PPT-INTERNAL COMPLIANCE AUDITING

Author : cheryl-pisano | Published Date : 2016-10-22

Background Process and Tools for Success presented by Ronald Taylor Environmental Affairs Compliance Manager EPA states it is USEPA policy to encourage the

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INTERNAL COMPLIANCE AUDITING: Transcript

Background Process and Tools for Success presented by Ronald Taylor Environmental Affairs Compliance Manager EPA states it is USEPA policy to encourage the use of environmental auditing to help achieve and maintain compliance and identify correct unregulated hazards . Slides of figures and appendices. ©David M Griffiths. ©David M Griffiths. www.internalaudit.biz. ©David M Griffiths. www.internalaudit.biz. Risk based internal auditing – an introduction . slides of figures and appendices. Slides of figures and appendices. ©David M Griffiths. ©David M Griffiths. www.internalaudit.biz. ©David M Griffiths. www.internalaudit.biz. Risk based internal auditing – an introduction . slides of figures and appendices. Peter J Baldacchino. . Head, Department of Accountancy,. University of Malta. . 1. RECENT RESEARCH ON INTERNAL AUDITING AT THE UNIVERSITY OF MALTA. Chapter 8. Assurance services. “Independent professional services that improve the quality of information, or its context, for decision makers”. Adds value to the user, not just the report. Three party contracts – the client, the assurer, and the third party to whom the accountant is providing assurance. Background, Process, and Tools for Success. presented by:. . . Ronald Taylor, Environmental Affairs Compliance Manager. . EPA states:. . … “it is USEPA policy to encourage the use of environmental auditing to help achieve and maintain compliance and identify / correct unregulated hazards”… . Management and the Board . Setting a Standard for. Quality. Internal Auditing. . Independent . Objective. Assurance and consulting activity. A. dds value . Improves operations. Helps accomplish objectives. & Remote Auditing . Purpose of Supplier Audits. Qualify a New Supplier. On-going Evaluation of a Supplier. CAPA or Complaint Investigation. Can I justify fewer. supplier audits?. C. an. you justify . ). Zafar Ali, DG SECDIV. Ministry of Foreign Affairs, Pakistan. Export Control Violations-Statistics. Intentional violation and negligence of the law (12%). Unintentional exports violations (88%). --Insufficient export control systems (35%). The Profession that Makes a Difference. What is Internal Auditing?. Internal . auditing is an independent, . objective activity . designed to . add value . and improve an organization’s operations. Khalil M. Abdullah . . CPA, CIA, CGAP, MACC. Office of Internal Audit Staff. Mr. Khalil Abdullah. Certified Internal Auditor (CIA);. Certified Public Accountant (CPA);. Certified Government Auditing Professional (CGAP) . Involves routine formal communication to the Board and Management Monitoring Monitoring is an on- process usually directed by management to ensure processes are working as intended Monitoring is an By:. CMA . Pradip. . H.Desai. Cost Audit. Cost Audit is a . critical review . Undertaken . to verify the . correctness of Cost Accounts. , . A. scertain . the . accuracy of cost accounting records. and Production Area of Herbal Cosmetics Industries. Facilitator:. . Dr.. . Sagarika. . Parida. Assoc.. . Professor. Dept.. . of. . Botany. Sc. h. oo. l . o. f. . Ap. p. lied. . Scie. n. ces. Centurion. Internal and Governmental Financial Auditing and Operational Auditing Chapter 25 Learning Objective 1 Explain the role of internal auditors in financial auditing. Internal Auditing It is an independent, objective assurance and consulting

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