PDF-What does the FCA expect from you?

Author : tatiana-dople | Published Date : 2015-11-06

1 Suitability reports explain to the customer how and why your recommendations meet their needs and personal goals They should be clear fair and not misleading So

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What does the FCA expect from you?: Transcript

1 Suitability reports explain to the customer how and why your recommendations meet their needs and personal goals They should be clear fair and not misleading So for each suitability report yo. kcujcxx fCA ffcxi reieCLJre fao cvo accos t o Csrjrk LAVJ IAJ bocvo Sel cv vvftcvcr 2017 0 S PAVAN . KUMAR . B.Com, FCA. EXPORT / IMPORT OF . SERVICES UNDER NEGATIVE LIST . BASED TAXATION. 1. Until June 30, 2012 the levy of service tax was applicable only on 119 notified services.. With effect from July 1, 2012, service tax is being levied on all services unless they are covered by any of the entries in the negative list or are otherwise exempted.. Michael O. Ball. David J. Lovell. Collaborative Approaches to the Application of . Enroute. Traffic Flow Management Optimization Models. Weather in the NAS. 2. Weather is unpredictable. How long will it last? . IMA Guide lines Introduction The 2014 FCA Finalised guidance on inducements (FG14/1 – Supervising retail investment advice: inducements and conflicts of interest (the FCA Guidance) ) has genera FORM OF GOV’T. – Federal Republic (gained independence from the UK in 1947). CAPITAL. – New Delhi. POPULATION. – 1,095,351995. LAND SIZE. – 2,973,190 (slightly more than 1/3 the size of the U.S.). 1. A Consumer Council guide to. : . The Financial Conduct Authority (FCA); and . The Prudential Regulation Authority. www.consumercouncil.org.uk. 2. On April 1. st. 2013 the Financial Services Authority was split into two separate regulatory authorities: . Charlotte Henry (Senior Associate). Anushka. . Herath. (Senior Associate). Norton Rose Fulbright LLP. 4 June 2014. . . Agenda. . 1. The . FCA’s. review of . RDR. implementation: the key messages. Protect Golf Day, 21 June 2016. Richard Bostock, FLA. Tiger. Bostock. Introduction. Firms will now need to review the use of the . core terms exemption. in its amended form – initial prices are now assessable if they are not . Key Priorities and Risks going Forward. Today’s Agenda. 2015/2016 . FCA’s . Priorities. FCA Priorities for 2016/2017 Overview. Wholesale financial markets. Firms culture and governance. Innovation and technology . Iain Stephen. Jt. CEO Compliancy Services. 24. th. November 2016. www.compliancy-services.co.uk. @. compliancysrvcs. Todays topics. FCA Business plan 2016/2017. . 2016 updates. Complaints. Appointed Representatives. to . experience God more? . WHERE and WHEN do you expect . to . experience God more? . WHERE and WHEN do you expect . to . experience God more? . Isaiah 61. The Spirit of the Sovereign . Lord. is on me,. La gamme de thé MORPHEE vise toute générations recherchant le sommeil paisible tant désiré et non procuré par tout types de médicaments. Essentiellement composé de feuille de morphine, ce thé vous assurera d’un rétablissement digne d’un voyage sur . TKe FederaO nsurance ContrLbutLon Act x000bFCAx000c ZLtKKoOd certaLn taes from tKe ZaJes tKe pa tKeLr empOoees As stated on Taes under tKe FederaO nsurance ContrLbutLons Act x000bFCAx000c are composed M P Vijay Kumar . FCA, FCMA, FCS. INSURANCE !!. This presentation should only be read along with the text of . Ind. AS. . The views expressed are those of the presenter and, therefore, do not necessarily represent the views of either the Council or any Committee(s)/Board(s) of the Council of the Institute of Chartered Accountants of India (ICAI)..

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