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What’s in a “NegP”? What’s in a “NegP”?

What’s in a “NegP”? - PowerPoint Presentation

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What’s in a “NegP”? - PPT Presentation

We will now review further arguments in favor of the hypothesis that what we call NegP originates as an internally layered XP encoding more than one feature These arguments have to do with some exceptions to the Jesperson cycle which can be explained only by assuming that the express ID: 671007

marker negative clitic cycle negative marker cycle clitic italian evidence syntactic complex neg sicilian negation french rule mank

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Slide1

What’s in a “NegP”?Slide2

We will now review further arguments in favor of the hypothesis that what we call “NegP” originates as an internally layered XP encoding more than

one feature

.

These arguments have to do with some exceptions to the Jesperson cycle, which can be explained only by assuming that the expression of negation is syntactically and semantically complex.Slide3

The negative cycle has be originally defined by Jespersen in the following way:

Neg

V

Neg

V

neg

V

Neg

The basic property of the cycle is that the sentential negative marker is renewed by means of a doubling stageSlide4

Several

authors

have

proposed

a

more

refined

view

of

the

JC

which

has

up

to

six

different

stages

depending

on

which

the

negative

marker

is

obligatory

.

At the same time reasons have been proposed for its

activation

beyond the original proposal made by Jespersen that the original negator is phonologically weakened. Slide5

For

instance

van der

Auwera

(2011)

assumes

the

following

steps

(

Neg

=

obligatory

,

neg

= optional):

A)

Neg

V (

Spanish

)

B)

Neg

V

neg

(Northern

Italian

)

C)

Neg

V

Neg

(

standard

French)

D)

neg

V

Neg

(

spoken

French)

E) V

Neg

(

Piedmontese

, Quebec French)Slide6

Other languages

The phenomenon is found also in other language groups, not only in Indoeuropean languages. For instance the Bantu languages have been reported to have a similar cycle in a pretty similar way to Romance (i.e. preverbal negation, minimizer doubling, and loss of the original negator). Slide7

The

literature

on

the

factors

triggering

the

JC

is

vaste

, in

principle

it

can

be

claimed

that

the

cycle

is

activated

by

A)

phonological

factors

(

weakening

of

the

negative

marker

non>

no

> ne,

see

French)

B)

Semantic

factors

:

the

original

negator

requires

a

context

of

emphasis

whatever

that

means

.

C)

Syntactic

factors

:

change

in

word

order Slide8

To

provide

a (partial)

answer

to

the

complex

question

concerning

the

factors

enhancing

or

restraining

the

JC

and

their

interplay

,

let

us

compare

languages

that

have

undergone

the

cycle

with

similar

languages

that

have

not.

Within

the

IE

domain

we

see

Germanic

,

that

has

undergone

the

cycle

rather

quickly

,

Romance

,

where

we

partially

see

the

cycle

, but

much

more

slowly

and

Slavic

,

where

the

cycle

has

not

been

activated

at

all. Slide9

The Jespersen cycle

The JC has been completed in some spoken French varieties, North Western Italian dialects, is in progress in standard French and North Eastern Italian dialects,

but has

never progressed

beyond stage B in van der Auwera’s proposal in

Southern Italian.

What is the specificity of Southern Italian negation that stops the development of the cycle?Slide10

The advantage of using closely related languages is that you control for the basic properties of the language like basic word order, verb raising properties, type of morphology, etc.

The generalizations obtained are free from interference from other factors and more reliable, since you have a much wider set of languages to investigate. Slide11

In a general view of diachronic change similar to the one formalized in van Gelderen (2011), where every “cycle” is the effect of an economy principle which reduces complex elements to heads, which become so small that another XP has to be used in order to express the relevant features, the JC is simply one instance of the Head Preference Principle. Slide12

The problem is that there are languages that are perfectly stable, like German, others where the cycle applies very rapidly, or very slowly.

Comparing the way Low German has completed the cycle according to Breitbarth (2014) with the way French has developed clearly shows the point. Slide13

Even if we take into account sociolinguistic or language policy considerations, we cannot explain

cases where similar dialects ha ve had

a similar history

and

have

been subject to

the same standardization

pressure

coming from

the standard

like for instance, Lombard, which

has undergone the cycle completely

and Emilian, which

has not. Slide14

What

are the factors that enhance or slow down the JC?

Can

the JC

be interpreted as evidence that negation is a complex

XP?Slide15

I ARGUMENT Slide16

We investigate the morphosyntactic properties of the sentential negative marker in SI in order to establish the factors that block or allow for the activation of the JC.

It will turn out that one of the reasons is the fact that the speaker has empirical evidence that the negative marker is morphologically complex in SI but not in NI. Slide17

The empirical field

We focus on the

interaction between the preverbal negative marker and object clitics in old and modern Italian

varieties:

Il

prossimo

tuo

non

ucciderai

e

no

l

fedirai

the

neighbor

your

not

will.kill

and

not. him hurt

e

no

li

farai

(…)

alcuno

rincrescimento

and

not

to.him

you.will.do

any

damage

You will not kill you

neighbor

, nor hurt him, nor do him any harm

’ (

Vizi

e

Virtudi

17)Slide18

Old French and Old Italian

Old French displays a preverbal negative marker and an optional

postverbal

negative marker (

gote

,

mie

,

pas

, etc.)

Si

fait

oscur

,

ne

veient

gote

,

refl

= makes dark not

they.see

not

(…)

ne

veient

clarté

ne

soleil

not

they.see

light not sun

It's so dark, they do not see, (…) they do not see any light nor the sun

(

Enéas

195

)

Mais

a

bataille

n

’oset

il

pas

venir

but

to

battle

not=dares

=he not come

But he does not dare to come to battle

’ (

Guillaume

81)Slide19

A comparison

Old Italian also displays a preverbal and an optional

postverbal

negative marker

certo

no

llo

darebbe

tosto

così

sure

not it=

he.would.give

soon so

he

would not answer so soon

’ (

B.

Latini

,

La

Rettorica

)

“Certo

,

sire” disse

elli “io

non

ve

lo celerò

mica

.”

sure sir said

he I not

to.you

=it

I.will.hide

not

‘He said “Of course, sir, I will not hide it from you” ’ (

Tristano

Riccardiano

75

)

Why has Italian remained stable and French has not?Slide20

The hypothesis

Italian has not changed because there was/is evidence that the negative marker is morphologically complex, i.e. it contains two morphemes, while French (and some Northern Italian dialects) did not provide the speaker with any evidence for this.Slide21

Since a complex morphology is an indication of a complex set of semantic features and of several syntactic projections, this can be seen as positive evidence for the big NegP hypothesis.

This means that the JC can be derived by the need to maintain morphological complexity since (the licensing of) negation is semantically and syntactically complex. Slide22

The bi-morphemic status of the negative marker is clearly not the only factor blocking or favoring the Jespersen cycle, since other means can be indicated that negation is complex, but it is at least one of the possible types of evidence which block the activation of the cycle.Slide23

Four systems

A) Old Florentine and Old Sicilian, where the alternation between

non

and

no

is a purely syntactic phenomenon.

B) Modern Western Sicilian deletion, where the alternation between

non

and

n

is a phonological rule of deletion conditioned by syntactic proximity.

C) Modern Eastern Sicilian, where the assimilation rule

n+l

nn

is phonological but still conditioned by syntactic proximity.

D) Modern Florentine, where the assimilation rule has become a purely phonological assimilation phenomenon found in all contexts where

n

+l

ll

.Slide24

Modern Florentine has lost the clues for morphological complexity of the negative marker and is thus potentially subject to the JC unless other independent evidence for complexity is present. Slide25

The Old Italian alternation

The Old Italian alternation between

non

and

no

is conditioned by the presence of a following clitic:

No

ti

vo

qui

mostrare

e

aprire

not

to.you

I.want

here

show

and

explain

I do not want to show and explain to you (that

)’ (

Fiore di

Rettorica

65

)

Il

prossimo

tuo

non

ucciderai

e

no

l

fedirai

the

neighbor

your not

you.will.kill

and

not.him

will.hurt

e

no

li

farai

(…)

alcuno

rincrescimento

and not

to.him

you.will.do any damage

‘You will not kill you

neighbor

, nor hurt him, nor do him any harm’ (

Vizi

e

Virtudi

17)Slide26

Old Sicilian

Old Sicilian displays the same alternation between a clitic and the negative marker

:

...

ki

Deu

non

possa

cuntentari

ad

unu

so

bon

sirvituri

,

that

God

not can satisfy

at one

his

good

servant

et

ki

no

li

possa

donari

la

visioni

sua

perpetua

and

that

not him

can

give

the vision

his

eternal

et

perpetua

sequranza

di

no

li

mancar

mai

and eternal

certainty of

not

to.him

disappoint never

‘...

that God cannot satisfy one of his good servants, and give him his

eternal

vision

and the eternal certainty that he will not be disappointed

(

Sposizione

del

Vangelo

della

Passione

secondo

Matteo

1.7)Slide27

A syntactic phenomenon I

As no other element can delete the coda of the negative marker, I propose that the phenomenon is not phonologic but syntactic in nature. For instance a verb starting with a liquid does not delete the nasal coda of

non

:

…cui

liga

la

navicella

a la

rocca

non

who

binds the boat to

the rock not

liga

per

firmari

la

rocca

binds

to

snub

the

rock

‘…

who binds the boat to the rock does not do that to snub the rock

(

Sposizione

del

Vangelo

della

Passione

secondo

Matteo

1)Slide28

Negation/clitic interaction

Other cases in which the negative marker and clitics interact are known in the literature. For instance,

Friulian

deletes some subject clitics in the presence of a negative marker:

a.

tu

as

mangiat

you have eaten

‘You ate’

b. No as

mangiat

not have eatenSlide29

Analysis

We propose that speakers of Old Italian had evidence that the negative marker was bi-morphemic,

because the lower morpheme alternates only with a clitic:

[[

no

]

[

n

]]

A

purely

syntactic

analysis

might

be

stated

along

the

following

lines

:

both

the

negative

marker

and

the

clitic

have

an existential

feature

,

which

can

be

checked

by

either

of

the

two

elements

.

[NegP

no

[

ExistP

n

[ Clit

]]] →

[

NegP

no

[

ExistP

n

Clit

[

Clit

]]]

 Slide30

A syntactic phenomenon II

The phenomenon cannot be analyzed as purely phonological deletion because:

A) it does not occur any time a nasal is followed by a liquid or by a stop, but only in this context.

 sensitivity to structural proximity.

B) it is only the object clitic that can delete the coda of the negative marker.

 sensitivity to the category of the following item.Slide31

Eastern Modern Sicilian

Eastern Modern Sicilian also presents an alternation between two forms of the negative marker

:

Avissi

statu

cchiù

attentu

,

non

fussi

a

stu

puntu

.

had

been more careful not

would.be

at this

point

If you had been more careful, you would not be in this situation

.’

Penzu

chi

n

o

pottu

dumani

.

think that

not.it

I.bring

tomorrow

I think that I will not bring it tomorrow

.’Slide32

Phonology or syntax?

The alternation is between /non/ and /n/.

The clitic has the form of a simple vowel and provides the vocalic nucleus for the negative marker.

(14) [non

]

V

→ [

n

o

n

]

V

→ [n]

V

Hence, in this case the two negative morphemes are to be analyzed as follows:

(15) [n [

o

n

]]Slide33

Phonology...

Deletion can also occur when

the following element is the verb (if it starts with a vowel

):

(16) N’

assicutunu

picciriddi

, ma

cani.

not follow

kids

but

dogs

They do not follow kids, but dogs

.’

(17) Non

assicutunu

picciriddi

, ma

cani

.

not

follow

kids but dogs

They do not follow kids, but dogs.’

 deletion

is no longer sensitive to the category of the following

element.Slide34

...conditioned by Syntax

Deletion

is still sensitive to syntactic

proximity and not simply to linear adjacency:

Don

Antonio → *

D’Antonio

‘Don Antonio

Deletion

could still be sensitive to the category of the negative

marker, although it is not sensitive to the category of the following word.Slide35

Other similar phenomena

We propose that Eastern Sicilian has a purely phonological rule of deletion conditioned by structural proximity, as in well known cases like:

(19) la

arancia → l

a

arancia → l’arancia

[

laˈ

raɲtʃa]

the

orange

But not:

(20) sono

andat

a

a casa → *sono

andat

a casa

I.am

gone

to home

I went home’Slide36

There exist other cases in which structural proximity is known to count: for instance

raddoppiamento

fonosintattico

(syntactic doubling),

liason

.

We hypothesize that the Eastern Sicilian speaker still has evidence that the negative marker is bi-morphemic.Slide37

Western Sicilian

In the varieties belonging to Western

Sicilian,

the form of the negative marker lacks the initial nasal in the onset and is lexicalized as

un

.

(21)

Si

fussi

statu

chiù

attentu

,

un

fussi

accussì

.

if

were

been more

careful,

not would.be so

‘If he had been more careful, he would have not been in this situation

.’

 

We still find interaction with object clitics, but of a different type.Slide38

Third person object clitics have two forms:

(22)

U

va

cciercu

.

it go

search

I’m going to search for it.’

(23)

Piensu

ca

pi

curreggi

llu

t u

puortu

rumani

.

think that

to

correct=it you=it bring

tomorrow

I think that I will bring it to you tomorrow in order to correct it.’

In

proclisis

the clitic is a vowel, in

enclisis

a C+V form.Slide39

Assimilation

The liquid of the clitic assimilates to the nasal coda of the negative marker:

(24)

Pensu

ca

rumani

unn

u

puortu

. (Palermo)

think that

tomorrow

not=it

bring

I think that I will not bring it tomorrow

.’Slide40

If another

clitic

starting with an obstruent intervenes, then the third person object

clitic

surfaces in its vocalic form providing the nucleus for the other

clitic

, which becomes the onset of the new syllable:

(25) Piensu ca rumani

un

t

u

puortu

(Palermo)

think that tomorrow not you=it bring

‘I think that I will not bring it to you tomorrow.’Slide41

If the following verb starts with a vowel, no assimilation is observed between the clitic and the negative marker, the clitic exploits the nucleus of the following verb to surface as a liquid:

(26)

Un

l

’accattasti

ancuora

?

not

it bought

yet

Haven’t you bought it yet?’Slide42

Assimilation

is only possible when the clitic whose underlying form has a liquid and the negative marker

are:

a

) adjacent and

b

) the liquid does not already surfaces as the

onset

of the nucleus provided by the

following

verb.Slide43

The

phenomenon is

phonological in nature, but restricted

to the clitic field, where the negative marker and the clitic are located on adjacent heads: the assimilation rule /n/+/l/→/n:/ does not apply in contexts that do not involve clitics and the negative marker:

(27)

 Don Luigi → /

Dɔl:uidʒi

/ */

Dɔn:uidʒi

/

It does not provide any evidence that the negative marker is bi-morphemic.Slide44

Relevance for the Jespersen cycle

The syntactic rule of alternation of Old Italian varieties always provides evidence for the bi-morphemic status of the negative

marker.

The purely phonological rule of Modern Florentine never provides evidence for the

bi-morphemic

status of the negative

marker.

The

phonological

rule conditioned by syntax can but need not provide evidence for this (in Eastern Sicilian it does, in Western Sicilian it does not).Slide45

Proposal

If a rule is sensitive to the category of the words involved, it is not a phonological rule, but a syntactic one. Interactions between clitics and negation have to be explained on the basis of the formal features they possess and can check in the clitic field. (in our case an existential feature)

This rule provides the speaker with evidence that the negative marker is bi-morphemic and contributes to block the Jespersen cycle.Slide46

If

the

JC

is

the

effect

of

a

general

uniformity

principle

,

which

tends

towards

a

similar

semantic

,

syntactic

and

morphological

complexity

,

it

is

most

probably

blocked

or

favored

by

several

factors

. Slide47

One

of

these

factors

is

morphological

complexity

:

if

there

is

still

evidence

that

the

negative

marker

is

morphologically

complex

,

it

is

not

necessary

to

reinforce

negation

activating

the

cycle

.

In a sense, negative doubling makes up for the lack of morphological complexity in the original negative marker. Slide48

II ARGUMENT Slide49

The Southern side of the puzzle

In the Southern

I

talian dialects (SIDs) no standard

postverbal

negative marker has been developed.

SIDs can display a series of non standard strategies to mark sentence

implicatures

but these elements, but nowadays they generally do not involve

postverbal

elements. Slide50

The Southern Italian puzzle

Southern Italian dialects have developed new preverbal negative markers without undergoing any doubling stage, i.e. violating

the Jespersen

cycle.

The exception can be shown to be only apparent if we assume that negation is syntactically complex construct.Slide51

Rionero

mankə

In the dialect of

Rionero

in Vulture the usual form

non

has been replaced by ‘

mankə

’, related to the verb ‘lack’ and the adverb ‘less’, in this sense its development follows one of the known types of evolution of negative markers:

Vivə

spessə

se

mankə

vu

caré

malatə

drink

often if not want.2sg fall.inf

illSlide52

mankə versus

non

Mankə

behaves like

non

in

Occurring after the subject and before object clitics:

Mankə

dikə

pecché

mankə

saccə

.

not

you=it=tell.1sg because not it=know.1sg

b) Being incompatible with true imperative forms

Mankə

u

piglià

!

not it=take.

infSlide53

mankə versus

non

c) Requiring

negative concord with

postverbal

n-words

Mankə

je

venutə

nesciunə

.

not

is come nobody

d) Not being the pro-sentence negation

Hai

vistə

a

Pierə

?

No / *

Mankə

.

have.2sg

seen to P. noSlide54

The

neighboring

dialects

still

display

the

standard

negative

marker

non

:

Nov

volənə

sce’nə

.

Venosa

not want.3pl go=thereSlide55

There exist residues of a negative marker of the standard type:

,

pòzza

strafucà

.

if not me=of-it=want.2sg give.inf that you may chock

‘If you do not want to give it to me, may you chock.’

 However, there is no evidence that there has been a doubling stage. Slide56

How

can

this

exception

be

explained

?

[

Focus/Operator

NO/

manco

[

ScalarP

non

[

MinQ

mica

[

ExistentialP

(

ni

)-

ente

]]]]

The

change

has

occurred

internally

to

the

complex

negation

,

nevertheless

,

since

the

element

moves

as

a

whole

,

the

syntactic

properties

of

the

whole

have

not

changed

.Slide57

Manco

might still be

syntactically complex

, including one of the lower

internal projections of the big XP.

It is not not clear whether it is morphologically complex or not. Slide58

We

conclude

that

the

big

NegP

hypothesis

is

superior

to

the

idea

that

NegP

can

occur

in a

lot

of

different

positions

,

because

it

can

explain

at

least

some

exceptions

to

the

JC.

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