PDF-NASD Notice to Members April NASD Notice to Members Executive Summary On February

Author : trish-goza | Published Date : 2014-11-28

NASD Rule 2520 relating to margin requirements for day traders the amendments The amendments become effec tive on September 28 2001 and are substantially similar

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NASD Notice to Members April NASD Notice to Members Executive Summary On February : Transcript


NASD Rule 2520 relating to margin requirements for day traders the amendments The amendments become effec tive on September 28 2001 and are substantially similar to amend ments by the New York Stock Exchange NYSE to its margin rules The text of the. 954 ADMINISTRATIVE PROCEEDING File No. 3 - 17025 UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of YAYI INTERNATIONAL, INC. INITIAL DECISI Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 87332 / October 17, 2019 ADMINISTRATIVE PROCEEDING File No. 3 - 19437 In the Matter of Blockchain Solutions, I Before the SECURITIES AND EXCHANGE COMMISSION January 16, 2020 In the Matter of Medical Innovation Holdings, Inc. , File No. 500 - 1 ORDER OF SUSPENSION OF TRADING It appears to the Commission that th Before the SECURITIES AND EXCHANGE COMMISSION September 5, 2019 In the Matter of Lans Holdings, Inc. and Momentous Entertainment Group, Inc. , File No. 500 - 1 ORDER OF SUSPENSION OF TRADING It appear Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 86987 / September 17, 2019 ADMINISTRATIVE PROCEEDING File No. 3 - 19420 In the Matter of Lans Holdings, Inc. a Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 88035 / January 24, 2020 ADMINISTRATIVE PROCEEDING File No. 3 - 19671 In the Matter of JAY ZOLA SCORATOW , In the Matter of : : XINO CORP. (n/k/a ASHER XINO CORP.), : ORDER MAKINGXSTREAM MOBILE SOLUTIONS CORP., : REVOKING BY DEFAULT This Order revokes the registration of registered securiti The Securities and Exchange Commission Commission deems it necessary and investors to accept the Offer of Settlement submitted by Xino Corp n/k/a Asher Xino CorpXino or Respondent pursuant to Rul ANDEXCHANGECOMMISSIONWashingtonDCSECURITIESEXCHANGEACTOF1934ReleaseNo91953/May202021AdminProcFileNo3-19394In the Matter of BRIARWOOD HOLDINGS GROUP INC HEYU LEISURE HOLIDAYS CORPORATION and TJ ROASTER UNbefore theSECURITIES AND EXCHANGE COMMISSIONSECURITIES EXCHANGE ACT OF 1934Release No90539/ December 1 2020Admin Proc File No 3-19394In the Matter of BRIARWOOD HOLDINGS GROUP INC HEYU LEISURE HOLIDA Before theSECURITIES AND EXCHANGE COMMISSIONSECURITIES EXCHANGE ACT OF 1934Release No86987/ September 17 2019ADMINISTRATIVE PROCEEDINGFile No 3-19420In the Matter ofLans Holdings Inc and Momentous Ent 5 USC 77tg and Section 21 d6 of the Exchange Act I5 USC 9 78ud6 11 Jurisdiction and Venue 7 This Court has jurisdiction over this action pursuant to Section 22a of the Securities Act I 5 USC 77va an Before theSECURITIES AND EXCHANGE COMMISSIONSECURITIES EXCHANGE ACT OF 1934Release No93115/ September 23 2021ADMINISTRATIVE PROCEEDINGFile No 3-20336In the Matter ofJin Wan Hong International Holdings Fourth Annual Alumni CPE Event. Overview of the SEC and Current Priorities. August 13, 2014. Carlton Tartar . Associate Chief Accountant. Office of the Chief Accountant. U.S. Securities and Exchange Commission.

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