PPT-HOW TO PREPARE FOR A DOL OR IRS QUALIFIED PLAN AUDIT

HOLIFIELD JANICH RACHAL amp ASSOCIATES PLLC ANNUAL EMPLOYEE BENEFITS SEMINAR AUGUST 2017 BY DANIEL N JANICH wwwholifieldlawcom 1 DOL or IRS INVESTIGATION or AUDIT Two Sides of the Same Unpleasant Coin. Jonathan S. Marashlian -- Managing . Partner. Linda G. McReynolds -- Senior . Attorney. Jacqueline . R. Hankins -- Senior . Attorney. Introduction. Audit Experience: . Represented nearly 20% of all contributors audited since 2012. Presented by. Donna Collins. Milestone Professional Services. Are you Audit Ready?. Things that make this process difficult. Limited staff. Budget cuts - fewer people. Availability of personnel to assist with audit prep. with an HSA. Winning with an HSA. 2. HealthEquity, Inc., does not provide legal, tax, . financial . or medical advice. Always consult a professional when making life changing decisions. . Why choose an HSA?. &. . Challenges. Audits . Compliance . Under ERISA and ACA. Roles and Responsibilities. ACA and Compliance Highlights. DOL Audit. What We Will Cover. www.compliancedashboard.net/. assured-partners-2. Atlanta IIA Chapter Meeting. April 2013. Presenters’ Overview. CONFIDENTIAL & PROPRIETARY to COX ENTERPRISES AUDIT SERVICES. Randy Earley – VP of Audit Services. 1.5 years at Cox . Enterprises. DOL. Update. Limited . Scope vs. Full Scope Audit . Disclaimer of Opinion &. Audit Communications. Dawn . Doucette, Audit Senior . Manager. David Murray, Audit Senior . Manager. Limited Scope vs Full Scope Audit. Suite 200 Reston, Virginia 20190 571.432.0332 www.clarb.org Section 1Project and Construction Management85 items consisting of multiplechoice and multipleresponse questions; 3 hours seat time, 2 ½ ho Save for a Rainy Day Plan with Neighbors Document and Insure PropertySafeguard Documents Sign up for Alerts and Warnings Test Family Communication Plan EXITPractice Emergency Drills Get Involved in Yo Employee Benefit Plan . Audit Quality Center. AICPA. Debbie Smith, Grant Thornton LLP. Michael Auerbach, DOL EBSA . Josie Hammond, RSM US LLP. Wendy Terry, Withum. Presenters. 2. Today’s topics. New audit and accounting guidance. Content. Presented by. Dr. . S. . . D. . Ratnaparkhe. Assistant Professor. Department of . Commerce. Deogiri . College, Aurangabad. Audit Report – Basics, Format and Content. The audit report is a key deliverable which shows the end results of the entire audit process. The users of financial statements like Investors, Lenders, Customers, and others base their decisions and plans on audit reports of any enterprise. An audit report is always critical to influencing the perceived value of any financial statement’s audit.. Summary of the Internal Audit Plan . The Internal Audit plan is based on assessments and prioritisation made at the time of the plan being developed. . This table summarises the 2023 Internal Audit Plan. A ‘reserve list’ of Internal Audit projects has also been included in the next slide outlining proposed projects that have not been prioritised at this time, however, will be monitored and re-prioritised if the level of risk elevates or DoE priorities change. The specific scope, timing and days will be discussed and agreed upon as part of the internal audit scope. A schedule for delivery of the Internal Audit Plan will be developed and aligned with the planned dates of the ARC to ensure a smooth and balanced cycle of reporting throughout the year.. Employee Benefit Plan . Audit Quality Center. AICPA. Michael Auerbach, DOL EBSA . Debbie Smith, Grant Thornton LLP. Josie Hammond, RSM US LLP. Sandi Carrier, Deloitte . Presenters. Today’s topics. DOL update. Jennifer Walker, Chief Audit Officer. Kevin Vehar, Internal Audit Manager. June 15, 2023. Internal Audit’s Organizational Structure. Chancellor of the University of North Carolina Charlotte . Dr. Sharon L. Gabor. Selection of current practices following EC IAS methodology from audit engagement to kick-off. IAS mission. From IAS audit Charter:. ". The . mission . of the Internal Audit Service is to enhance and protect organisational value by providing...