Election Readiness Training Identifying and

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Election Readiness Training Identifying and Reporting Different Types of Investment Funds and Making an EIF Determination Fall 2020 Quiz An asset identified as BlackRock Diversified Income Portfolio has the following description:

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Election Readiness Training Identifying and Reporting Different Types of Investment Funds and Making an EIF Determination


Fall 2020<br>
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Quiz An asset identified as “BlackRock Diversified Income Portfolio” has the following description:

Investment strategy:
 
The BlackRock Diversified Income Portfolio seeks to generate income by investing in a broad range of asset classes. This opportunistic approach may be appropriate for investors looking for income and growth potential while managing volatility.
 
Types of investments: 

Primarily exchange-traded funds (ETFs), diversified among traditional (e.g., stocks and bonds) and non-traditional (e.g., REITS and bank loans) income sources.

This asset is an excepted investment fund.
 
True False 2<br>
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Managed Accounts What is a managed account?
“Separately managed account,” “controlled account,” or “robo-advisor account”
Owned by the investor but managed for a fee by a financial advisor
Not an “excepted investment fund.” The investor must disclose each asset as a separate line item on the financial disclosure report. 

Although some managed accounts may appear similar to mutual funds, they are not mutual funds and do not qualify for the same treatment as mutual funds under conflicts of interest laws. 3<br>