PPT-Securities Markets The Role of Financial Markets

Money markets debt type securities with maturity up to one year Capital Markets everything else Stock Markets Bonds Fixed Income Markets bonds loans notes securitizations Financial Derivatives Futures Options Swaps. B NASDAQ traded securities simply append the special code after root symbol brPage 7br Option Symbol Options Symbol represents four different characteristics Underlying Instrument Put or Call Expiration Month Strike Price Example MSQJG MSQ A. Background and Early Regulation. The primary purpose of government regulation of competitive markets is to prevent market failure or . collapse.. Proponents . of regulation argue that financial markets, left unregulated, will tend towards loss of competition, stability, efficiency and credibility, leading to individuals and firms withdrawing from participation. . 1. Bodie, Kane, and Marcus. Essentials of Investments, . 9. th. Edition. 1.1 Real versus Financial Assets. Nature of Investment. Reduce current consumption for greater future consumption. Real Assets. Bodie, Kane and Marcus. Essentials of Investments . 9. th. Global Edition. . 1. 1.1 Real versus Financial Assets. Nature of Investment. Reduce current consumption for greater future consumption. Real Assets. Borrowers . Spenders. Households. Business firms. Governments. Foreigners. FinancialMarkets. Indirect Finance. Direct Finance. Funds. Funds. Funds. Financial Intermediaries. Lenders. Savers. Households. 4). Help firms and governments raise cash by selling claims against themselves. Provide a place where investors can buy and sell securities ( investments). Help the private companies to become public and original investors to cash out. John D. Martin. J. William Petty. David F. Scott, Jr. . Chapter 2. The Financial Market. and. Interest Rates. Chapter Objectives. Understanding the historical relationship between internally generated and externally generated sources of funds.. In this section, you will learn:. about securities, such as stocks and bonds. the economic functions of financial markets. how asymmetric information can disrupt financial markets. how banks compare to financial markets, and how they combat problems from asymmetric information. October 2018. CTI Capital Markets. Information . Classification: Public. CTI Capital Markets. Citigroup Treasury . Investments. Charged with managing the Investment and Liquidity Portfolios for Citigroup . Contents 1About the SEC 2Our Mission 3Our Vision 3Our Values 3Our Goals 4How This Plan Was Developed 112US Securities and Exchange CommissionAbout the SECThe SEC is an independent federal agency estab The international financial system exists to facilitate the design, sale, and exchange of a broad set of contracts with a very specific set of characteristics.. We obtain financial resources through this system:. Financial markets . : . is a broad term describing any market place where trading of securities including equities, bonds, currencies and derivatives occurs.. Financial . markets can be distinguished along two major dimensions. Dr. Akshita Sharma . Asst. Prof. (MSMSR). MATS University, Pandri, Raipur (C.G.). 1. MSMSR/BBA/605 (F) DSE Financial Markets. Text Books. 1. Financial institutions and Markets : L.M.Bhole. 2. Indian Securities market: Hooda.R.P. . Overview of Securities Markets, Institutions and Instruments - Current and Emerging Investment opportunities. .. Online Certificate Course in Investment Management Level I. By. Dr. V.R. Narasimhan.