PPT-November 3, 2017 Demystifying the Securities and Exchange Commission – An Insiders’

National Asian Pacific American Bar Association 2017 Convention Anita B Bandy US Securities and Exchange Commission Jina L Choi US Securities and Exchange Commission David C Lee KampL Gates LLP. 73437 October 27 2014 ADMINISTRATIVE PROCEEDING File No 16216 In the Matter of LAYNE CHRISTENSEN COMPANY Respondent ORDER INSTITUTING CEASE AND DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934 MAKING FINDINGS AND IM National Asian Pacific American Bar Association 2017 Convention. Anita B. Bandy, U.S. Securities and Exchange . Commission. Jina. L. Choi, U.S. Securities and Exchange Commission. David C. Lee, K&L Gates LLP. Working Together Across Differences. Presenters: . Dr. Cori Wong. . & Dr. Kaye Holman. Activity outline. Working Together across Difference: Some Considerations on Emotions and Political Practice . In the Matter of : : ORDER MAKING FINDINGS AND XINO CORP. (n/k/a ASHER XINO CORP.), : REVOKING BY DEFAULT XSTREAM MOBILE SOLUTIONS CORP., : REGISTRATIONS OF YELLOWBUBBLE.COM, INC., : before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Rel ease No. 90224 / October 20, 2020 Admin. Proc. File No. 3 - 18 881 In the Matter of the Application of GOPI KRISHNA VU The Securities and Exchange Commission Commission deems it necessary and investors to accept the Offer of Settlement submitted by Xino Corp n/k/a Asher Xino CorpXino or Respondent pursuant to Rul ANDEXCHANGECOMMISSIONWashingtonDCSECURITIESEXCHANGEACTOF1934ReleaseNo91953/May202021AdminProcFileNo3-19394In the Matter of BRIARWOOD HOLDINGS GROUP INC HEYU LEISURE HOLIDAYS CORPORATION and TJ ROASTER UNbefore theSECURITIES AND EXCHANGE COMMISSIONSECURITIES EXCHANGE ACT OF 1934Release No90539/ December 1 2020Admin Proc File No 3-19394In the Matter of BRIARWOOD HOLDINGS GROUP INC HEYU LEISURE HOLIDA ANDEXCHANGECOMMISSIONWashingtonDCSECURITIESEXCHANGEACTOF1934ReleaseNo89604/August182020AdminProcFileNo3-19317In the Matter of BTHC X INC ECO BUILDING PRODUCTS INC and KAMA RESOURCES INCRespondentsOPIN 5 USC 77tg and Section 21 d6 of the Exchange Act I5 USC 9 78ud6 11 Jurisdiction and Venue 7 This Court has jurisdiction over this action pursuant to Section 22a of the Securities Act I 5 USC 77va an Washington DC SECURITIES EXCHANGE ACT OF 1934 Release No 91929/ May 18 2021The US Securities and Exchange Commission announced the temporary suspension of trading in the securities of Echo Therapeutic If this Form is x00660069led to register additional securities for an ox00660066ering pursuant to Rule 462b under the Securities Act please check the Securities Act registration statement number of th Share0 The term share means a share of stock in a corporation a share or other unit of benex00660069cial interest in a trust or Foreign Issuers foreign private issuer may comply with Aleena. . Raju. Department of Business Administration. Listing of Securities/Shares. Listing means the admission of the Securities of a Company to trade in a Stock exchange. The main objective of listing is to provide ready marketability and...