PDF-Basel Committee on Banking Supervision Consultative Document

Global systemically July 2011 The final version of this document was released in November 2011 httpwwwbisorgpublbcbs207htm Copies of publications are available from Bank for Internation. bisorg Bank for International Settlements 2013 All rights reserved Brief excerpts may be reproduced or translated provided the source is stated ISBN 92 9131 947 print ISBN 92 9197 947 online Global systemically important banks updated assessment meth bisorg Bank for International Settlements 2014 All rights reserved Brief excerpts may be reproduced or translated provided the source is stated ISBN 978 92 9131 964 print ISBN 978 92 9131 960 online brPage 3br Contents I Introduction org Fax 41 61 280 9100 and 41 61 280 8100 Bank for International Settlements 20054 All right s reserved Brief excerpts may be reproduced or translated provided the source is stated ISBN print 9291316733 brPage 3br Table of Contents 1 Introduction 1 2 bisorg Bank for International Settlements 2014 All rights reserved Brief excerpts may be reproduced or translated provided the source is stated Certain authorities may consider rule proposals or standards that relate to the substance of this report bisorg Bank for International Settlements 2014 All rights reserved Brief excerpts may be reproduced or translated provided the source is stated ISBN 978 92 91 97 024 print ISBN 978 92 91 97 023 online brPage 3br Contents I Executive summary II Introduction 2 II Importance of KYC standards for supervisors and banks3 III Essential elements of KYC standards 5 1 Customer acceptance policy 6 2 Customer identification6 21 General identification requirements7 22 Specific identification issues 8 Fundamental review of the May 2012 An second consultative document was published in October 2013. http://www.bis.org/publ/bcbs265.htm Copies of publications are available from: Bank for Int III and . the . Control . of . Financial . F. ragility. Workshop on “Regulating . finance after the global . crisis”. Organised by . IDEAs . and . Centre . for Banking Studies, Central Bank of Sri Lanka. Guidelines for computing July 2009 incremental risk in the trading book Committee on Banking Supervision Co-chairs: Ms Norah Barger, Board of Governors of the Federal Reserve System, Washingt on Banking Supervision Board of theInternational Organization ofSecurities Commissions Margin requirements for noncentrally cleared derivatives March &#x/MCI; 0 ;&#x/MCI; 0 ; &#x/MCI; of Groups: Key Principles and . Tools. Keith Pooley. Workshop . on Cross-Border Supervision and Consolidated Supervision. June . 2-4. , 2015. Beirut, Lebanon. . Objectives of this session. 2. 2. To understand:. Preview. Types of regulation. Capital requirement. Debt requirement. Basel Accords: I, II and III. Criticisms of the Basel regulations. 7-. 2. Types of regulation. Regulations can be separated into 3 types: those that address. by . Rastin . Banking. (Knowledge Management, Empowerment, Prune and Graft, and Apprenticeship) . Bijan Bidabad. Change Management of Banking . System. Changing . huge structures such as banking sector of a country needs special innovative methods. . x0000 SUPERVISION PROCESS x0000 SUPERVISION TOOLS x0000 OFFENDER MONITORING AND TRACKING TECHNOLOGY 05 DISCRETIONARY GPSDiscretionary GPS tracking may be requested for offenders on active supervision