PDF-[(See Rule 51 (2)(b)] Name of the Dealer/ Person ____________________

Reasons for seizure Details of books of accounts registers other documents seized Use separate sheet if requiredDescription No of pages signed by Reasons for seizure . a Candidates full Name CAPITAL LETTERS as in Matric certificate Leave a box blank between two parts of name b Fathers Name Leave a box blank between two parts of name Write Course Ser No as mentioned i Introduction See supra See Comments on Study Regarding Obligations of Brokers Dealers and Investment Advisers brPage 2br II A Historical Standard See See A Fiduciary Duty for All Id brPage 3br entrus









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