PDF-December DIVISION OF SWAP DEALER AND INTERMEDIARY OVERSIGHT Page of CFTC Staff Advisory

Author : kittie-lecroy | Published Date : 2015-03-16

14 153 Other Written Communication Division of Swap Dealer and Intermediary Oversight December 22 2014 To All Provisionally Registered Swap Dealers Major Swap Participants

Presentation Embed Code

Download Presentation

Download Presentation The PPT/PDF document "December DIVISION OF SWAP DEALER AND I..." is the property of its rightful owner. Permission is granted to download and print the materials on this website for personal, non-commercial use only, and to display it on your personal computer provided you do not modify the materials and that you retain all copyright notices contained in the materials. By downloading content from our website, you accept the terms of this agreement.

December DIVISION OF SWAP DEALER AND INTERMEDIARY OVERSIGHT Page of CFTC Staff Advisory: Transcript

14 153 Other Written Communication Division of Swap Dealer and Intermediary Oversight December 22 2014 To All Provisionally Registered Swap Dealers Major Swap Participants and Registered Futures Commission Merchants Attention Chief Compliance Office. Febr. uary . 2015. M. odule 16. Module Summary. In this module we will discover:. How the different sectors of the IAQG OPMT are organized. Requirements applicable to the oversight of:. A Sector Management Structure (SMS) . Connecting business and education . through high-quality, age-appropriate, . work-based learning opportunities. Introduction. IA Intermediary Co-Chairs:. Erin Swancutt. Laurie Worden. Dept. of Education . Project Launch and Discussion. March 29, 2017. Hosted by the Funders Collaborative. Presentation by Focus Strategies. Agenda Overview . Welcome & Introduction. Setting the Stage: CT Statewide Homeless System Planning & Funders Collaborative. [Month Year]. The . CFTC's. Final Cross-Border Guidance . As of October 9, 2013 . . Joshua Cohn, Partner. Curtis Doty, Counsel. Mayer Brown LLP . . Mary Johannes,. Senior Director . and . some Dodd-Frank remedies. Steve Suppan. Civil Society Forum . April 15, 2011. Overview. Derivatives market price formation vs. price transmission to retail food prices . Basic concepts in commodity futures markets. Sri Chandrababu Naidu. Hon'ble. Chief . Minister. Sri . Sidda. . Raghava. Rao. Hon'ble Minister of . Transport,. Roads . and Buildings. Dealer will enter his Username & Password . Dealer will enter Captcha which is system generated. AGA 8. th. Annual Energy Market Regulation Conference. October 8, 2015. Terry Arbit. Norton Rose Fulbright US. terry.arbit@nortonrosefulbright.com. 202.662.0223. CFTC enforcement overview: Dodd-Frank. Jintao . Meng. , . Sangmin. . Seo. , . Pavan. . Balaji. , . Yanjie. Wei, . Bingqiang. Wang, . Shengzhong. . Feng. Joint work with. Shenzhen . Institutes of Advanced Technology(SIAT), . CAS, China. A Host of Regulators. 1. Wide Range of Issues to Monitor. Regulators continue to focus on fraud, manipulation and safety/reliability violations. Technical violations of . agency/market . rules regardless of intent are leading to burdensome inquiries and bigger . SWAP 2019 Improvements & Continued Focus Presented to: ATCSCC personnel SWAP 2019 New York Metro market priority continues for 2019 Airline and FAA Sr. Leadership focus Last year actions showed positive results, shown in Metrics Tianyu Gu, Xingjian Yu, Yisu Zhou Ignoring market frictions, a negative swap spread gives a theoretical arbitrage opportunity. We studied the possibilities of creating an arbitrage portfolio in the s PURPOSE The purpose of this FHWA document is to establish the parameters for the New Jersey Division Office to provide oversight with the establishment of a management strategy based on the risks ass 2020LLPdavispolkcomCLIENT NEWSLETTERSECand CFTC Enforcement UpdateSeptember2020In this edition of the newsletter we discuss enforcement developments at the agencies during September2020 which is theen Application of 147SecurityBased Swap Dealer148 and 147Major SecurityBased SwapParticipant148 CLIENT MEMORANDUMSECAdopts SecurityBased Swap CrossBorderDefinitional RuleJuly 3 2014ContentsUS Person Defi

Download Document

Here is the link to download the presentation.
"December DIVISION OF SWAP DEALER AND INTERMEDIARY OVERSIGHT Page of CFTC Staff Advisory"The content belongs to its owner. You may download and print it for personal use, without modification, and keep all copyright notices. By downloading, you agree to these terms.