PPT-Future of Financial Advice

Reforms ARE YOU READY overview Context Research Challenges Trends and opportunities IFAC Global SMP survey released March 2015 shows 31 of accounting practices are sole practitioners. "Taylor & Taylor have advised us for over 10 years overseeing our retirement. They have analysed our financial affairs offering practical and useful advice in both a professional and friendly manner. They continue to assess our situation annually and we would have no hesitation in recommending their services.". In Mergers and Acquisitions. Rebel A. Cole. Kenneth Ferris. Arie L. Melnik. Presented at the 4. th. ICAF conference, . Corfu Island, August 2012 . . Introduction 1. - Mergers represent large investments by acquiring firms. . Finance and the Good . Society. Individuals’ Use of Financial Advice:. the Role of Portfolio Performance, Trust, and Financial Literacy. Prof. Dr. Oscar A. Stolper | Juniorprofessur Accounting & Finance | Philipps-Universität Marburg. Key Priorities and Risks going Forward. Today’s Agenda. 2015/2016 . FCA’s . Priorities. FCA Priorities for 2016/2017 Overview. Wholesale financial markets. Firms culture and governance. Innovation and technology . INDUSTRY. Index. 1. 2. 3. 4. Background to this presentation. The RDR. A brief overview of TCF and twin peaks . Legislative changes (proposed & in place). 5. Linking TCF responsibilities with the draft market conduct policy framework paper. A Synthesis of . International Evidence. Bersant Hobdari, . Associate. Professor. bh.int@cbs.dk. March 22, 2017. Agenda. Financial . advice. . industry. Motivation and approach of . this. . study. Society. Individuals’ Use of Financial Advice:. the Role of Portfolio Performance, Trust, and Financial Literacy. Prof. Dr. Oscar A. Stolper | Juniorprofessur Accounting & Finance | Philipps-Universität Marburg. Questions / clarifications. RMIT University. 2. This week’s readings . Chapter 9 Regulation of the Financial Services Industry. Chapter 10 Conduct and Disclosure in the Investment Advisory Process. ABN 34 122 486 935 AFSL 380552. AGENDA. Current regulatory landscape . FASEA Professional Standards. Education . Code of Ethics. ASIC Industry Funding Model. Accountants limited licence. Increasing the accountability of financial product issuers and distributors. They provide digital financial advice based on mathematical rules or algorithms. . These algorithms are executed by software and thus financial advice do not require a human advisor. . The software utilizes its algorithms to automatically allocate, manage and optimize clients' assets.. MeetingsJAB Teleconference11-Jan-11JAB teleconference13-Jan-11JAB Teleconference27-Jan-11ASIC re accountants exemption01-Feb-1104-Feb-11Teleconference Treasury10-Feb-11Treasury teleconference re FoFA2 November 2015. Have you ever used a financial . adviser . - this is a professional . adviser . at a bank or an independent financial . adviser . who you meet with face-to-face to talk about your specific . Topic – The Financial Services Industry. (1.1.3) Investment Distribution Channels. RDR – What is it? What was the impact?. The . Retail Distribution Review . (RDR) came into effect in . January 2013. Reference material and resources used for todays webinar.. Your PDP Workbook. Code of Professional Conduct for Financial Advice Services.. Standard conditions for full FAP Licences – FMA. AGENDA. Why do we need a professional development plan?.