PDF-Investor Assistance (800) 732-0330

wwwinvestorgov INVESTOR ALERT Advertising for Unregistered Securities Oerings e SEC146s Oce of Investor Education and Advocacy is issuing this Investor Alert to educate individual investors a. What is a corporate bond A bond is a debt obligation like an IOU Investors who buy corporate bonds are lending money to the company issuing the bond In return the company makes a legal commitment to pay interest on the principal and in most cases to investorgov INVESTOR BULLETIN 57375e ABCs of Credit Ratings The SECs Office of Investor Education and Advocacy and Office of Credit Ratings are issuing this Investor Bulletin to educate investors about credit ratings If you invest in bonds notes o The rules concern three separate nonbinding shareholder votes on executive compensation x SayonPay Votes The new rule requires public companies subject to the proxy rules to provide their shareholders with an advisory vote on the compensation of the www.investor.gov INVESTOR BULLETIN Hedge Fundse SEC’s Oce of Investor Education and Advocacy is issuing this Investor Bulletin to educate individual investors about hedge funds. What are hedge 1. Investor details Investor name Policy/account number 2. Cancel my existing reversionary election Please cancel my existing reversionary election (Not available for a Term Allocated Pension Plan ilit ight 00.650.3510.2011.3590.0330.4170.3460.1502.965.088244360.0620.079-0.7840.4871.6240.76728.6362S125-300.1940.660.3810.2101.4020.0330.4150.3760.1563.085.297944490.0630.086-0.7730.4821.6540.78228 Investor Bulletin: Exchange-Traded Funds (ETFs) www.investor.gov The SEC’s Oce of Investor Education and Advocacy is issuing this Investor Bulletin to educate investors about exchange- The SEC’s Office of Investor Education and Advocacy is issuing this investor alert to warn individual investors about fraudulent investment schemes that may involve Bitcoin and other virtual curr Investor Assistance (800) 732-0330 INVESTOR BULLETIN Insider Transactions and Forms 3, 4, and 5The SEC’s Office of Investor Ecation and Advocacy is issuing this Investor Bulletin to help educate The Mandatory Disclaimer. This presentation contains highly . graphical content . !. It will gyrate between the . highly boring. to the . hard-to-believe. you may hear for the very first time. Much of the presented research has been done by professionals. For mastering these and incorporating them into your practice, . www.investor.gov INVESTOR BULLETIN Interest Rate Risk — When Interest Rates Go Up, Prices of Fixed-Rate Bonds Fall The SEC’s Office of Investor Education and Advocacy is issuing this Investo 5555-x00001 - 775/8/8/85 /0120330712033013957--18 755F557EE095--18 755F571370 0-/-//120330A5 330-/ 1 30 20887885 5 58G0 DG DCF 4DC 44DCG1DHH-DIJ 3D/8HH 051 63131203303D//874-1924/8DDGG/ Plaza’s DSCR Investor Solutions The Securities and Exchange Board of India (SEBI) is the regulatory authority responsible for overseeing and regulating the securities market in India. It was established in 1988 as a non-statutory body and was subsequently given statutory powers...