OPTIONS CLEARING CORPORATION Overview OCC’s

giovanna-bartolotta
Published  · 7 slides · 0 views
↓ Download
OPTIONS CLEARING CORPORATION Overview OCC’s
1 / 1
OPTIONS CLEARING CORPORATION Overview OCC’s - slide 1 of 7 OPTIONS CLEARING CORPORATION Overview OCC’s - slide 2 of 7 OPTIONS CLEARING CORPORATION Overview OCC’s - slide 3 of 7 OPTIONS CLEARING CORPORATION Overview OCC’s - slide 4 of 7 OPTIONS CLEARING CORPORATION Overview OCC’s - slide 5 of 7 OPTIONS CLEARING CORPORATION Overview OCC’s - slide 6 of 7 OPTIONS CLEARING CORPORATION Overview OCC’s - slide 7 of 7
Description
OPTIONS CLEARING CORPORATION Overview OCCs version of the FIA Business Continuity and Disaster Recovery Industry Test will include round trip processing with members and exchanges. Ping testing will only be supported on 92323. Similar to

Related Topics

Download this presentation From Below

"OPTIONS CLEARING CORPORATION Overview OCC’s" is the property of its rightful owner. Permission is granted to download and print the materials on this website for personal, non-commercial use only, and to display it on your personal computer provided you do not modify the materials and that you retain all copyright notices contained in the materials. By downloading content from our website, you accept the terms of this agreement.

Presentation Transcript

01
OPTIONS CLEARING CORPORATION Overview
OCC’s version of the FIA Business Continuity and Disaster Recovery Industry Test will include round trip processing with members and exchanges. Ping testing will only be supported on 9/23/23.
Similar to prior year’s testing, OCC will simulate a standard business day from market open through positions finalization.
OCC will support all inbound and outbound communication protocols from our DR environment along with the ENCORE GUI application.
All data received will be processed and distributed to registered participants according to their registration specifications.<br>
02
OPTIONS CLEARING CORPORATION (Cont’d) Test Objectives

Test round trip processing with Members and Exchanges including trades, post trades, positions finalization, outbound data distribution and end of day reports

Test the ability to conduct critical business functions (trades processing through positions finalization) from alternate/back-up/DR facilities simultaneously<br>
03
OPTIONS CLEARING CORPORATION (Cont’d) Test Details

Starting Inventory
Product/Contract and Position Inventory for the test will be a snapshot of the production inventory as of “Market Open” Thursday, October 12, 2023
Symbols / CUSIP
OCC will support production symbols and CUSIP’s
Trade Date
Trade date for the OCC Encore System will be Thursday, October 12, 2023
All inbound Exchange Trades will have a trade date of Saturday, October 14, 2023
Exchange Trades data received with a trade date of Saturday, October 14, 2023 will be flipped to Thursday, October 12, 2023 for processing.
Inbound Member Post Trade transactions will be accepted with a trade date of Thursday, October 12, 2023.
All outbound data from OCC will have a trade date of Thursday, October 12, 2023.<br>