PPT-Qualitative internal control & Compliance Monitoring

Central Services Administrator Meeting April 27 2017 Quantitative versus qualitative factors Quantitative Materially measurable criteria Financial statement elements Performance ratios Direct inputs. Introduction. PRIMARY FOCUS OF MONITORING ACTIVITIES. Improving educational results and functional outcomes;. Meeting critical program requirements related to improving results; and. Continuous examination of performance for compliance and results.. Internal Controls Over Financial Reporting (ICOFR). Management’s Assertions. Central PA Chapter of the AGA . February 9, 2011 . PUBLIC SECTOR. 2. Contents. Background. Federal Managers’ Financial Integrity Act (FMFIA) of 1982. MUHAS, Dartmouth, UCSF. Basics of Internal Controls. Tuesday October 21, 2014. Agenda. Internal Controls and the new Uniform Guidance. Risk Assessment. Delegations of Authority. Organization Models and Accountability. Presented By. William Blend, CPA, CFE. . Session Overview. Review the new COSO model on internal controls.. Discuss internal controls and their practical application. .. 2. Here We Go!. 3. 4. fraud highlights. Extramurally . Sponsored . Programs . Internal Control Plan (ICP) . Guiding Principals . Mandated by . 2 CFR . §200.303 . - Internal Controls. Based on guidance in the Standards for Internal Control in the Federal Government (the GAO “Green Book”) and the Integrated Framework developed by the Committee of Sponsoring Organizations of the Treadway Commission (COSO) which include the following elements:. ). Zafar Ali, DG SECDIV. Ministry of Foreign Affairs, Pakistan. Export Control Violations-Statistics. Intentional violation and negligence of the law (12%). Unintentional exports violations (88%). --Insufficient export control systems (35%). Khalil M. Abdullah . . CPA, CIA, CGAP, MACC. Office of Internal Audit Staff. Mr. Khalil Abdullah. Certified Internal Auditor (CIA);. Certified Public Accountant (CPA);. Certified Government Auditing Professional (CGAP) . Central Services Administrator Meeting. April 27, 2017. Quantitative versus qualitative factors. Quantitative. Materially measurable criteria. Financial statement elements. Performance ratios . Direct inputs. ). Zafar Ali, DG SECDIV. Ministry of Foreign Affairs, Pakistan. Export Control Violations-Statistics. Intentional violation and negligence of the law (12%). Unintentional exports violations (88%). --Insufficient export control systems (35%). November 26, 2013. Agenda. Framework background. Reasons for change. Timeline. Changes to the framework and its components. Accompanying Guidance and Illustrative Tools. Stakeholder perspectives. Considerations for transition. Larry Brownfield, CPO, OHE – KOA, Inc. Cash Management Course Objectives Identify procedures to help reduce your risk related to cash management . 2. Describe why separation of duties is important with cash management. Introduction. PRIMARY FOCUS OF MONITORING ACTIVITIES. Improving educational results and functional outcomes;. Meeting critical program requirements related to improving results; and. Continuous examination of performance for compliance and results.. Involves routine formal communication to the Board and Management Monitoring Monitoring is an on- process usually directed by management to ensure processes are working as intended Monitoring is an Audit/Monitoring Steps Taken:. List steps here, including:. Type of procedures used. Data that was used. Conclusion/Findings:. [Primary Findings]. Opinion. Remediation efforts recommended:. Scope of Audit/Monitoring:.