PPT-TP ICAP MiFID II Webinar

For clients of TP ICAP only Version 3 nd Oct Presenters Frits Vogels TP ICAP CEO EMEA Don McClumpha TP ICAP COO Global Broking David Poole Director Market Structure and Regulation MiFID II. Track 1.0. Program (MCAP). Track 1.0 Meeting - Maputo. August 2010. Outline of Presentation. Key programmatic achievements. Need for continued scale-up and innovations to aim for universal access. Focus on quality in the context of transition. Jérôme SUTOUR. 26 . September. 2014. Who. pays the piper calls the tune…. Introduction – . Purpose. of . MiFID. 1. One of the goals of the original . MiFID. (. Markets . in Financial Instruments . Dr. Arjuna Sittampalam, research associate at the EDHEC Risk and Asset Management Research Centre; founder and CEO, Sage & Hermes. . P. reamble. Uncertainty. . . Major trends. Convergence. Electronic advances. Systematic Internalisers for bond markets. July 2015. Author: Andy Hill. What is a systematic . internaliser. ?. MiFID I (2007) introduced the systematic . internaliser. (SI) regime for equity markets, where an SI for a particular instrument is ‘an investment firm which, on an organised, frequent and systematic basis, deals on own account by executing client orders outside a regulated market or an MTF’.. Systematic Internalisers for bond markets. Updated November 2016. Author: Andy Hill. What is a systematic . internaliser. ?. MiFID I (2007) introduced the systematic . internaliser. (SI) regime for equity markets, where an SI for a particular instrument is ‘an investment firm which, on an organised, frequent and systematic basis, deals on own account by executing client orders outside a regulated market or an MTF’.. NRuM. 1. MINISTRY OF RURAL DEVELOPMENT. STATUS . AND . WAY FORWARD. July 15. th. , 2016. POST LAUNCH ACTIVITIES. Release . of . Rs. 35.00 crores for 29 States. – 83 Non tribal and 17 Tribal clusters towards ICAP preparation and setting up State Institutional frameworks.. The biggest thing since MiFID I. 24.11.2016. The investment advisory regime. The updated inducements . rules. The product governance process. 3. Connected regulatory files. MiFID II (Jan. 2018). Client information & reporting. MiFIR. – Transparency & Best Execution requirements in respect of bonds. 27 April 2016. Vienna. Elizabeth Callaghan. Overview. Key objectives of MiFID II/R & transparency requirements for bonds. September 19. th. , 2017. Plan Sponsor Services. CONTACTS. : . Tim Conway, HEAD OF PLAN SPONSOR SERVICES John Seyler, DIRECTOR. PHONE: 212-237-0416, . TIM.CONWAY@COWEN.COM. . PHONE: 212-237-0412, . The Impact of MiFID II and EMIR on Commodities. Hannah Meakin (Partner) and Cat Blake (Associate). 5 March 2014. Overview. MiFID II: What are “financial instruments”?. Additions and amendments to the type of financial instrument that is within scope of MiFID. to Child Transmission (PMTCT) Programs in 7 countries: . Rosalind Carter, PhD. Epidemiologist, PMTCT, Pediatrics and . MTCT Plus Initiative Program. Monitoring, Evaluation and Research Unit, ICAP NY. ICAP Data Dissemination Meeting. March 4 2008. Andrea Howard and Suzue Saito. Outline. Background and rationale for TB/HIV integration. Review of TB screening questionnaire. Quarterly reported data on TB screening in HIV care settings. TB REACH TB Lesotho has the fth highest incidence of TB in the world. Various factors have contributed to this, including the presence of a large number of Basotho migrant workers who provide ca& Public. Symbology Project . Goal:. . . Create . a standard . symbology. for derivative products for pre-trade, trading and post trade workflows, to be used by the entire industry, as an open-source.