PDF-(DOWNLOAD)-Practitioner\'s Guide to Business Impact Analysis (Internal Audit and IT Audit)

This book illustrates the importance of business impact analysis which covers risk assessment and moves towards better understanding of the business environment industry specific compliance legal and regulatory landscape and the need for business continuity The book provides charts checklists and flow diagrams that give the roadmap to collect collate and analyze data and give enterprise management the entire mapping for controls that comprehensively covers all compliance that the enterprise is subject to have The book helps professionals build a control framework tailored for an enterprise that covers best practices and relevant standards applicable to the enterprisePresents a practical approach to assessing security performance and business continuity needs of the enterprise Helps readers understand common objectives for audit compliance internalexternal audit and assurance Demonstrates how to build a customized controls framework that fulfills common audit criteria business resilience needs and internal monitoring for effectiveness of controls Presents an Integrated Audit approach to fulfill all compliance requirements. Note to presenters: . Different slides in this presentation may appeal to different audiences including board members, senior leadership, faculty and staff, and students.. Please feel free to utilize the slides that best meet the needs of your audience. It is not anticipated that all slides will be needed for all audiences.. Pre-Audit Presentation. Objectives of Presentation. Provide a basic understanding of internal audit. Provide a basic awareness of the principles of internal controls so:. You have an understanding of what we’re looking for as we conduct the audit. Planning an Internal Audit. Objectives of Planning. Use of Internal Audit. Factors affecting Planning Process. Scope of Planning. Factors affecting scope of Internal Audit.. Planning process. Objective of Planning. Pre-Audit . Presentation. Objectives of Presentation. Provide a basic understanding of internal audit. Provide a basic awareness of the principles of internal controls so:. You have an understanding of what we’re looking for as we conduct the audit. (A Presentation by CMA . Sushil. Yadav,. Sr. DGM, RITES Limited, Gurgaon). MEANING OF INTERNAL AUDIT. Internal auditing.  is an independent, objective assurance and consulting activity designed to add value and improve an organization’s operations. It helps an organization accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes. . Key Factors in Determining Content. Frequency of Meetings. Understanding Board Expectations. The audit committee charter. The internal audit department charter. Committee members and their backgrounds focusing on any changes since last meeting. 2014 Assessment. Vision. Past focus of internal controls and compliance. New re-concentrated . efforts on the . field. Internal . Audit . Assistance. Risk Mitigation. Flexibility . of Field . Audits. When?. How?. Why?. In brief . . . . Who. are we?. We are an organization that provides both traditional and non-traditional . services. We are not outside auditors. We are a constructive link between policy-making and operational levels of the University. PREFACE . Before starting any planning or analysis process there is need to have a clear and smart goal or objective. What is it that you need to achieve or solve? Ensure that all key stakeholders (relevant to the issue being explored) buy into this objective or goal. . Risk-Based Audit Plan . Development. Agenda. Introduction. Microsoft Internal Audit Org. Risk Based Audit Planning Overview (Luncheon). In Depth Areas (Technical Session). Enterprise Risk Management. Paul Sobel, CIA, QIAL, CRMA. Vice President/CAE – Georgia-Pacific. Overview. Internal Audit Mission. Rolling Audit Plan Approach. Project Funnel. Value Bets. Value Assessment. 2. Clarence – It’s a Wonderful Life. VACo Fall Conference. November 14, 2011. Vivian Calkins-McGettigan, MBA, CPA, CIA, CFE, CPFO . Chief Internal Auditor. With the Appropriate Structure and Tone from the Top Internal Audit can have a Very Positive Impact. CA SHRINIWAS Y. JOSHI. I N D E X. Introduction. 2. Joint . Auditors’ . Responsibilities. 3. Common Controls. Centralized Controls. 5. Group Audit Instructions. I N D E X. Typical business cycles covered as part of audit of . . . Context-. Organisation. -. Strategy. PEMPAL, . March. 2017. Environment. Audit . universe. = . whole. of . the. . federal. . government. . . Within. . the. . federal. . government. . many.