PPT-. National Depository for Securities (KDPW)

Warsaw 25 October 2011 2 Overview of the Polish Capital Market National Depository for Securities KDPW KDPWCCP Polish Financial Supervision Authority KNF Markets Warsaw Stock Exchange Bondspot Catalyst New Connect OTC. B NASDAQ traded securities simply append the special code after root symbol brPage 7br Option Symbol Options Symbol represents four different characteristics Underlying Instrument Put or Call Expiration Month Strike Price Example MSQJG MSQ NO DP DEPOSITORY DATE OF APPROVAL TO ACT AS INDIA INFOLINE LIMITED CDSL December 20 2011 ORBIS FINANCIAL CORPORATION LIMITED CDSL February 29 2012 ILFS SECURITIES SERVICES LIMITED CDSL March 15 2012 GLOBE CAPITAL PROF. YEMI OSINBAJO, SAN. CREDIT THE LIFEBLOOD . MODERN ECONOMIES DEPEND CONSIDERABLY ON THE FREE AND ADEQUATE FLOW OF CREDIT.. EASY REALISATION OF CREDIT IS CRUCIAL TO CONFIDENCE IN LENDING. FAILURE OF RULES OR ADMINSTATION OF JUSTICE IS A MAJOR ISSUE . Securities and Investments. 1. Regulating the Securities Industry. 2. Regulations (continued). 3. Regulations (continued). 4. Regulations (continued). 5. State Regulations. Texas State Securities Board. Securities Market Association The Securities Market Association is a cooperation body established in December 2006 by the Confederation of Finnish Industries EK, the Central Chamber of Commerce of F A. Background and Early Regulation. The primary purpose of government regulation of competitive markets is to prevent market failure or . collapse.. Proponents . of regulation argue that financial markets, left unregulated, will tend towards loss of competition, stability, efficiency and credibility, leading to individuals and firms withdrawing from participation. . Depository Participant (DP) ID (CDSL only) Do you want units in demat form : Yes )The application form should mandatorily accompany the latest Client investor master/ Demat account statement. London, October 2012. Agenda. Market Infrastructure in Poland . About KDPW_CCP. OTC Clearing in KDPW_CCP. Market infrastructure in Poland. Market . Infrastructure. . in. Poland. KDPW_CCP. and KDPW. Asia Pacific Central Securities Depository Group General Meeting. Market Booms and Busts . Custodian Banks and CSD Interaction. PUBLIC. Banks . (Local . Custodial). Local Brokers. How are CSDs directly serving the end investor?. Making important decisions about her future, especially. regarding money. Looking for a safe place to store her money and pay her bills while at college. Senior in high school. Help Josie manage her money by choosing a depository institution. Market Booms and Busts. , . and their impact on Central Securities Depositories. By Muhammad Hanif , CEO – CDC Pakistan. Chief Executive Officer of CDC Pakistan. Chartered Accountant by profession. TOPIC: OTHER CAPITAL MARKET INSTRUMENTS. INTRODUCTION. :. The capital market consists of primary market and secondary market. Primary market is a place where a company for the first time makes shares or issues available to the public under different categories such as equity, debt or hybrid instruments, the secondary market enables the holders of securities to trade them. The primary market serves as a platform for raising capital. Secondary market is also known as the aftermarket, is the place where goods which are already used by someone are sold or bought. Thus we can define secondary market as “the financial market where previously issued securities and financial instruments such as stocks, bonds, futures and options are maneuvered from one investor to another”. Secondary market primarily deals in used products or an alternative use of an existing product or assets where the customer base is the second market. . ir. st. . Inte. r. national. . Financial. . Se. r. vices. . Cente. r. . (IFSC). . is. . set. . up. . unde. r. . Special. . Economic. . Zone . . Act,. . 2005. . (“SEZ. Act. 2005”). . Overview of Securities Markets, Institutions and Instruments - Current and Emerging Investment opportunities. .. Online Certificate Course in Investment Management Level I. By. Dr. V.R. Narasimhan.