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and its implementing regulations found in 31 CFR. Financial Crimes Enforcement Network (FinCEN). Industry reporting was obtained from LexisNexis, Mortgage Asset Research Institute (MARI), RealtyTrac, Inc., Mortgage Bankers Association (MBA), Interthi June 3 , 201 5 CONTACT: Steve Hudak 703 - 905 - 3770 FinCEN Fines Tinian Dynasty Hotel & Casino $ 75 Million for Egregious Anti - Money Laundering Violations Casino H elped Customers Avoid BSA Rep Criminal Proceeds Unit. Commander Robert . Thomasser. Sgt Jennifer O’Donnell. Officer Kevin Sullivan. Officer Dan Michener. Who We Are:. Pro-Active and reactive investigative unit which investigates felony level crimes where money laundering or concealing criminal proceeds is suspected.. Customer Due Diligence Requirements. ACAMS Northern California Chapter. April 30, 2015. 1. Topics. Background. Identification of Beneficial Owners:. Two-Prong Test. Equity Interests. In/Direct Connections. Division of Financial Institutions. Department of Commerce and Consumer Affairs. October 2015. Agenda. FDIC Guidance. Department of Justice Memo. FinCEN . Guidance. Bank considerations. Conclusion. sar. activity review. . trends, tips AND issues. U.S. Treasury FinCEN Suspicious Activity Report (SAR) Checkbox for Human Trafficking . By Joann Alicea, CFCI, CHTI . December 2017. 23rd Edition of the . for the. Cannabis Industry. March 7, 2019. About Chris Marquet. President . of . Investigative Services for . SunBlock . Systems and practice leader for the CRA, based in Mass.. 35+ years experience in the Risk Mitigation Industry, including international investigations & security consulting, specializing in employee misconduct, fraud, integrity due diligence, & special fact finding missions.. 1 ColombianBlack MarketPeso Exchange Date:November1997Advisory:Issue 9 This advisory is provided to alert banks and other depository institutionsto a large-scale, complex money laundering system bein OverviewFinCEN146s regulationThe ProcessThrough an expedited communication system FinCEN146s 314a process enables an investigator to canvas the nation146s financial institutions for potential lead inf 1Jurisdictions with Anti-Money Laundering and Combating the On February 25 2021 the Financial Action Task Force FATF updated its list of unterAmoneyAlaunderingAinstitutionsAobligationsAandAriskNbasedA 1issuing this advisory to inform x00660069nancial institutions of updates to the FATF list of jurisdictions with strategic anti-money laundering and combating the x00660069nancing of terrorism AL/CFT 1FinCEN Calls Attention to Online Child Sexual Exploitation Crimesis Notice to call ax00740074ention to an ce provides x00660069nancial institutions with d highlights some x00660069nancial trends rela Georgia Credit Union Affiliates. Compliance Conference Call. April 29. th. , 2014. BSA Risk Assessment. Not all products/services listed. Bill pay, safe deposit boxes, pre-paid cards. Employee turnover. BSA E - Filing In Focus: Money Services Businesses To Access Audio: 1.) Dial 1 - 773 - 945 - 1011 2.) Enter Access Code: 600 - 337 - 158 3.) Enter Audio Pin shown on screen Agenda  New for BSA E