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IV. Regulation of Trading and Securities Markets IV. Regulation of Trading and Securities Markets

IV. Regulation of Trading and Securities Markets - PowerPoint Presentation

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IV. Regulation of Trading and Securities Markets - PPT Presentation

A Background and Early Regulation The primary purpose of government regulation of competitive markets is to prevent market failure or collapse Proponents of regulation argue that financial markets left unregulated will tend towards loss of competition stability efficiency and credibility leading to individuals and firms withdrawing from participation

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