2107 WILSON BLVD SUITE 400 ARLINGTON VA 22201 Business Address 900 WASHINGTON STREET SUITE 900 VANCOUVER WA 98660 3606936650 Mailing Address 900 WASHINGTON STREET SUITE 900 VANCOUVER WA 98660 SECU ID: 818852
Download Pdf The PPT/PDF document "Mailing Address" is the property of its rightful owner. Permission is granted to download and print the materials on this web site for personal, non-commercial use only, and to display it on your personal computer provided you do not modify the materials and that you retain all copyright notices contained in the materials. By downloading content from our website, you accept the terms of this agreement.
Mailing Address2107 WILSON BLVD., SUITE
Mailing Address2107 WILSON BLVD., SUITE400ARLINGTON VA 22201Business Address900 WASHINGTON STREETSUITE 900VANCOUVER WA 98660360-693-6650Mailing Address900 WASHINGTON STREETSUITE 900VANCOUVER WA 98660SECURITIES AND EXCHANGE COMMISSIONFORM 4Statement of changes in beneficial ownership of securitiesFiling Date:2020-07-21| Period of Report:2020-07-20SEC Accession No.0001420506-20-000745(HTML Versionon secdatabase.com)REPORTING OWNERFriedman Martin S.CIK:1449556Type:4| Act:34| File No.:000-22957| Film No.:201039253ISSUERRIVERVIEW BANCORP INCCIK:1041368| IRS No.:911838969| State of Incorp.:WA| Fiscal Year End:0331SIC:6035Savings institution, federally charteredCopyright © 2020www.secdatabase.com. All Rights Reserved.Please Consider the Environment Before Printing This DocumentFORM 4Check this box if no longersubject to Section 16. Form 4or Form 5 obligations maycontinue.SeeInstruction 1(b).UNITED STATES SECURITIES ANDEXCHANGE COMMISSIONWashington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIALOWNERSHIPFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of theInvestment Company Act of 1940OMB APPROVALOMB Number:3235-0287Expires:02/28/2011Estimated average burdenhours per response0.51. Name and Address of Reporting Person*Friedman Martin S.2. Issuer NameandTicker or Trading SymbolRIVERVIEW BANCORP INC[RVSB](Last)(First)(Middle)C/O FJ CAPITAL MANAGEMENT LLC,1313DOLLEY MADISON BLVD STE 3063. Date of Earliest Transaction (Month/Day/Year)07/20/20205. Relationship of Reporting Person(s) to Issuer(Check all applicable)_____ Director__X__ 10% Owner_____ Officer (give titlebelow)_____ Other (specifybelow)(Street)MCLEAN,VA22101(City)(State)(Zip)4. If Amendment, Date Original Filed(Month/Day/Year)6. Individual or Joint/Group Filing(Check applicable line)__X__ Form Filed by One Reporting Person_____ Form Filed by More than One Reporting PersonTable I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned3.TransactionCode (Instr.8)4. Securities Acquired (A) orDisposed of (D) (Instr. 3, 4 and 5)1.Title of Security (Instr. 3)
2.TransactionDate (Month/Day/Year)2
2.TransactionDate (Month/Day/Year)2A. DeemedExecutionDate, if any(Month/Day/Year)CodeVAmount(A)or(D)Price5. Amount ofSecuritiesBeneficiallyOwnedFollowingReportedTransaction(s)(Instr. 3 and4)6.OwnershipForm:Direct (D)or Indirect(I) (Instr.4)7. Nature ofIndirect BeneficialOwnership (Instr.4)Common Stock07/17/202007/21/2020S14,028D$4.852,238,034ISee Footnote(1)(2)(3)(4)Common Stock07/20/202007/22/2020S15,972D$4.752,222,062ISee Footnote(1)(2)(3)(4)Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned(e.g., puts, calls, warrants, options, convertible securities)4.TransactionCode(Instr. 8)5.NumberofDerivativeSecuritiesAcquired(A) orDisposedof (D)(Instr. 3,4, and 5)6. Date Exercisableand Expiration Date(Month/Day/Year)7. Title andAmount ofSecuritiesUnderlyingDerivativeSecurity (Instr. 3and 4)1. Title ofDerivativeSecurity(Instr. 3)2.Conversionor ExercisePrice ofDerivativeSecurity3.TransactionDate(Month/Day/Year)3A.DeemedExecutionDate, ifany(Month/Day/Year)CodeV(A)(D)DateExercisableExpirationDateTitleAmountorNumberofShares8. PriceofDerivativeSecurity(Instr. 5)9. Number ofDerivativeSecuritiesBeneficiallyOwnedFollowingReportedTransaction(s)(Instr. 4)10.OwnershipForm ofDerivativeSecurity:Direct (D)or Indirect(I) (Instr.4)11. Natureof IndirectBeneficialOwnership(Instr. 4)Copyright © 2020www.secdatabase.com. All Rights Reserved.Please Consider the Environment Before Printing This DocumentExplanation of Responses:1.Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managingmember and investment adviser to Financial Opportunity Fund LLC ("FOF"), Financial Opportunity Long/Short Fund LLC ("FLS"), aninvestment adviser to a separately managed account ("SMA) and a sub-investment advisor to Bridge Equities XI, LLC ("BEXI"), each of whichbeneficially owns shares of the common stock of the issuer (the "Shares"). As a consequence of a stock repurchase by the issuer, FOF, FLS, theSMA and BEXI, in the aggregate, beneficially became owners of 10% or more of the Shares.2.Therefore, (a) on
behalf of FOF, FLS, FJ Capital sold 25,
behalf of FOF, FLS, FJ Capital sold 25,096 Shares, (b) on behalf of the SMA, FJ Capital sold 1,707 Shares, and (c) on behalf ofBEXI, FJ Capital sold 3,197 Shares (collectively, the "Disposed Shares") in order to reduce the aggregate beneficial ownership of the Shares byFOF, FLS, the SMA and BEXI to less than 10% of the issued and outstanding Shares.3.The sale by FJ Capital on behalf of FOF, FLS, the SMA, and BEXI of the Disposed Shares was necessitated solely for the purpose of reducing theaggregate amount of the Shares controlled FOF, FLS, the SMA, and BEXI as a consequence of the stock repurchase by the issuer in order to avoidFOF, FLS, the SMA, and BEXI being deemed to be bank holding companies pursuant to the Bank Holding Company Act of 1956, as amended,and the rules promulgated pursuant thereto by the Board of Governors of the Federal Reserve System.4.Martin S. Friedman, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by FOF, FLS, theSMA, and BEXI. The Reporting Person disclaims beneficial ownership of the securities referred to in this Form 4 except to the extent of theReporting Person's pecuniary interest in such securities, and the filing of this Form 4 shall not be construed as an admission that the ReportingPerson is, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by thisForm 4.SignaturesMartin S. Friedman07/21/2020** Signature of Reporting PersonDateReminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.* If the form is filed by more than one reporting person,seeInstruction 4 (b)(v).** Intentional misstatements or omissions of facts constitute Federal Criminal ViolationsSee18 U.S.C. 1001 and 15 U.S.C. 78ff(a).Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,seeInstruction 6 for procedure.Persons who respond to the collection of information contained in this form are not required to respond unless the formdisplays a currently valid OMB Number.Copyright © 2020www.secdatabase.com. All Rights Reserved.Please Consider the Environment Before Printing This Document