PPT-PONZI SCHEME & COMPLIANCE MANAGEMENT

Practice Over Theory DataPro Ltd S ince 1995 1920 March 2021 2021 ACCOBIN RETREAT OUTLINE 2 INTRODUCTION A Ponzi Scheme is an investment product where an individual or entity pays returns on contribution by members not from profit earned through economic activities but from payments by new patrons. Vanessa Oltmann, MBA, CPA, CGA, CFI. What is Fraud?. Fraud is a . lie . or misrepresentation . that is committed with the . purpose . of . depriving . you of something of value. . Fraudsters LIE. 24th Annual FIRMA National Risk Management Training Conference. Jonathan E. Turner, CFE, CII. Ponzi Schemes Unflagging Success. Today’s Agenda. Why Are Ponzi Schemes Successful?. They are Well Known. Watchful . F. or. Most popular scheme/scams . Ponzi Schemes/Scams. Pyramiding . Schemes/Scams. Ponzi Schemes/Scams. Charles Ponzi. Ponzi Scheme/Scam. A Ponzi scheme is essentially an investment fraud where the operator promises high financial returns or dividends (6%-29% per month). . Vanessa Oltmann, MBA, CPA, CGA, CFI. What is Fraud?. Fraud is a . lie . or misrepresentation . that is committed with the . purpose . of . depriving . you of something of value. . Fraudsters LIE. 24th Annual FIRMA National Risk Management Training Conference. Jonathan E. Turner, CFE, CII. Ponzi Schemes Unflagging Success. Today’s Agenda. Why Are Ponzi Schemes Successful?. They are Well Known. Robert . Muthuri, Guido Boella, Joris Hulstijn. LAST-JD. 27. th. March 2015. Dagstuhl. Innovation & Technology Law. State of the Art. Compliance Management Workflow . (ICAIL 2013). Compliance Pattern Scheme. Peter Scott. Peter Scott Consulting. www.peterscottconsult.co.uk. . The scope of this session. why . all firms are going to need a compliance plan for the purposes of outcomes focused regulation. ;. NCAMSS Meeting – November 3, 2017. JILL Puckett, RN, BSN, MHA . Northern Hospital of Surry County. Manager Compliance and Risk . Objectives. Describe what compliance is and what a Compliance Program helps with. Automated, Integrated, Unified. May 8 – 9, 2017. Ann Robinson, SVP Business Development. RegEd Overview. 20 Years of Industry Experience. Headquarters in Raleigh, NC. 250 FTEs, Attorneys, Technology Professionals and Industry Specialists. Compliance and Risk Management Updates NCAMSS Meeting – November 3, 2017 JILL Puckett, RN, BSN, MHA Northern Hospital of Surry County Manager Compliance and Risk Objectives Describe what compliance is and what a Compliance Program helps with Compliance & Best Practices for Vendor Selection. Kristin LaPlante. National Account Executive. May 14, 2014. Oldie but goodie . . .. Agenda. In-house vs. AMC management. Third-Party Oversight. Best Practices in Selecting a Vendor. The SEC146s Office of Investor Education and Advocacy is issuing this investor alert to warn individual investors about fraudulent investment schemes that may involve Bitcoin and other virtual currenc HAFSAT OLUBUKANLA RUFAI (MRS.). DEPUTY DIRECTOR AND HEAD . OF OPERATIONS, . LAGOS . ZONAL OFFICE. SECURITIES AND EXCHANGE COMMISSION, NIGERIA. OUTLINE. Learning Objectives. About SEC. Investor Protection. Technology has transformed compliance management, offering efficient solutions to tackle regulatory complexities. Modern Compliance Management Systems automate workflows, provide real-time monitoring, and integrate seamlessly with other business systems. Compliance Software Solutions cater to various industries, ensuring regulatory adherence and data security. Emerging technologies like AI and blockchain further enhance these systems. ComplianceQuest Management Software is a leading solution, essential for businesses in 2024, due to its comprehensive features, adaptability, and integration capabilities, helping companies maintain compliance, secure sensitive data, and streamline processes efficiently.