PPT-To Seek or not to Seek Financial Advice:

A Synthesis of International Evidence Bersant Hobdari Associate Professor bhintcbsdk March 22 2017 Agenda Financial advice industry Motivation and approach of this study. Information & Advice . Lucy Bonnerjea, July 2014. The Care Act: Information & Advice. Local . authorities will need to . Mt. 7:7-11. Ask, Seek, Knock. God’s promises are sure. He cannot lie, . Heb. 6:18. His word is truth, . Jn. 17:17. We can depend on Him. Mt. 7:7-11. Ask, Seek, Knock. Jesus said God will respond. Not mocking us. Information & Advice . Lucy Bonnerjea, July 2014. The Care Act: Information & Advice. Local . authorities will need to . Amos 5:4-15. Idolatry. Cruelty to their fellowman. Idleness and laziness. Arrogance. “Therefore thus will I do to you, O Israel; because I will do this to you, prepare to meet your God, O Israel!” (Amos 4:12). "Taylor & Taylor have advised us for over 10 years overseeing our retirement. They have analysed our financial affairs offering practical and useful advice in both a professional and friendly manner. They continue to assess our situation annually and we would have no hesitation in recommending their services.". INDUSTRY. Index. 1. 2. 3. 4. Background to this presentation. The RDR. A brief overview of TCF and twin peaks . Legislative changes (proposed & in place). 5. Linking TCF responsibilities with the draft market conduct policy framework paper. Society. Individuals’ Use of Financial Advice:. the Role of Portfolio Performance, Trust, and Financial Literacy. Prof. Dr. Oscar A. Stolper | Juniorprofessur Accounting & Finance | Philipps-Universität Marburg. Questions / clarifications. RMIT University. 2. This week’s readings . Chapter 9 Regulation of the Financial Services Industry. Chapter 10 Conduct and Disclosure in the Investment Advisory Process. ABN 34 122 486 935 AFSL 380552. AGENDA. Current regulatory landscape . FASEA Professional Standards. Education . Code of Ethics. ASIC Industry Funding Model. Accountants limited licence. Increasing the accountability of financial product issuers and distributors. They provide digital financial advice based on mathematical rules or algorithms. . These algorithms are executed by software and thus financial advice do not require a human advisor. . The software utilizes its algorithms to automatically allocate, manage and optimize clients' assets.. Revised 10/ of PLEASMPLET FAU Registration Registry ID# (Must be an active member of the Palm Beach County Early Childhood Registry to apply for SEEK scholarships.Application available at www.pb Accounting Regulatory Committee. 23 March 2015. EFRAG - Endorsement advice progress report - ARC meeting 23 March 2015. 2. Endorsement. . advice. of IFRS 9. Time table. December 2014: EFRAG Board approves scope of assessment and time-table. 27. th. November 2017. Catriona Lumiste . Dip CII, Dip PFS, Cert CII (MP). SOLLA Accredited Later Life Adviser . & Care Fees Planning Specialist.  . About me. Independent Financial Adviser with Care specialism. Reference material and resources used for todays webinar.. Your PDP Workbook. Code of Professional Conduct for Financial Advice Services.. Standard conditions for full FAP Licences – FMA. AGENDA. Why do we need a professional development plan?.