAfrican-American(therealityislessthanhalf).Respondentswhothoughtthat15%ofthefederalbudgetwenttowelfarewerejustasconfidentasthosewhoexpressedthetruth(1%)(Kuklinski,Quirk,Jerit,Schwieder,&Rich,20002.3.Ignoranceisdisguisedbyreach-aroundknowledgePeoplealsodisplaytheirignoranceinotherremarkablewaysthatprovideathirdexplanationastowhypeopleoftenfailtoknowwhattheyfailtoknow.Inshort,researchershavecaughtpeopleexpressingknowledgeabouttopicsthatresearchersknowwithcertaintypeoplecannotknowanythingabout.Whyaretheycertain?Theyarecertainbecausethesetopicsdonot2.3.1.Over-claimingIn2003,Paulhusandcolleaguesaskedrespondentstoratetheirknowl-edgein150differenttopics,rangingfromdoubleentendresTheDivineComedyandsoon.Sprinkledwithinthosetopicswere30thatweremerelytheinventionoftheexperimenters,suchasLaNeigeJaune,andesotericdeduction.Oftherealtopics,respondentsclaimedatleastsomeknowledgeof44%ofthem.Ofthenonexistenttopics,respondentsclaimedthesameforroughly25%ofthem.Paulhusandcolleaguesreferredtothistendencyasanddescribeditasaformofself-enhancementthatwasindependentofactualintellectualability.2.3.2.NonattitudesButPaulhussworkfollowedalongtraditioninsociologicalresearchshowingthatpeoplefrequentlyexpressopinionsaboutnonexistentsocialgroups(e.g.,theWallonians),politicalfigures,andgovernmentagenciesandpolicies(e.g.,theMetallicMetalsAct)(Bishop,Tuchfarber,&Oldendick,).Thesearealltopicsaboutwhichparticipants,bydefinition,cannothaveanyactualknowledgebutsubstantialnumbersofpeopleclaimenoughbackgroundtohaveformedanopinion.Forexample,11%ofrespondentswillprovideanopinionaboutafictitiousagriculturaltradeactand14%ofamonetarycontrolactevenifgiventheexplicitoptionofsayingtheydonotknowwhattheactis.Ifanexplicitdontknowresponseoptioniswithheld,thepercentagesofferinganopinionrisetoaround36%foreachact(Bishopetal.,1986).Thistendencydoesnotseemtoarise TheDunning-KrugerEffect entirelyfrommeredeceitonthepartofrespondents(Bishop,Oldend
12 ick,Tuchbarber,&Bennett,1980),butratherf
ick,Tuchbarber,&Bennett,1980),butratherfromsomeotherprocess.2.3.3.Reach-aroundknowledgedefinedThisotherprocessappearstobeanimportantone,foritmayprovideyetanotherexplanationforwhypeopleclaimknowledgefortopicsaboutwhichtheyarereallyuninformedormisinformed.Theprocessisthatpeopletakecuesfromthesocialsituationtheyareinandtheirgeneralworldknowledgetocobbletogetherenoughapparentinformationtoformanimpression.Thatis,peoplereachbackoraroundtoanyknowledgetheyhavethatmightappeartoberelevant,andthenuseittoimposesomemeaningonthequestionstheyareaskedandthentoformajudgment.Thatis,theydonotusedomain-specificinformationtoinformtheirjudgments(howcouldthey,fornodomainexists),butinsteadusemoregeneralreach-aroundknowledgethatseemslikeitmightberelevanttothetaskathand.Forexample,whenaskedaboutafictitiousAgriculturalTradeAct,surveyrespondentsfrequentlymakecommentsaboutissuesthatwereplausiblyrelevant(e.g.,ShipmentsfromJapanarekillingourpro-ductshere),ormaderesponsesconsistentwiththeirmoregeneralattitudestowardthegovernment(Schuman&Presser,1980ThisreachingbacktomoregeneralknowledgemightalsobebehindGraeff(2003)askedrespondentstheirimpressionsofcon-sumerproductsthatdidnotexist,suchasThompsondrillbits,Yamijitsustereoequipment,andBarjoletcheeses.HefoundthatrespondentsweremorewillingtoclaimknowledgeforbrandsforwhichtherewasbroadknowledgethattheycouldrefertosuchasYamijitsustereos,forwhichrespondentscouldfallbacktotheirgeneralimpressionofJapanesestereoequipment,andBarjoletcheeses,inwhichtheycouldrelyonanygeneralknowledgetheyhadofFrenchcheeses.Suchgeneralknowledgewasnotavailableforotherbrands(suchasThompsondrillbits),andhefoundthatpeopleweremuchlesslikelytoclaimanyknowledgeinthosesituations.Thisreachingaroundbacktowardgeneralknowledgemayalsobebehindotherinstancesinwhichrespondentsadheretobeliefsevenifthosebeliefscomeunderpresumablydefinitivechallenge.Prasadandcol-leaguesidentifiedrespondentswhobelievedthatSaddamHusseinhadplayedaroleintheattacksof9/11andthenconfrontedthemwiththefactthatthefederalcommissionhadconcludedthathehadplayednorolePrasadetal.,2009).Ofthoseconfronted,10%directlyrefutedthecommis-sionsconclusion,arguingfrommoregeneralknowledgeratherthananyspecificknowledgeaboutt
13 heeventsof9/11,makingassertionssuchas:
heeventsof9/11,makingassertionssuchas:Ibelievehewasdefinitelyinvolvedwithitbecausehewasdefinitelypump-ingmoneyintotheterroristorganizationseverywayhecould.Andhewouldevensend$25,000tosomebodywhocommittedsuicidetokillanotherperson,totheirfamily(Prasadetal.,p.153). DavidDunning 2.4.AthresholdconditionforlackofrecognitionThisabilitytoreachbacktogeneralknowledge,importantly,mayalsoprovideaboundaryconditionforwhenpeoplewillclaimknowledgetheydonothaveversusprofess(correctly)theirignorance.Ifthereisnodomain-specificbelieforgeneralreach-aroundknowledgetofallbackon,peoplemayrightlyclaimnoknowledgeoropinion.Veryfewpeople,forexample,wouldvolunteertostandinforacardiothoracicsurgeontoperformatriple-bypassonafriend,presumablybecausepeoplehavenobackgroundinfor-mation,nointellectualscaffolding,withwhichtheycanconstructamentalmodelabouthowtoproceed.ThesamepresumablyholdstrueforsuchesoterictopicsasbuildingarocketengineorrecitingtheIcelandicSagas.However,pubstheworldoverarefilledwithfootballfans(whetheritbetheAmerican,Canadian,European,orAustraliangame)whothinktheycandoabetterjobmanagingtheirfavoriteteamthanitsmanager,presum-ablybecauseanumberofinformalconversationsandargumentswithbarmatesovertheyearshasledthemtoconceiveofsomeintellectualscaffold-ingofthoughtsandintuitionsthatmayormaynotconstituteactualexpertise.Likewise,therearelikelymanyDIY(do-it-yourself)homerepairenthusiastswhohappilygoaboutrewiringtheelectricalcircuitsintheirhousebasedonwatchingtheirneighbordoitonceorseeingsomeprogramlastyearontheHomeandGardenchannel.Theymaysucceed,butsafetyexpertssuggesthiringaprofessionaltotakecareofelectrical,plumbing,orroofrepairs.TheissueisnotsomuchtheaddedcostofhavingthatexpertcorrectanymistakestheDIYermightmake.Rather,theissueisthenumberoftripstothehospitalemergencyroomthattheseepisodesofhomerepairsmightendin(Leamy&Weber,2009Thatis,thereisathresholdthathastobemetforpeopletomakeinappropriateclaimsofexpertise.Theyhavetohavesomefragmentsofinformation,enoughscaffoldingbasedondomain-specificorgeneralworldknowledge,toallowthemtocobbletogetheraplausibleresponse.Iftheycannotdothat,theywillnotmakeaninappropriateclaim.Thequestion,thus,ishowcommonlycanpeoplegatherenoughinformationorargumenttofe
14 elliketheyhavepassedthatthreshold? 3.The
elliketheyhavepassedthatthreshold? 3.TheDunningKrugerEffectArguingthatignorancetendstobeinvisibleissomewhatdifficult,inthatpeoplelisteningtothecontentionhaveahardtimeresonatingwithit.Iftheytrytointrospectaboutanyunknownunknownsorinvisiblepocketsofignoranceintheirownlife,theywill,bydefinition,comeupemptyleavingthecontentiontofeelalittlealienordisputable.Butthereisa TheDunning-KrugerEffect manifestationoftheargumentthatisquitevisibleineverydaylifeandthatpeopledoresonatewith.Itisnotthemeta-ignorancetheywitnessinthemselves;rather,itisthemeta-ignorancetheywitnessinothers.3.1.DefinitionSpecifically,foranygivenskill,somepeoplehavemoreexpertiseandsomehaveless,someagooddealless.Whataboutthosepeoplewithlowlevelsofexpertise?Dotheyrecognizeit?Accordingtotheargumentpresentedhere,peoplewithsubstantialdeficitsintheirknowledgeorexpertiseshouldnotbeabletorecognizethosedeficits.Despitepotentiallymakingerroraftererror,theyshouldtendtothinktheyaredoingjustfine.Inshort,thosewhoareincompetent,forlackofabetterterm,shouldhavelittleinsightintotheirincompetenceanassertionthathascometobeknownastheDunningKrugereffect(Kruger&Dunning,1999).Thisistheformofmeta-ignorancethatisvisibletopeopleineverydaylife.Thus,thecentralquestioniswhetherthepeopletheyspotreallydoremaininnocentoftheirowndeficitsevenwhenthosedeficitsarerelativelysevere.In1999,JustinKrugerandIdecidedtoexaminetheextenttowhichpoorperformersinknowledgedomainsrevealanyinsightaboutthedepthoftheirshortcomingsandlacklusterperformance.Ourstrategywastoaskparticipantstotaketestsassessingintellectualexpertiseinsuchdomainsaslogicalreasoningandgrammar,aswellastasksassessingsocialskill.Wethenaskedparticipantstoratehowwelltheythoughttheyweredoing.Overtheyears,wehavedonesointwodifferentways.First,wehaveaskedpartici-pantstoprovidecomparativeself-evaluations,ratinghowwelltheythinktheyaredoingrelativetotheirpeers.Second,wehaveaskedparticipantstoprovideself-evaluationsalongmoreabsolutescalesinvolvingnosocialcomparison,suchasestimatinghowmanyspecificquestionstheythinktheyaregettingrightonthetestpresentedtothem.Wouldpoorperformersunderstandhowbadlytheydid?Wepredictedthattheywouldnot.Muchliketheirmoreskilledpeers,theseindividualswou
15 ldselecttheanswersthatlookedthemostsensi
ldselecttheanswersthatlookedthemostsensibletothemandsoattheendofthedaywouldthinkthattheiroverallperformancewasratherreasonable.Ofcourse,operatingfromincompleteandcorruptedknowl-edge,theywouldmakemanymistakesandnotrecognizethosemistakesastheymadethem.3.2.ThedoubleburdenofincompetenceInessence,weproposedthatwhenitcametojudgmentsofperformancebasedonknowledge,poorperformerswouldfaceadoubleburden.First,deficitsintheirexpertisewouldleadthemtomakemanymistakes.Second,thoseexactsamedeficitswouldleadthemtobeunabletorecognizewhen DavidDunning theyweremakingmistakesandwhenotherpeoplewerechoosingmorewisely.Asaconsequence,becausepoorperformerswerechoosingtheresponsesthattheythoughtwerethemostreasonable,thiswouldleadthemtothinktheyweredoingquitewellwhentheyweredoinganythingbut.Thisdouble-cursearisesbecause,inmanylifedomains,theactofthecorrectnessofones(oranyoneelses)responsedrawsupontheexactsameexpertisethatisnecessaryinthecorrectresponseinthefirstplace.Thatis,intheparlanceofpsychologicalresearch,theskillsneededtoexecutethetaskofjudgingtheaccuracyofaresponse(cf.Everson&Tobias,1998;Maki,Jonas,&Kallod,1994)arepreciselythesameasthosenecessarilyforthetaskofproducinganaccurateresponse.Needtojudgewhetherone(orsomeoneelse)haswrittenagrammaticallycorrectsentence?Thatactofjudgmentreliesonthesamesetofskillsastheactofformingagrammaticallycorrectsentenceinthefirstplace.Wanttoknowifonehasconstructedalogicallysoundargument?Thatactofevaluationdependsontheexactsameknow-howneededtoconstructasoundargument.Thus,ifpoorperformerssufferdeficitsinknowledgethatfailedthemwhenitcametimetoformcorrectresponses,thoseexactsamedeficitswouldsimilarlyfailthemwhenitcametimetojudgetheworthofthoseresponses.Theywouldnotknowwhentheirresponseswereincorrect;theywouldnotknowwhenothersformedbetterones.3.3.ExpertiseandmetacognitivejudgmentWeknewgoingintothisworkthatpreviousresearchsupportedouranalysis.Previousworkhasshownthatstrongandpoorperformersdifferintheirsuccessatthemetacognitivetaskofevaluatingtheirperformance.Whenpeopleareaskedtoevaluateresponsestoindividualtestitems,strongperformersanticipatebetterwhichindividualitemstheyarelikelytogetrightversuswrongthandopoorperformers.Thisdifferenceinmetacogni-tiveachiev
16 ementhasbeendiscoveredinawiderangeoftask
ementhasbeendiscoveredinawiderangeoftasks,suchasstudentstakinganexam(Shaughnessy,1979;Sinkavich,1995),readersindicatinghowwelltheycomprehendanarrativepassage(Maki&Berry,1984;Makietal.,1994),cliniciansmakingmentalillnessdiagnoses(1989;Levenberg,1975),bridgeplayersindicatingtheirbestversusworstmoves(Keren,1987),pharmacyschoolgraduatesseekinglicensure(Gregory,&Galli,2008),physicsexpertsknowingwhichproblemswillbemoredifficult(Chi,Glaser,&Rees,1982),andtennisplayersknowingwhichshotsaremorelikelytobewinners(McPherson&Thomas,1989).Ineachcase,thejudgmentsofstrongperformersaboutwhichindividualresponseswouldmeetwithsuccessversusfailureweremoreaccuratethan TheDunning-KrugerEffect thejudgmentsoftheirlesscompetentpeers(althoughseeGlenberg&Epstein,1987;Wagenaar&Keren,1985,fornullresults).3.4.EmpiricaldemonstrationsButhowwouldthisdifferencebetweenstrongandpoorperformerstrans-latefromjudgmentsofindividualitemstoevaluationsofoverallperfor-Figure5.2showstheresultsofonesuchstudyexaminingwhetherpoorperformersshowanyinsightintotheweaknessoftheirperformance.Inthisparticularstudy,141studentswhohadjustcompletedanexaminoneoftheircollegecourseswereaskedtoevaluatetheirmasteryofcoursematerialaswellastheirperformanceonthespecificexamtheyhadjustcompleted.Participantsestimatedtheirperformancesalongpercentilescales;thatis,theyestimatedthepercentageofotherstudentsinthecoursetheythoughttheyhadoutperformed.Theyalsogaveuspermissiontoretrievetheiractualexamscore,sothatwecouldcomparetheirperceptionoftheirperformanceagainsttherealityofit(Dunning,Johnson,Ehrlinger,&Kruger,2003Fig.5.2shows,therearemanyobservationsonecanmakeabouthowwellperceivedperformancetracksactualperformance.Inthefigure,weusedparticipantsobjectiveperformancetodividethemintofourgroupsfrombottomquartileperformersuptotopquartileperformers.Ascanbeseeninfigure,threemainfindingsemerge(actuallyfour,butwewillwithholddiscussionofthefourthuntillater).First,whetheroneistalkingaboutmasteryofcoursematerialorperformanceonthetest,respondentstendedtothinkoftheirperformance,onaverage,asanythingbutaverage.Respon-dentsinallfourperformancegroupstendedtothinktheyscoredabovethe50thpercentile,orrathertheaverageoftheclass.Overall,participantsthoug
17 httheirmasteryofcoursemateriallayinthe70
httheirmasteryofcoursemateriallayinthe70thpercentileandtheirtestperformanceinthe68thwellabovethatwhichisstatisticallypossible.Whenaskedtoestimatetheirrawscore,theyoverestimatedonaverageby3pointsperceivingascoreof37versusarealityofachieving34(Thesefindingsarenotnews.Peopletypicallytendtoholdoverlyinflatedviewsoftheircompetenceandperformancethinkingonaveragethattheyareoutperformingtheirpeerswhenitisstatisticallyimpossibleforagrouptopost,onaverage,above-averageperformances(seeAlicke&Govorun,2005;Dunning,2005;Dunning,Heath,&Suls,2004;Dunning,Meyerowitz,&Holzberg,1989;Weinstein,1980Zenger(1992),forexample,foundinasurveyofseveralhundredengineersintwocompaniesthat32%inonecompanyand42%intheotherthoughttheirskillputtheminthetop5%ofperformersinthatcompanyastatisticallyabsurdresult.Thatbiasaside,therewasastatisticallyobservablerelationbetweenperceivedandactualperformance(0.47and0.60,0.01,forper-centileandrawscoreestimates).Peoplewhodidpoorlyontheexam DavidDunning intuitedthattheyweredoingworseontheexamthanthosewhodidwell.Thatsaid,althoughitwasstatisticallysignificant,therelationwasquiteshallowwithbottomperformers,onaverage,thinkingtheyperformedroughly1520percentilepoints(8rawscorepoints)worsethantopperformersself-judgments.Thisfindingalsoreplicatesaraftofpastwork, PercentileObjective Performance Quartile Actual Perceived Mastery Perceived Performance Raw scoreObjective performance quartile Actual Perceived ThirdSecond Figure5.2Perceivedperformanceasafunctionofobjectiveperformanceonaclassexam.Toppanelpresentspercentileratingsforperceivedmasteryofcoursematerialandperformanceontheexam.Thebottompanelpresentsperceivedrawscoreontheexam(outof45points).FromDunningetal.(2003),pp.8386,bySAGEPublications.Adaptedwithpermission. TheDunning-KrugerEffect showingthattheretendstobeastatisticallysignificant,albeitonlyweaktomeager,relationbetweenwhatpeoplebelieveabouttheirskillandtherealityasrevealedbyactualperformance(forreviews,seeDunning,2005;Dunningetal.,2004;Mabe&West,1982)whetherintheclassroomCamerer&Hogarth,1999,1982),workplace(Harris&Schaubroeck,1988;Stajkovic&Luchins,1998),orthedoctorsoffice(Davisetal.,2006Allthisleadstothethi
18 rdandmostcentralfinding,that
rdandmostcentralfinding,thatpeopleinthebottom25%ofperformers,whoseactualperformanceliesinthe12thpercentile,thoughtthattheirmasteryofcoursematerialandtestperfor-mancelayclosertothe60thpercentileamisjudgmentofover45percen-tilepoints.Ifwelookattheirrawscoreestimates,wefindthatpeopleatthebottomoverestimatedtheirrawperformanceonthetestbynearly30%Dunningetal.,2003Wehaveobservedthispatternofdramaticoverestimationbybottomperformersacrossawiderangeoftasksinthelabfromtestsoflogicalreasoningandgrammarskills(Kruger&Dunning,1999)tomoresocialabilitieslikeemotionalintelligence(Sheldon,Ames,&Dunning,2010)anddiscerningwhichjokesarefunny(Kruger&Dunning,1999).Weandothershavealsoobservedsimilaroverestimationinrealworldsettingsaspeopletackleeverydaytasks,suchashunterstakingaquizonfirearmuseandsafety,basedononecreatedbytheNationalRifleAssociation,ataTrapandSkeetcompetition(Ehrlinger,Johnson,Banner,Dunning,&Kruger,),andlaboratorytechnicianstakinganexamaboutmedicallabproce-duresandknowledge(Haun,Zerinque,Leach,&Foley,2000).Inallcases,toptobottomperformersprovideself-evaluationsalongpercentilescalesthatlargelyreplicate(Fig.5.2Similardatahavebeenobservedinrealworldsettingsonmeasuresotherthanpercentilerankings.Amongstudentstakingpartinaregionalcollegiatedebatetournament,thoseamongthebottomquartileduringpreliminaryroundsdramaticallyoverestimatedthelikelihoodthattheywerewinningtheirmatches.Theythoughtthattheywerewinningnearly60%oftheirmatches,whentheyactuallywononly22%ofthem(Ehrlingeretal.,2008Study2).Ofindividualsenteringchesstournaments,peoplewhopossesslessskill,asindicatedbytheirElorating,mispredictedtheirtournamentperfor-mancemorethanthosewithgreaterskill,irrespectiveofpreviousexperi-encewithtournamentchess(Park&Santos-Pinto,2010).NovicedriversintheNetherlandsandFinlandwhofailedtheirfirstdriverstestoverestimatedhowtheirexaminerswouldratethemtoagreaterdegreethandidthosewhopassedthetest(Mynttinsenetal.,2009).OfinternationalpharmacyschoolgraduatesseekinglicensureinCanada,thoseperforminginthebottom25%providedoverlyinflatedviewsofhowwelltheyperformedrelativetotheirpeers(Austinetal.,2008).Medicalstudentsreceivingthelowestgrades(D)amongtheirpeersinclinicalclerkshipsinobstetricsa
19 ndgynecologyoverestimatedtheirgradesbytw
ndgynecologyoverestimatedtheirgradesbytwofullgrades,thinkingon DavidDunning averagetheywouldreceiveaB.Theself-underestimatesofstudentsreceivinganAweretrivialbycomparison(Edwards,Kellner,Sistrom,&Magyari,2003).TheworstperformersamongmedicalstudentsconductinganexerciseinwhichtheyinterviewedaparentwhomaybeabusingherchildratedthemselvesmuchmorepositivelythantheirinstructorsdidHodges,Regehr,&Martin,2001).Asurveyacross34countriesofthemathskillsof15-year-oldsdiscoveredthathighermathperformancewasassociatedwithmoreaccurateself-perceptionsofmathskill(Chiu&Klassen,2010 4.AlternativeAccountsMycolleaguesandIhavelaidblameforthislackofself-insightamongpoorperformersonadouble-cursetheirdeficitsinexpertisecausethemnotonlytomakeerrorsbutalsoleavethemunabletorecognizetheflawsintheirreasoning.However,overthepastdecade,afewpsychologistshavesuggestedalternativeaccountsforthedatawehaveobservedinFig.5.2elsewhere.Seeingsuchcritiquesofourworkhassharpenedourthinkingandledustocollectdatatestingouraccountmorediscerningly.But,perhapsunknowntoourcritics,theseresponsestoourworkhavealsofurnishedusmomentsofdeliciousirony,inthateachcritiquemakesthebasicclaimthatouraccountofthedatadisplaysanincompetencethatwesomehowwereignorantof.Thus,attheveryleast,wecantakethepresenceofsomanycritiquestobeprimafacieevidenceforboththephenomenonandtheoreticalaccountwemadeofit,whoeverturnsouttoberight.Thatsaid,themajorcritiquesalldeservediscussion.4.1.RegressiontothemeanThemostcommoncritiqueofourmetacognitiveaccountoflackofself-insightintoignorancecentersonthestatisticalnotionofregressiontothemean.Recallfromelementarystatisticsclassesthatnotwovariablesareeverperfectlycorrelatedwithoneanother.Thismeansthatifoneselectsthepoorestperformersalongonevariable,onewillseethattheirscoresonthesecondvariablewillnotbesoextreme.Similarly,ifoneselectsthebestperformersalongavariable,oneisguaranteedtoseethattheirscoresonthesecondvariablewillbelower.Stirthatobservationwiththewell-knownfactthatpeopletendtoratethemselvesasaboveaverage,andonegetsthegraphdisplayedinFig.5.2Krueger&Mueller,2002Thereareactuallytwodifferentversionsofthisregressioneffectaccountofourdata.SomescholarsobservethatFig.5.2lookslikearegressioneffect,andthenclaim
20 thatthisconstitutesacompleteexplanation
thatthisconstitutesacompleteexplanation TheDunning-KrugerEffect fortheDunningKrugerphenomenon.Whatthesecriticsmiss,however,isthatjustdismissingtheDunningKrugereffectasaregressioneffectisnotsomuchexplainingthephenomenonasitismerelyrelabelingit.Whatonehastodoistogofurthertoelucidatewhyperceptionandrealityofperformanceareassociatedsoimperfectly.Whyistherelationsoregressive?Whatdrivessuchadisconnectfortopandbottomperformersbetweenwhattheythinktheyhaveachievedandwhattheyactuallyhave?Thesecondversionofthisregressionaccountgoesfurthertoexplainwhytherelationbetweenperceivedandactualperformanceissoregressive.Onefactorthatmaypromptsuchanimperfectperception/realitycorrelationismeasurementerror.Wheneverestimatingsomeoneslevelofexpertise,therearealwayserrorsintheestimate;sometimespeoplegetluckyandpostaperformancethatoverstatestheirtruelevelofknow-how;sometimestheygetunluckyandposttoolowaperformance.Thiserror,orratherlackofmeasurementreliability,maycauseperformancetobecomeuntetheredtoperceptionsofexpertise,andthuscauseFig.5.2Krueger&Mueller,2002Fortunately,therearewaystoestimatethedegreeofmeasurementunreliabilityandthencorrectforit.Onecanthenassesswhattherelationisbetweenperceptionandrealityonceunreliabilityinmeasuringactualperformancehasbeeneliminated.SeeFig.5.3,whichdisplaysstudentsestimatesofexamperformance,inbothpercentileandrawterms,foradifferentcollegeclass(Ehrlingeretal.,2008,Study1).Ascanbeseeninthefigure,correctingformeasurementunreliabilityhasonlyanegligibleimpactonthedegreetowhichbottomperformersoverestimatetheirper-formance(seealsoKruger&Dunning,2002).Thephenomenonremainslargelyintact.4.2.NoiseplusbiasBurson,Larrick,andKlayman(2006)extendedtheregressionaccounttoconstructanoiseplusbiasexplanationfortheDunningKrugereffect.Theyacceptedthepresenceofregressioneffectsandsuggestedthatpeoplespercentileratingsoftheirperformancecouldbepushedupordowndependingonhoweasyordifficulttheyperceivedtheoveralltasktobe.Fortasksperceivedtobeeasy,mostparticipantswouldratetheirperfor-mancehighthusproducingthetypicalDunningKrugereffectoflowperformersgrosslyoverestimatingtheirperformance.However,fortasksperceivedasdifficult,peoplewouldratetheirp
21 erformancesmuchmorenegatively,causinglow
erformancesmuchmorenegatively,causinglowperformerstoratetheirperformancelowandaccuratelywhereashighperformerswouldalsoratetheirperformancemorenegativelyandthusprovideundulyunfavorableratingsoftheirperformance.Inasense,thiswouldflipthetypicalDunningKrugereffect,withhighperformersnowbeingtheonesgrosslymisestimatingtheirachievements. DavidDunning Inthreestudies,Bursonetal.(2006)gaveparticipantseasyversusdifficulttasksandobtaineddatathatwerelargelysupportiveoftheiranalysis.However,twomainissuespreventtheiranalysisfrombeingamoreplausi-bleandaccurateaccountoftheDunningKrugereffect.First,insteadofusingabroadrangeoftasks,Bursonetal.focusedonperformanceontriviaquestions(andinalaststudyawordprospectorpuzzle).AsBursonetal.themselvesnoted,participantsmaynotcommonlyhavehadenoughintel-lectualscaffoldingtobelievethattheiranswerswerereasonableonesanimportantpreconditionfortheDunningKrugereffecttoemerge(asnotedaboveandinKruger&Dunning,1999Tobesure,Bursonetal.(2006)worriedaboutthisissueandshowedthattheirparticipantsperformedabovechancelevels,butitstillcouldhaveleftparticipantswithmanyexperiencesinwhichtherewerequestionstheyknewtheycouldnotanswer.Consistentwiththisinterpretation,partici-pantstendedtoratethemselvesasbelowaverageacrossalltasksBursonetal.presentedtothemafindingthatisquiteatypicalrelativetootherresearchinthisarea(forreviews,seeDunning,2005;Dunningetal.,2004).Abettersetoftaskswouldhavebeenthetypesofproblem-solvingtasks(e.g.,logical PercentileActual percentile Raw scoreActual raw score3050709024.52831.535 Original Corrected Actual Original Corrected Actual Figure5.3Relationshipbetweenperceivedandactualperformanceonacourseexambeforeandaftercorrectingformeasurementunreliability.Thetoppaneldisplayspercentileestimatesofperformanceasafunctionofactualpercentile.Thebottompaneldisplaysperceivedrawscoreasafunctionofactualrawscore(outof40points).Ehrlingeretal.(2008),byElsevierPublications.Adaptedwithpermission. TheDunning-KrugerEffect reasoning)thatKrugerandDunning(1999)presentedtotheirpartici-pantsandwhichtheworldtendstopresenttoitsinhabitantsonaday-to-daybasis.Second,thequarrelthatBursonetal.(2006)hadwiththeDunning&
22 #150;Krugereffectcenteredontheuseofperce
#150;Krugereffectcenteredontheuseofpercentilescales,suggestingthatpeopletypicallydidnotknowhowtotranslateadifficultoreasyexperiencetoapercentileevaluation.Thatis,itwasabitproblematicforparticipantstoassesshowwelltheyweredoingrelativetotheirpeerswithoutreallyknowinghowwellthosepeersweredoing.Consequently,participantspercentileestimateswerebiasedbyperceptionsofoveralltaskdifficultyorease.Thisanalysissuggeststhatpeoplewouldgettheirrawscoresonanytestright.Wheretheyhaveproblemsiswithtranslatingarawscoreintoasocialscoreinwhichtheycomparetheirachievementtothoseoftheirpeers.Thus,thisreasoningwouldpredictthatpeoplewouldshowlittleDunningKrugereffectiftheyratedthemselvesalongobjectivescalesratherthansocialorcomparativeones.However,wehavefoundthattheDun-ningKrugereffectarisesevenonestimatesalongmoreobjectivescales,asenumeratedabove.Bottomperformersreliability,anddramatically,overes-timatetheirperformancesevenonassessmentsthatrequirenosocialcom-parison.Topperformers,incontrast,tendtoneitherover-orunderestimatehowwelltheyaredoingontheseobjectivemeasuresaspredictedbytheoriginalmetacognitiveanalysisoftheDunningKrugereffect.Tobesure,theirestimatesarenotperfect,buttheydonotshowthetypeofoverwhelm-ingbiasfoundintheestimatesofpoorperformers(Ehrlingeretal.,20084.3.LackofincentivesAlamentthatoneoftenhearsfromeconomictheoristsisthatpsychologiststypicallyprovidenoincentivestoparticipantstoreachcareful,serious,oraccuratejudgments(e.g.,Ariely&Norton,2007;Camerer&Hogarth,1999;Hertwig&Ortmann,2001).Asaconsequence,participantsmayprovidesloppyestimates,orhavethoseestimatescontaminatedbymotivessuchaslookinggoodintheeyesoftheexperimenter.Thus,theinflatedself-ratingsthatpoorperformingparticipantsprovidemayfailtoreflectwhatparticipantsreallythinkaboutthemselves.Poorperformersmayactuallyhaveampleinsightintotheinferiorqualityoftheirperformance;theyjustdonotwanttoadmitit,eithertothemselvesortotheexperimenter.4.3.1.MoneyWehavefound,however,thatprovidingampleincentivesforaccurateself-judgmentsdoesnothingtoenhancethetruthfulnessofpeoplesassessmentsoftheircompetence.Inoneexamplestudy,webroughtparticipantsintotakeapopquizonlogicalreasoning.Roughlyhalfofthepart
23 icipantsassessedtheirperformanceafterbei
icipantsassessedtheirperformanceafterbeingtoldthattheywouldbepaid$30iftheir DavidDunning estimateoftheirrawscoreonthetestcamewithin5%oftheirtruescore;$100iftheirestimatewasexactlyright.Nosuchincentiveswerementionedfortheremainingparticipants.AsseeninFig.5.4,comparingtheaccuracyofbothgroupsrevealednoenhancementinaccuracyfortheincentivegroupEhrlingeretal.,2008,Study4).(Andnoonewonthe$100.)4.3.2.AccountabilityIncreasingparticipantsaccountabilityfortheirself-ratingsisawayinwhichasocialincentivecanbeadded.Specifically,askingparticipantstojustifytheirresponsestoanauthorityhasbeenshowntocausepeopletomakemorecarefulandconsideredjudgments(Lerner&Tetlock,1999)thatthey 0102060709010010Perceived percentileActual percentile 02461014168Perceived raw scoreActual raw score30507090101214 Control Incentive Actual Control Incentive Actual Figure5.4Relationshipbetweenperceivedandactualperformanceonacourseexamwithandwithoutfinancialincentivesforaccuracy.Thetoppaneldisplayspercentileestimatesofperformanceasafunctionofactualpercentileandfinancialincentive.Thebottompaneldisplaysperceivedrawscoreasafunctionofactualrawscore(outof20points)andfinancialincentive.FromEhrlingeretal.(2008),byElsevierPublications.Adaptedwithpermission. TheDunning-KrugerEffect imbuewithlessoverconfidence(Tetlock&Kim,1987).Thus,inastudyinvolvingalogicalreasoningtest,wetoldroughlyhalftheparticipantsthatasupervisingprofessorwouldinterviewthemforupto10minabouttheiranswerstothetest.Thismanipulationdidnothingtoimprovetheaccuracyofparticipantsviewsabouthowwelltheyhaddoneonthetest,withpoorperformersstillgrosslyoverestimatinghowwelltheyhaddone(etal.,2008,Study5).4.3.3.BehavioralchoicesFinally,thechoicesofpoorperformersrevealthattheydobelievetheiroverlyoptimisticassessmentsofachievement.Ferraro(2010)offeredstu-dentssomeinsuranceabouttheirfinalexamperformancebeforetheexambegan.Forthepriceof10exampoints,participantscouldpurchaseinsur-ancethatwouldadd20pointstotheirexamscoreiftheirfinalexamscorefellwithinthebottom50%.For4exampoints,participantscouldinsteadbuya8-pointbumpintheirexamscoreshouldtheyfallbetweenthe50thand75thperformancepercentile.Aquickanalysissuggeststhatthefirstinsurancecontractshouldbemorepopularthant
24 hesecond,inthattwiceasmanypeoplewouldbee
hesecond,inthattwiceasmanypeoplewouldbeeligibletoprofitfromitwiththeprofitbeingmuchlarger(10points)thanthealternative(4points).However,Ferrarofoundthattwiceasmanystudentsboughtthesecondcontractthanthefirst.Andofthosestudentsbuyingthesecondcontract,over80%fellbelowthe50thpercentileintheirperfor-mance.Inessence,theyboughtinsurancethinkingthattheywouldplacesomewhatabovethecourseaverageintheirperformance,buttheiractualperformancefailedtoreachthatmark. 5.TheErrorsofTopandBottomPerformersComparedAdiscerningreaderismostlikelyalreadytohavediscoveredthefourthfindinginherentinFig.5.2.Itisnotonlypoorperformerswhomisestimatehowwelltheydo.Topperformers,aswell,tendtounderestimatetheirperformancesafindingwehavereplicatedacrossmanysettings.How-ever,ourdatasuggestthatthesemisjudgmentscomefromadifferentsourcefromthemisjudgmentsofpoorperformers.Essentially,bottomperformersoverestimatetheirproficiencybecausetheirintellectualdeficitsdeprivethemoftheresourcesnecessarytorecog-nizethattheyarechoosingincorrectly.Theymakethemistakeofthinkingthatalltheirchoicesareatleastreasonable,oratleastthemostreasonabletheycandetect.Theproblemfortopperformersisdifferent.Theyhaveampleresourcestoknowwhentheyaremostlikelytoberightorwrongin DavidDunning theirchoices.Theygetthemselvesright.Whattheygetwrongisotherpeople.Becausecorrectanswerscomerelativelyeasytothem,theymistak-enlybelievethatotherpeoplemustbecomingtothesamecorrectchoices.Asaconsequence,theirownperformances,albeitgood,arenotthatspecialrelativetohowwelltheythinkotherpeoplearedoing.Inaphrase,topperformerssufferfromafalseconsensuseffect(Greene,&House,1977),thinkingthatotherpeoplearerespondingsimi-larlytothemselvesmuchmorethanotherpeoplereallyare.Thisassertionisconsistentwithpastworkontheattributionofknowledge,whichhasshownthatpeople,onceprivytoknowledge,tendtooverestimatehowmuchotherpeoplepossessthesameknowledge(Fischhoff,1975,1977;Fussell&Krauss,1991,1992;Nickerson,Baddeley,&Freeman,1987).ItisalsoconsistentwithonepatternofdatawehaveobservedacrossthenumerousstudieswehaveconductedontheDunningKrugereffect.Topperformersconsistentlyunderestimatehowwelltheyperformonpercentilescalesinessence,underestimatinghowwelltheyaredoingrelativetotheirpe
25 ers.However,onobjectiveorabsolutescales(
ers.However,onobjectiveorabsolutescales(e.g.,howmanytestitemsansweredcorrectly),weseenoconsistentevidenceofunderestimationoroverestimation(Ehrlingeretal.,20085.1.CounterfactualcomparisonsWehavealsoconductedstatisticalanalysesshowingthattheerrorsoftopandbottomperformerscomefromdifferentsources,focusingonthosepercentileestimatesthatparticipantsprovidewhentheyjudgehowwelltheyaredoingrelativetotheirpeers.Whenwegiveparticipantsatest,whatleadsthemtotheirbestguessabouthowmanyoftheirpeerstheyhaveoutperformed?Tobegintheanalysis,weexaminedhowparticipants,acrossseveralofourstudies,combinedtwootherestimateswehadaskedfortogettotheiroverallpercentileestimate.Thosetwounderlyingestimatesweretheirperceptionsoftherawtestscoretheythoughttheyhadachievedandtherawscoretheybelievedtheaverageparticipanthadobtained.Notsurprisingly,wefoundthatparticipantstendedtoprovidehigherpercentileratingstotheextenttheythoughttheirunderlyingrawscorewashigh,andalsototheextentthattheythoughttheaverageparticipanthaddonepoorlyEhrlingeretal.,2008).Conductingregressionanalysesallowedustogaugetheexactweightparticipantsgavetobothtypesofunderlyingestimateswhenevaluatingtheirperformanceinpercentileterms.Wethenaskedawhatifquestion:Whatifparticipantsactuallyknewthetruthofhowwell(orhowpoorly)theyortheaveragepersonhadobjectivelydoneonthetestinthatstudy:howmuchmoreaccuratewouldtheirself-judgmentonthepercentilemeasurehavebeen?Thatis,knowinghowmuchweightparticipantsgavetotheirownversustheaveragepersonsscoresintheirpercentileestimates,wecouldestimatehowmuch TheDunning-KrugerEffect participantspercentileself-estimateswouldchangeifwereplacedtheirsubjectiveguessabouttheirown(ortheaveragepersonsscore)withthetruth.Thisstatisticalapproach,borrowedfromsociology,essentiallyaskswhatparticipantsself-judgmentswouldhavebeeniftheylivedinacoun-terfactualworldinwhichtheyaccuratelykneweithertheirownobjectiveperformanceorthatoftheaveragepeer.Suchatechnique,calledtualregressionanalysis,iscommonlyusedtoaddresssuchquestionsashowmuchapersonsIQwouldhaveincreasedhadheorshehadhypotheticallystayedinhighschoolforonemoreyear(Winship&Korenman,1997;Winship&Morgan,2000Ourstatisticalexplorationshowedthattheself-ratingerro
26 rsofbottomperformersdifferedintheirsourc
rsofbottomperformersdifferedintheirsourcefromthoseoftopperformers.Weknewatthestartthatbottomperformersgrosslyoverestimatedtheirowntestscoreperformance.Thus,itwasnosurprisethatcounterfactuallycorrectingforthisoverestimationledtosignificantlymoreaccuratepercentileself-ratings,asseeninFig.5.5.Bottom-performingparticipants,whoover-estimatedtheirperformanceby45percentilepointsintheoriginaldata,wouldhaveoverestimatedtheirperformancebyonly15pointshadtheyknowntheirtrueobjectivescore.Interestingly,bottomperformersalsotendedtooverestimatehowwelltheirpeers,onaverage,haddone.Thus,correctingforthissocialerroraloneledtoincreasederrorinhowbottomperformerswouldhaveratedthemselvesfromanoverestimateof45percentilepointstooneof50points(Ehrlingeretal.,2008Asimilaranalysisfortopperformersproducedadifferentsetofconclu-sions,alsoasseeninFig.5.5.Correctingfortopperformersmisestimatesoftheirownobjectiveperformancewouldhaveimprovedtheaccuracytheirpercentileratingsfromanunderestimateof14percentilepointsto9points.However,unlikebottomperformers,correctingtopperformersbeliefsabouttheirpeers(theytendedtooverestimatehowwelltheirpeersdidbyanaverageof26%)alsoimprovedtheirratings,fromanunderestimateof14to8percentilepoints(Ehrlingeretal.,2008).Thatis,theself-evaluationerrorsoftopperformerswereassociatedwithamixofmistakenimpressionsofbothself-andpeer-performance,whereastheerrorsofbottomperfor-merswereentirelyassociatedwithfaultyimpressionsofself-performance.5.2.ImpactofsocialcomparisoninformationInasense,callingthephenomenontheDunningKrugereffectisamisno-mer,inthatthereisnosinglephenomenonbutratherafamilyofeffectsflowingfromthefactthatpeoplewithsurfeitsofignorancesufferadouble-curse.Oneadditionaleffectinthisfamilyisthatpoorperformerstendtobeworsejudgesofotherpeoplescompetencethantopperformers.Indeed,whentopandbottomperformersingrammaticalskillareaskedtojudgethe DavidDunning grammarofothers,topperformersprovidemuchmoreaccuratejudgmentsthandobottomperformers(Kruger&Dunning,1999,Study3).Butfromthisfact,wecansurmiseyetanothereffectofthedouble-curse.Onewaytolearnaboutonesownincompetenceisbyobservingthebehaviorofotherpeoplethatis,usingsocialcomparisoninformation.Onemerelyhastose
27 ewhenotherpeopleapproachataskdifferently
ewhenotherpeopleapproachataskdifferently,judgewhenthoseotherapproachesaresuperiororinferiortoonesown,andadjustonesself-viewofcompetenceaccordingly.Butthereisahitchforthebottomperformer.Whatifyoucannotreliablyintuitwhichapproachesareinferiororsuperior?Ifthatisthecase,thensuchsocialcomparisoninformation,althoughitmaybeabundant,islessusefulforthetaskofgainingself-knowledge. Original estimateestimateperformanceperformancePercentilePercentileCorrection forCorrection forAverage peerAverage peer Figure5.5Impactofcounterfactualregressionanalysisinwhicherrorsinself-andaveragepeerestimatesarecorrected.Toppaneldisplaysimpactofcorrectionsforbottomquartileperformers.Bottompaneldisplaysimpactofcorrectionsfortopquar-tileperformers(Ehrlingeretal.,2008 TheDunning-KrugerEffect Wehavefoundthistobethecase.AsseeninTable5.2,whenbottomperformersareshownhowotherpeoplehaverespondedtoaquizongrammarskill,theyfailtorevisetheiropinionsoftheirownaptitudeongrammar.Theexperienceoftopperformersisquitedifferent.Theyaccu-ratelyseethattheirpeersareperforminglesswellthantheythemselvesarethatis,theirfalseconsensuserroriscorrectedandthusincreasehowspecialordistinctivetheybelievetheirownperformanceandskillstobe.Bottomperformers,unabletorecognizesuperiorperformance,donotreceivesuchacorrectivebenefit(Kruger&Dunning,1999,Study3).Thisdifferencebetweentopandbottomperformershasbeenreplicatedamongmedicalstudentsjudgingtheirowninterviewingskills.Afterseeingvideotapesofothermedicalstudentsconductinginterviews,topperformersraisetheirself-evaluationstobettermatchwhattheirsupervisorsaresayingaboutthem.Bottomperformersadjustnotawhit(Hodgesetal.,20015.3.TheparadoxofgainingexpertiseOnefinalpredictionfollowsfromouranalysisoftheDunningKrugereffect.Thereisanavenuebywhichbottomperformerscanbeguidedtowardmoreaccurateself-judgments.Iftheymisjudgethemselvesbecausetheydonothavetheintellectualresourcestojudgesuperiorversusinferiorperfor-mance,onehasmerelytoprovidethemwiththoseresources.Ofcourse,thisprocedureleadstoaparadox,inthatitrendersbottomperformersnolongerignorantorincompetent.Thatis,onewaytotrainincompetentpeopletorecognizetheirincompetenceistoridthemofthatincompetence.Wehaveshownthatoncepoorperformersa
28 reeducatedoutoftheirincompetence,theysho
reeducatedoutoftheirincompetence,theyshowampleabilityandwillingnesstorecognizetheerrorsoftheirpastways.Inonesuchstudy,weaskedparticipantstocompleteanumberofWasonselectiontasksalogicalreasoningtaskfamiliartostudentsofpsychology(Wason,1966).Notsurprisingly, Table5.2ImpactofsocialcomparisoninformationonperceivedpercentileperformanceoftopandbottomquartileperformersQuartile/measureBeforeAfterChangeTopquartileGrammarabilityTestperformanceBottomquartileGrammarabilityTestperformanceKrugerandDunning(1999),bytheAmericanPsychologicalAssociation.Adaptedwith DavidDunning wefoundthatbottomperformersgrosslyoverestimatedtheirperformance,thinkingthattheirscoreonthetasklayinthe55thpercentilewhenit,infact,layinthe12th.However,nextwetookroughlyhalfofourparticipantsandgavethema20-mintrainingsessiononhowtosolveWasontasksandthenaskedthemtore-ratehowwelltheyhaddoneontheoriginaltest.AsseeninFig.5.6participantsatthebottomdramaticallyrevisedtheirself-judgments.Theyratedtheirtestperformance19percentilepointsmoreharshlyandtheiroverallskillatlogicalreasoning10pointsmorenegativelyanirony,inthat,ifanything,the20-minlessonweprovideparticipantshadledthemtobemore,notless,skilledinlogicalreasoning.Butwithadequateintellectualresourcesinplace,participantsprovedquitewillingtoratethemselvesnegativelywhenfacedwithadeficientperformance(Kruger&Dunning,,Study4). 6.SourcesofSelf-evaluationSofar,inmakingthecasethatpeopledonotnecessarilyknowthescopeoftheirignorance,Ihavebeenmakinganegativeaccount,showingwhypeoplecannotbeexpectedtoknowwhentheirresponses 01020304060708090100BottomPercentileObjective performance quartile Actual Before SecondThird Figure5.6Self-perceivedlogicalreasoningability(percentilerating)asafunctionofobjectiveperformancebeforeandafterbeinggivenatrainingsessiononhowtoaddressWasonselectiontasks.FromKrugerandDunning(1999),bytheAmericanPsychologicalAssociation.Adaptedwithpermission. TheDunning-KrugerEffect aremisguidedormisinformed.Butthisnegativeaccountleavesopenanimportantquestion.Peopleoftenthinktheirresponsesarereasonable;theyoftenhavesomelevelofconfidenceintheanswerstheyprovide.Ifpeoplecannotrecognizewhentheirresponsesaremistaken(thenegativeaccount),whatisthepositivep
29 rocessthatleadspeopletothinkgenera
rocessthatleadspeopletothinkgenerallythattheirresponsesarecorrect(andinafewcasesthattheirresponsesaresuspect)?Tobeginthepositiveaccountofhowpeoplereachtheirself-evaluativejudgments,Imustfirstmakeclearwhatpeoplefailtohaveattheirdisposalwhenjudgingthewisdomoftheirjudgmentsandchoices.Whatpeopledonothaveisadirect-accesscuethattellsthemwhentheyarerightorwrongintheirconclusions.Theypossessnograndanswersheetthatinformsthemoftheaccuracyoftheirjudgments.ThereexistsnoPinocchiosnosetoindicateunequivocallywhenananswerisatruthoralie;whenitcomestogaugingtheaccuracyofmanyoflifesdecisions,thereisnoiPhoneappforthat.6.1.TheissueofindirectindicatorsInstead,whatpeoplehaveareindirectcuesthatarecorrelatedwithaccu-racy,albeitinonlyanimperfectway(Koriat,2008a).Acrossmanydomains,forexample,peoplearemoreconfidentwhentheyreachanswersquicklyratherthanmoreslowly(Dunning&Stern,1994;Kelley&Lindsay,1993;Schwarz,2004),andjudgmentspeedappearstobeavalidindicatorofaccuracyunderusualcircumstances(Dunning&Perretta,2002;Koriat,2008a;Koriat,Maayan,&Nussinson,2006).Thesamecanbesaidforfamiliaritywiththetaskathandeitherthegeneraltopicorthespecificelementsincludedinthetask.Peoplewhoconsidertheoveralldomainortaskelementstobefamiliaralsoaremoreconfident,andaccurate,intheirresponses(Griffin,Jee,&Wiley,2009;Koriat,2008bHowever,underothercircumstances,theseusuallyvaluabletealeafindicatorsofaccuracycanmislead.Decisionspeed,forexample,canbeincreasedbyexposingpeopletoanswersbothcorrectandincorrectmakingthemmoreconfidentinwhateverconclusiontheyreachwithoutanyconcomitantincreaseinaccuracy(Kelley&Lindsay,1993).Describingataskinatinyandunfamiliarfontmakespeoplelessconfidentthattheycansuccessfullycompleteatask(Song&Schwarz,2008),irrespectiveofactualability.Inasimilarvein,makingatopicoritselementsmorefamiliarbyexposingparticipantstothemalsoleadspeopletobemoreconfidentthattheycanprovidecorrectanswers,irrespectiveofactualaccuracy.Forexample,exposingparticipantstotheequation4556makespeoplemoreconfidenttheycancalculatetheequation4556(Schwartz&Metcalfe,1992).AskingpeoplequestionsaboutChinamakesthetopicmorefamiliartopeople,andtheybecomemoreconfidentthattheycananswerotherquestionsaboutthatcountry(Ar
30 kes,Boehm,&Xu,1991 DavidDunning 6.2.Thep
kes,Boehm,&Xu,1991 DavidDunning 6.2.TheproblemofrationalerrorsInworkinourlaboratory,wehavefoundthatanothertealeafindicatorthatpeoplerelyonishowrationaltheirdecisionsare.Byrational,Imeanthatpeoplefollowsomeoverallruleoralgorithmtocomputetheirresponseacrosssimilarproblems.Themoretheysystematicallyapplythatoverallrule,theyendupmoreconfidentinthequalityofthoseresponses.Totheextentthattheyapproacheachproblemwithadifferentruleorstrategy,theyarelessconfident.Formanytasks,thismakessense.Mathematics,forexample,isaskillthatexactlyaskspeopletoapplysystematicoperationstonumbersacrosssimilarproblemstoachievesomesortofcalculativeresult.Andifoneisapplyingthesameoverallruletosolvesimilarsortsofmathproblems,thenonedoeshaveevidencethatoneissolvingthosemathproblemscorrectly.Thereis,however,aproblem.Peoplemaybeapplyingtherightalgorithmorruletosolveamathorlogicproblem,oranysortofpuzzle,buthowtheybesuretheyhaveappliedtherightalgorithmoronefraughtwitherror?Anobservationineducationalpsychologyisthatschoolroomerrorsofchildrenareoftennothaphazard,butarefrequentlyrationalinnature.Studentsareconscientiouslyfollowingsystematicrules,justthewrongones.Forexample,ifaskedtosolvetheequation3317,manystudentsstatetheansweris24.Theyarewrongnotbecausetheyaresloppy,butbecausetheyhaveanalgorithmintheirheadaboutwhatsubtractionis;itisjustamistakenalgorithm.Theyassumeyoutakethesmallernumberineachcolumnandsubtractitfromthelargerone,andsothe1iscorrectlysubtractedfromthefirst3,butthesecond3issubtractedfromthelarger7.Inshort,theirmistakesarerationalinthattheyfollowaruleoralgorithmthatcontainssomemisunderstandingorglitchthatissystematicallyappliedBen-Zeev,1995,1998Otherworkhasconnectedrationalitywithpositiveevaluationsofper-formance,evenifthosefavorableevaluationsareunwarranted.ThisnotionofrationalityisreminiscentofthedistinctionmadebyTetlock(2005)inhisstudyofexpertdecision-making.Foxesareflexibleandnuancedintheirthinkingwhentheystrivetopredictfutureevents.Hedgehogsapproachallpredictionswithagrand(i.e.,rational)theorythattheyareunwillingtodeviatefrom.Tetlockfoundthatfoxestendedtobemoreaccurateintheirpredictionsoffutureworldeventsandexpressedlessexuberantbutmoreappropriatelevelsofconfidence
31 thandidhedgehogs.Inourinvestigations,weh
thandidhedgehogs.Inourinvestigations,wehavelookedtoseewhetherfollowingarigidalgorithmleadstomorefavorableperceptionsofperformance,irrespectiveofwhetherthatalgorithmwasrightorwrong.Inonesuchinvestigation,wereanalyzedthedatafromKrugerandDunning(1999,Study4,140),inwhichparticipantsstruggledwithWasonselectiontasks.Anexampleitemis TheDunning-KrugerEffect presentedinFig.5.7.Onthislogicalreasoningtask,weassessedhowconsistentlyparticipantsapproachedthetask,andobservedtwointerestingpatterns(Williams&Dunning,2010).First,participantswhogotnearlyeveryitemrightapproachedeachiteminasystematic,rule-basedway.Thisstandstoreason:GiventhattheWasontaskisalogicalreasoningtask,eachindividualinstanceofitbeapproachedinthesameway.However,wealsofoundthatparticipantswhogotnearlyeveryitemwrongapproachedtheWasontaskinanexactingalgorithmicway.Theyhadjustappliedthewrongalgorithm(see,e.g.,Fig.5.7),leadingthemtobemistakenineverysingleanswertheygave.Figure5.8illustratesoneconsequenceofthesetwopatterns,thatconsis-tencyinapproachingtheWasonselectiontaskwasassociatedwithextremeperformancebothgoodandbad.Asseeninthecurvilineartrendlinefromapolynomialregressionanalysis,participantswhoweremostlyrightmostlywrongtendedtobethemostsystematicintheirapproachtothetask. AB47 Figure5.7AnexampleitemusedintheWasonselectiontask.:ThecorrectansweristurningovertheAand7cards.Whenparticipantsmakeconsistent(i.e.,rational)errors,theytypicallyturnoveronlytheAcard,ortheAand4card. Response consistency0102030405060708090100 Figure5.8Relationshipbetweenactualperformance(measuredinpercentiles)andconsistencyinresponding(Williams&Dunning,2010 DavidDunning ThosepostinglessextremeperformancestendedtobemorehaphazardintheirapproachtheWasontask.Asexpected,weobservedisthatconfidenceinonesperformancemorecloselyfollowedhowsystematicparticipantswereintheirresponsesthanhowaccuratetheywere.ThisledtoanironythatisdisplayedinTable5.3inwhichwelookedatallparticipantswhowerecompletelyconsistentintheiranswers,thatis,theyrespondedtoallitemsinexactlythesameway.Oftheseparticipants,28solvedallitemscorrectly;8allitemsincorrectly.Asseeninthetable,bothgroupsofparticipantswereindistinguishableinho
32 wfavorablytheyviewedtheirperformance.Bot
wfavorablytheyviewedtheirperformance.Both,forexample,thoughttheyhadsolved89items(outof10)correctlywheninfactonegrouphadaperfectscoreandtheotheraperfectlyoppositeresult(Williams&Dunning,2010Furtherevidenceimplicatesconsistencywithfavorableviewsofperfor-mancewithnocommensurateriseinaccuracy.Inonestudy,wepresentedparticipantswithaseriesofcaricaturesdrawnbyHirschfeld,whowasfamousforembeddingthenameofhisdaughter,Nina,intohisdrawings.ParticipantswereaskedtofindalltheNinastheycouldineachdrawing.Onegroupwasforcedtoapproachthetaskconsistently.Thecomputercoveredeachdrawingwithagridof20squares,andthenexposedeachsquareofthegridinthesameregularsequence.Theothergroupwasimpelledtoapproachthetaskmorehaphazardly.Foreachdrawing,thesequenceinwhichthesquareswereexposedwasdifferent.Later,partici-pantsinthefirstgroupwereratedtheirperformancemorepositivelythanthesecondgroupdid,eventhougheachperformedequivalentlythinking, Table5.3Perceivedandactualperformanceofcompletelyconsistentparticipantscomparingthoseansweringallitemsrightversusallitemswrong(adaptedfromWilliams&Dunning,2010AllwrongAllrightAbilitypercentile1.03Testscorepercentile1.73Rawscore1.01Aggregate(standardized)0.81.50PercentileRawscore TheDunning-KrugerEffect forexample,thattheyweremorelikelytohavefoundalltheNinasimbeddedinthecaricatures(Williams&Dunning,20106.3.TheimpactofpreconceivednotionsofskillButanothercuepeoplerelyonsuggeststhatagoodchunkofeveryonesperformanceevaluationonanyspecifictaskisformedwellbeforetheyeverhearaboutthattask.Peoplecarrywiththempreconceivednotionsaboutwhethertheyaregoodorbadatmath,logic,counselingothers,publicspeakingthelistisendless.Andthosepreconceivednotionscolorpeoplesevaluationsoftheirperformanceseventheirguessesabouthowwelltheyhaveobjectivelydone.Forexample,wegaveparticipantsalogicalreasoningtestand,attheend,askedparticipantstoestimatetheirrawscoreonthetestaswellastheirpercentilerankingamongtheirpeers.Theirestimatesoftheirrawscorewerejustasstronglycorrelatedwiththeirpreexistingnotionsoftheirlogicalreasoningskillaswiththeiractualrawscore.Theirpercentileself-estimateswereevenmorecloselyassociatedwiththeirpreconceivednotionsofabilitythanwiththeiractualperformance(Ehrli
33 nger&Dunning,,Study1).Thestrategyofconsu
nger&Dunning,,Study1).Thestrategyofconsultingtop-downself-viewsofcompetencewouldseematfirsttobearationalandappropriatestrategytouse.Anditwouldbe,ifpeoplespreconceivednotionswerestronglycorrelatedwithactualperformance.Asmentionedabove,however,decadesofresearchsuggestthattheimpressionspeoplehaveoftheirskillareonlyweaklytomodestlycorrelatedwithobjectiveperformance(forreviews,seeetal.,2006;Dunning,2005;Dunningetal.,2004;Mabe&West,1982makingthestrategyasuspectoneonwhichtorelyheavily.6.3.1.Theimpactofalteringpreexistingself-viewsOurworkhasshownotherwaysinwhichrelyingontop-downself-viewsmayinfluenceperformanceevaluationsthathavenothingtodowithobjectiveperformance.Inonestudy,wetookareasoningtask,basedonGREanalyticalitems,andfoundthatswitchingwhichself-viewwasrele-vanttothetestsignificantlyalteredhowwellparticipantsthoughttheyperformedonit.AsseeninFig.5.9,whenthe10-itemtestwasdescribedasfocusingonabstractreasoning,atraitourparticipantsstatedtheyhadinabundance,participantsestimatedthattheyanswered10%moreitemscorrectlyandrankedthemselves12percentilepointsmorefavorablythanwhenthetestwasdescribedasanexaminationofcomputerprogrammingskills,atraitourparticipantsdeniedhavingtoanypositivedegree.Thesedifferencesarosedespitethefactthatthetestwasidenticalregardlessofitslabel,anddespitethefactthatparticipantsachievedthesamescoresregardlessoflabel. DavidDunning Inanotherstudy,causingparticipantstoquestiontheirknowledgeofNorthAmericangeographybyaskingthem,forexample,whethertheyhadevervisitedWyomingorNebraska,madethemthinktheydidworseonasubsequentgeographyquizcomparedtoagroupaskedmorebenignques-tions,suchaswhethertheyhadevervisitedNewYorkCityorCalifornia.Suchdifferencesinperformanceestimatesaroseirrespectiveofactualper-formanceonthetest(Ehrlinger&Dunning,20036.3.2.ImplicationsforgenderandscienceThisrelianceonpreconceivedself-notionsmaypreventpeoplefromrealiz-ingcompetenciesthattheyhaveoratleastinhibitthemfromrecognizingthattheyaredoingjustaswellastheirpeers.Considerthefact,oftremen-douscurrentinterestandimportance,thatmenandwomenenterandsticktocareersincomputerscience,chemicalengineering,andearthsciencesatstunninglydifferentrates,withmenoverr
34 epresentedrelativetowomenNationalScience
epresentedrelativetowomenNationalScienceFoundation,2000).Womencompriseonly22%ofthelaborforceinscienceandengineering,despitebeing56%ofthelaborforceoverall(NationalScienceFoundation,2000),anddespitenoapparentdifferencesinabilitytohandlesuchcareers(Seymour,1992Couldmenandwomendivergeintheirenthusiasmforsciencebecausetheyholddifferentpreconceivednotionsoftheirscientifictalentthatbearnorelationtothetruth?Thereisevidencethatwomentendtothinklessoftheirscientificaptitudethanmenthinkoftheirs(Eccles,1987)afindingwereplicatedwithinasamplefromourownuniversity.Couldthatdifferentself-impressionleadtoacascadeofpsychologicaleventsthatcausemenandwomentodivergeondifferentcareerpaths?Totestthisidea,webrought Percent/percentilePerceived percentilePerceived raw scoreActual raw scoreAbstract reasoningComputer programming Figure5.9Perceivedandactualperformanceasafunctionoflabelgiventotest(abstractreasoningvs.computerprogramming)(Ehrlinger&Dunning,2003 TheDunning-KrugerEffect menandwomencollegestudentsintothelaboratory,gavethematestonscientificconcepts,afterwardaskingthemtojudgehowwelltheyhadobjectivelydone.Menandwomendivergedintheirassessments,withwomenthinkingtheyanswered13%fewerquestionsrightthanthementhought,andalsobelievingthattheirperformancelay17percentilepointslowerthanwhatthementhoughtoftheirs(seeFig.5.10).Boththesedifferencesweretraceablebacktodifferencesinpreconceivedbeliefsaboutscientifictalent,andarosedespitethefactthatmaleandfemaleparticipantsperformedequallywellonthetest(Ehrlinger&Dunning,,Study4).Andthesedifferencesinperceptionmattered.Attheendofthesession,allparticipantswereaskediftheywantedtotakepartinasciencejeopardygameshowcompetitionbeingheldlaterinthesessionbythechemistryandpsychologydepartments.Afull70%ofmaleparticipantsexpressedsomeinterest;only49%offemaleparticipantsdidlikewise.Thisdifferencewastraceablebacktotheperceptionbutnottherealityofhowwellparticipantsthoughttheyhaddoneonthetestjustcompleted(Ehrlinger&Dunning,,Study4).Onecanspeculateabouthowmanylifeandcareerdecisionsareguidedbyasimilarpsychologicalprocessthatbearsnorelationtoactualabilityorachievement.6.4.Preconceivednotionsversusbottom-upexperienceInasense,theimpactofpreconceivedself-noti
35 onspresentstwomysteries.Thefirstistheexa
onspresentstwomysteries.Thefirstistheexactpsychologicalmechanismthatallowssuchviewstoinfluenceimpressionsofobjectiveperformance.Thesecondiswhythe Percent/percentilePerceived percentilePerceived raw scoreActual raw scoreWomen Figure5.10Perceivedandactualperformanceofmaleandfemalestudentsonasciencequiz(Ehrlinger&Dunning,2003 DavidDunning impactofsuchself-viewsisnotswampedbyconcretebottom-upexperi-encespeoplehaveastheycompleteatasksuchaswhethertheconceptsinthetestseemfamiliar,whetherpeopleanswerquestionsquicklyoronlyafterconsiderableeffort,orwhethertheystrugglebetweendifferentresponseoptionstheyareconsidering.Asnotedabove,theseconcreteexperiencesallinfluencepeoplesconfidenceintheirperformances,sowhydothesesignalsnotcrowdouttheimpactofmoreabstractsignalscomingfromtop-downnotionsofself?Wehavediscoveredthatthesetwoquestionscanbeaddressedbythesameanswer.Theimpactoftop-downviewsishardlydrownedoutbybottom-upexperiences.Instead,top-downviewssetupexpectationsthatactuallypeoplesbottom-upexperienceswithatask.Peoplewhothinktheyareskilledatatask,forexample,thinktheycometoanswersmorequicklyandwithlessstrugglethanpeoplewhobelievetheyarelessskilled.Peoplewhothinktheyareskilledfeeltheconceptsandquestionstheyconfrontaremorefamiliarthandothosewhoarelessconfidentintheirability.Inthisway,top-downviewsofcompetenceactmuchlikeotherabstractlabelsthataltertheconcretephenomenologicalexperiencespeoplehaveastheycompleteatask.Yogurtlabeledasfullfatratherthanlowfatisratedastastier(Wardle&Solomons,1994).Abottleofwineisratedasmorepleasant,andactivatesmoreoftheorbitofrontalcortex,whenitspriceisdescribedas$90ratherand$10(Plassman,ODoherty,Shiv,&Rangel,).PeopleliterallyseetheskincolorinafaceasdarkerwhenitislabeledasanAfrican-AmericanfaceratherthanaEuropeanAmericanone(Levin&Banaji,2006Acrossseveralstudies,wehaveshownthatpeoplestop-downself-viewsinfluencetheirexperienceswithatask,whichinturninfluencetheirimpressionsofobjectiveperformance.Inonesuchstudy,studentscom-pletedaninterpersonalperceptiontaskafterratingtheirsocialperceptionability.Foreachitemonthetest,theyalsodescribedtheirexperienceincomingtoananswersuchaswhethert
36 heyknewtheanswerimmediatelyorhadtogoback
heyknewtheanswerimmediatelyorhadtogobackandforthbetweenpossibleanswers.Attheendofthetest,theyalsoindicatedhowmanyitemstheythoughttheygotright.Statisticalanalysissubsequentlyrevealedthatparticipantsconfidenceintheirsocialperceptionabilitysignificantlypredictedhowtheyratedtheirbottom-upexperiencewiththetask,whichinturnpredictedhowwelltheythoughttheyhadobjectivelyperformed(Critcher&Dunning,2009,Study2).Otherdataconfirmthattop-downself-viewscolorbottom-upexperi-ence,andthusimpressionsofobjectiveperformance.Inonestudy,partici-pantswereaskedtotaketwodifferenthistorytestsonedesignedforthehighschoollevelandoneforthegraduateschoollevel.Infact,thetwotestswereequivalentandparticipantsdidnotdifferintheirperformancebetweenthetwotests.(Indeed,wecounterbalancedacrossparticipantswhichexacttestwasgivenwhichlabel.)However,participantshelda TheDunning-KrugerEffect top-downexpectationthattheycouldbetterhandlethehighschooltest,anddescribedtheexperienceoftakingthehighschooltestasmorebenignandfamiliar(e.g.,ThisquestiondealswithmaterialIvelearnedbefore)thantheydidthegraduateschooltest.Asaconsequenceofthesedifferentexperiences,participantsestimatedthattheyperformedsignificantlybet-teronthehighschooltestthantheydidthegraduateschoolversionCritcher&Dunning,2009,Study4).Onefinalstudyfirmlyestablishedthatthecapacityoftop-downviewstoinfluencebottom-upexperienceswasessentialtoultimatelyshapeperfor-manceestimates.Wereplicatedthestudyinwhichparticipantscompletedatestwedescribedasfocusedeitheronabstractreasoningoroncomputerprogrammingskills.However,wevariedthetimingofthislabel.Roughlyhalfofparticipantsweregiventhelabelbeforetheystartedthetest.Theremainderweregiventhelabelonlyaftertheyhadcompletedthetestbutbeforetheyjudgedtheirperformance.Iftop-downviewsinfluenceperfor-manceestimatesonlybecausetheyfirstmoldbottom-upexperiencewiththetask,theimpactofthelabelshouldariseonlyifparticipantswereinformedofthatlabeltheystartedthetest.Onlythendidthelabelhavethecapacitytoinfluencetheirconcreteexperienceswiththetest.Andinthisreplication,asevidencedinFig.5.11,thiswasexactlywhatwefound. Performance estimate (standardized)BeforeAbstract reasoningComputer programming Figure5.11Perceived
37 performance(standardizedcompositemeasure
performance(standardizedcompositemeasure)asafunctionoftestlabel(abstractreasoningversuscomputerprogramming)andtimingthatthelabelisapplied(beforeorafterthetest)(Critcher&Dunning,2009 DavidDunning Informingparticipantsofthelabelafterthetesthadnoimpactontheirperformanceestimates(Critcher&Dunning,2009,Study1). 7.OutstandingIssuesTherearenumerousoutstandingissuesthatdeservefutureresearchattentionregardingpeoplesinabilitytospottheirignoranceingeneralandtheDunningKrugereffectmorespecifically.7.1.Individualdifferencesinmeta-ignoranceFirst,aretheregeneralindividualdifferencesinmeta-ignorance,orismeta-ignoranceaphenomenonthatarisesinamoredomain-specificway?InouroriginaltreatmentoftheDunningKrugereffect,weproposedthatthephenomenonwasbestunderstoodasdomain-specific.Eachindividualhashisorherownpersonalpocketsofignoranceofwhichheorshewillbeunaware(Kruger&Dunning,1999).Istillfeelthisisausefulwaytothinkofthephenomenon.Tobesure,thereissuchathingas,thatis,generalintelligence,butmuchresearchshowsthatpeoplesperformanceonintel-lectualtaskscanverygreatlyfromsettingtosetting(e.g.,Ceci&Liker,).Thus,itislikelythatpocketsofincompetencearisequiteindepen-dentlyfromgeneralintellectualskill,andpeopleshouldbeprepared7.1.1.IntellectualcharacteristicsThatsaid,itmightbeusefultopursueworkexploringwhetherthereareanygeneralcharacteristicsthattendtoprovideordeprivepeopleofinsightintotheirshortcomings.Someofthesecharacteristicsmaybeintellectualinnature,andmayinvolvepracticalcompetenciesnecessarytomakeitinthecontemporaryworld.Forexample,literacyhasbeenshowntoinfluencehowpeopleperforminawidevarietyofsettings,fromhealthbehaviortojobsettingstofinancialdecision-making(UNESCO,2002).Itsclosecousin,numeracy,ortheabilitytoreasonwithnumbersandmathematicalconcepts,hasbeensimilarlylinkedtohealthandeconomicoutcomes(e.g.,Reyna,Nelson,Han,&Dieckmann,2009).Itmightbethecasethatthosewhoarelessliterateornumeratemaysuffernotonlyfromlackofskillbutalsofromnotknowingthatthereisinformationtheyneedtoseekout.Someempiricalevidencealreadysuggeststhatpeoplewhoaremoreeducated(whichwecantakeasaproxyforliteracy)arebetterabletoseparatewhattheyknowfromwhattheydonot.Inresearchonnonatti-tudes,highlyeducatedpeoplearemorelikelyt
38 oofferopinionsonrealtopicsbuttoclaimigno
oofferopinionsonrealtopicsbuttoclaimignoranceonnonexistentones,relativetotheirless TheDunning-KrugerEffect educatedpeers.Lesseducatedpeers,paradoxically,tendtoclaimgreaterignoranceonrealtopicsbuttooffermoreopinionsonnonexistentones,suggestingtheyhaveamoredifficulttimeseparatingknowledgefromignorance(Schuman&Presser,1980;Bishopetal.,1980,19867.1.2.MotivationalcharacteristicsOtherpotentialcharacteristicspreventingpeoplefromrecognizingtheirincompetencemaybemoremotivationalinnature,centeringonpeoplestendencytodefendtheirsenseofself-worth(seeKunda,1990;Mele,1997Todate,therehavebeensomeexplorationsofindividualdifferencesasso-ciatedwithself-esteemdefenseandtheseexplorationsshowthatpeoplepronetodefensivenessdobolsterthemselvesmorewhengivenachance.Narcissismandself-deceptiveenhancementpredictover-claimingofknowledgeaboutnonexistentconcepts(Paulhus,Harms,Bruce,&Lysy,).Narcissism,aswell,predictshowwellpeoplethinktheycanmind-readtheintentionsandemotionsofothers,irrespectiveofactualperfor-mance(Ames&Kammrath,2004However,narcissismappearstohaveanimpactthatisindependentofcompetence.Highnarcissistsratethemselvesmorepositively,buttheirjudgmentsarenotlesssensitivetoactuallevelofperformance.Thatis,itisnotuniquelythehighnarcissistswhomisshowpoorlytheyaredoingwhentheydobadly(Ames&Kammrath,2004).TheyarenottheonesresponsiblefortheDunningKrugereffect;allpoorperformersare.7.2.PerseveranceinignoranceButtheremaybeawayinwhichmotivationalorself-defensivecharacter-isticsmatter.WhentalkingabouttheDunningKrugereffectwithlaypeo-ple,itoftenbecomesapparentthatwhenpeopleexpressfrustrationabouttheeffect,itisnotsomuchtheincompetencethatbothersthemasitistheblowbacktheyreceivewhentheytrytointervene.Manypoorperformerspushback.Theyrebelagainsttheadvice;theyarguepointsofviewthatcontradicttheirown.Wehavefoundthatpointingoutpeoplesdeficitsdoesnecessarilyinducethemtostrivetoovercomethoselimitations.Inarecentstudyonemotionalintelligence,werevealedtobusinessschoolstudentstheirscorerelativetonationalnormsandaskediftheywantedabookontheemo-tionallyintelligentmanagerthatwecouldsellthemata50%discount.Ofthosescoringinthetopquartile,64%wantedthebook.Ofthoseinthebottomquartile,only19%did(Sh
39 eldonetal.,2010).Inasimilarvein,Prasadet
eldonetal.,2010).Inasimilarvein,Prasadetal.(2009)foundthatconfrontingpeoplewithevidencedidnotnecessarilyleadthemtoreconsidertheirmisbeliefsaboutSaddamHusseinsinvolvementinthe9/11tragedy.Amongthe49respondentsconfronted,only1changedhismind,and7deniedtheyhadeverclaimedthelinkinthe DavidDunning firstplace.Theremaining41allrefusedtochangetheirmind,insteadeithercounterarguingtheconfrontersevidence,refusingtobelieveintheevi-dencesvalidity,bolsteringtheattitudestheyalreadyhad,orsimplyrefusingtoengageinanydiscussiononthematter.Otherworkhasshownthatpeopledonotnecessarilylearntoanticipatetheirincompetenceevenafterrepeatedfeedback.Althoughhighperformingstudentsinapsychologycoursebecamemoreaccurateinpredictingtheirtestperformanceinaclassfromtesttotest,lowperformingstudentsdidnotremainingstubbornlyoptimisticabouthowwelltheywoulddoonthenexttest(Hacker,Bol,Horgan,&Rakow,2000),aresultreplicatedamongstudentsattendingundergraduateeconomicscoursesFerraro,2010Whatprocessesmightbethesourcesofpeoplesresistancetorecogniz-ingtheirownignoranceeveninthefaceofdirectfeedback?Motivationaldefensesaimedatkeepingself-esteemhighmayverywellbebehindahighlevelofpushback.Anothersourcemaybepeoplescentralworldviews.NyhanandReifler(2010)presentedvoterswithnewspaperarticlesthatcontainedfalseclaims,suchasthattheBushadministrationhadfoundweaponsofmassdestructioninIraqduringtheIraqwar.Introducingacorrectionofthatfalsefactintoanewspaperarticlealteredthebeliefsofliberalvotersbutnotconservativeones,whowereknowntosupportthewarmore.Similarly,whenreadingaboutafalseclaimthattheBushadministrationhadbannedstemcellresearch,theintroductionofacorrec-tionchangedthebeliefofconservativereadersbutnotofliberalones,whomaintainedtheirbeliefintheexistenceofthisnonexistentban.Tyingthisresistancemoredirectlytoself-esteemconcerns,NyhanandReifler(2009)foundthatconservativesweremorelikelytoacceptfactsandargumentsaboutwithdrawingthemilitaryfromIraqaftercompletingaself-affirmationexercisedesignedtoquellself-esteemconcerns.Butsourcesofresistanceneednotallbemotivationalinnature.Preex-istingknowledgeitselfmightbeasourceofpeoplespushback.People,forexample,counterarguepoliticalstancesthatopposetheirownmoretothe
40 extentthattheyarepoliticallysophisticate
extentthattheyarepoliticallysophisticatedandhavemorepoliticalknowl-edge(Tabor,Cann,&Kucsova,2009).Knowledgemaymakeitmoredifficultforpeopletoassimilatenewargumentsandtasks.Inarecentstudy,LondoncabdriverswereaskedtolearnaboutahypotheticalnewareathatexistedinthemiddleofLondon.TheirpriorknowledgeofLondongreatlyinterferedwiththeirabilitytolearnroutesthroughthisnewdistrict,andtheyunderperformedmatchedcontrols(Woollett&Maguire,2010Todate,whenresearchershavelookedathowpreexistingknowledgemightleadtoresistanceinlearning,theyhavelookedataccurateknowl-edge.Onemightpresumethatresistancemaybepromotedbyknowl-edgethatisinaccurateinnatureaswell.Thatis,ifapersonhasamistaken TheDunning-KrugerEffect ideaofhowstreetsarelaidoutinLondon,wouldthatpreventhimorherfromlearningthecorrectlayout?Todate,noworkhasbeencompletedonthisissue,butonecanpredictthatanysortofknowledgeaccurateorerroneousmayinterferewithpeoplesabilitytoupdatethatknowledge.Oncepeoplebelievesomething,forbetterorworse,itmaybemoredifficulttoalterthatbeliefthanifthepersonknewnothingatall.7.3.BoundaryconditionstotheinvisibilityofincompetenceKeytotheanalysisguidingthischapteristhatoftentheexpertiseneededtoevaluateknowledgeisexactlythesameexpertiseneededtoactexpertly.Butsometimes,onedoesnothavetorelyonthesameexpertisetojudgeperformanceasonedoestoattainit.Couldthoseinstancesbeexceptionstotherule,whenpeoplebecomequitecompetentatspottingtheirincom-petence?Forexample,theskillsneededtoevaluateonesfreethrowshootingabilityinbasketball(e.g.,anadequatepairofeyes)arequitedistinctfromthoseneededtoproducegoodfreethrows(e.g.,goodhand-eyecoordinationandpropertechnique).Pastworktendstoshowthatevaluationsofperformancecorrelatemorehighlywithrealityinthoseareasinwhichtheskillsneededtoevaluateperformanceareclearlydifferentfromthoseneededtoproduceperfor-mance.Whenitcomestoathletictasks,forexample,thecorrelationbetweenperceptionandrealityofperformancetendstohoveraround0.47.However,asonemovestodomainsthataremoreknowledge-based,thecorrelationtendstodissolveto0.33forskilledtechnicalknowl-edge,0.17formedicalrelatedtasks,0.28forjobinterviewskills,0.20forgeneralmechanicalexpertise,0.17forinterpersonalability,and0.04formanageria
41 lskills(Mabe&West,1982).Inoneillustrativ
lskills(Mabe&West,1982).Inoneillustrativestudy,varsitycollegefootballplayersdidnotdifferfromtheircoachesinhowtheyevaluatedtheirstrength,speed,andsizearguablybecausethemannerinwhichplayersevaluatedthosequalitiesdifferedfromthewaythatstrength,speed,andsizewereproduced.However,whenitcametotraitsinwhichonecouldarguethatthesameskillswereneededtoproduceandevaluateperformancesuchasmentaltoughness,coordination,andfootballsensevarsityplayerstendedtoratethemselvesmorefavorablythandidtheircoaches(Felson,19817.4.Canignorancebebliss?Wecanalsorelyonthediscussionabovetoaddressoneenduringandunsettleddisputewhethertheoptimismandoverconfidencethatpeoplesooftenexhibitisbeneficialorcostlytothem(Colvin&Block,1994;Dunning,2005;Kurt&Paulhus,2008;Taylor&Brown,1988).Often,overconfidenceistakentobeanenergizerthatspurspeopleontotheir DavidDunning goals,helpingthemtoachieveevenunrealisticones(e.g.,Taylor&Brown,).Perhapsmeta-ignorancenotknowingalltheobstaclesandcom-plicationsalongthepathtoonesgoalisanadvantage.Thatis,atthemomentwhenpeopleneedtomotivatethemselvestoaction,itmayjustbefollytobewise.Perhaps,itmaybeimportanttomakeadistinctionaboutwhenigno-ranceandtheoverconfidenceitengendersmaybebeneficialorcostly.Theroadtoagoaloftencontainstwophases.Thefirstisaplanningandpreparationphase,inwhichpeoplemustmapouthowtheycanreachtheirgoal.Thesecondistheactualexecutionofaplan.Overconfidencemaybebeneficialinthesecondphase,whenpeoplepotentiallymustenergizeandperseveretopressontotheirgoals,butitmaybedeadlyinthefirstphase.Forexample,itmaybeappropriateforageneraltoincitehisorhertroopstosupremeconfidencewhenthedayofbattlearrives.However,onewouldnotwantthatgeneraltobeincompetentoroverconfidentintheweeksofplanningleadinguptothatbattle.Onewouldnotwantthatgeneraltodenythatmorereservetroopsareneeded,orthatprotectivegearisnotnecessary,orthatthetroopshaveenoughordnance.Onewouldwanttomakesurethatthegeneralhasthoughtoutallthecontingenciesofbattle,sothatheorshecanchangeplansifthecircumstancesofengagementchange.Thus,itispossibleforignoranceandoverconfidencetobebothanadvantageandadisadvantage,dependingonwhetheroneistalkingaboutplanningandpreparationversusexecution. 8.
42 ConcludingRemarksPlato,inhisenduringclas
ConcludingRemarksPlato,inhisenduringclassic,,describesapuzzlethathismentorSocratesoncehadtosolve.Socratessfriend,Chaerephon,hadgonetotheOracleofDelphiandaskedwhethertherewasanyonewiserthanSocrates,towhichtheOraclehadrepliedthattherewasnooneelse.ThisbothsurprisedandvexedSocrates,whofeltthatthereweremanymorecitizenswhoknewmorethanhedid,andsohewentoutonasearchtofindtheonewiserpersonthathecouldbringtotheOracleasacounterexample.Heinterviewedthepoliticians,poets,andartisansofAthens,andalthoughhefoundthemallknowledgeableandquiteskilled,healsofoundthemtobesupremelyconfidentintheirexpertiseandunwillingtoacknowledgewhentheirintelligencewaseitherfaultyorvalueless.Inthis,SocratesdiscoveredwhattheOraclehadbeentalkingabout.He,aloneamongallothercitizens,recognizedthathisknowledgeandwisdomwastrivialnexttothatofthegods.Heknewofhislimits,andthisinsightgainedhimtheslightestofadvantagesinwisdomoverothers. TheDunning-KrugerEffect Inthischapter,Ihaveassertedtheinevitabilityofeachindividualsignoranceandhavearguedthatwhenthisignorancevisitspeoplesdeci-sionsandactions,theyarelikelynottoknowit.Nowhereisthisblindnessmoreperceptiblethanintheimpressionsthatincompetentperformershaveoftheirownintellectualandsocialachievements,anditisacautionarytalefortherestofus,because,attimes,wearetheoneswhoexchangeroleswiththem.Ignorancemakesahabitofslyandartfulinvisibility.But,perhaps,onceweknowofthetrick,webecomealittlebitwiserinhowtolookoutforanddealwiththismischievous,significant,andhopefullynot-too-frequentcompanion.ACKNOWLEDGMENTSIacknowledgethemanyandessentialcontributionsofcoauthorsonpreviouschapters,citedthroughoutthischapter,whohelpedbreathelifeintomuchoftheresearchdescribedherein.SpecialthanksgotoJustinKruger,whocollaboratedontheinitialseriesofstudiesuponwhichthisreviewisbased.ThewritingofthischapterwassupportedbyNationalScienceFoundationGrant0745806.TheviewsexpressedinthischapterdonotnecessarilyreflectthoseoftheFoundation.Alicke,M.D.,&Govorun,O.(2005).Thebetter-than-averageeffect.InM.D.Alicke,D.A.Dunning,&J.I.Krueger(Eds.),Theselfinsocialjudgment(pp.85106).NewYork:PsychologyPress.Alter,A.L.,Oppenheimer,D.M.,&Zemla,J.C.(2010).Missingthetreesfortheforest:Aconstruallevelaccountofthe
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