In view of the above applications are invited from any group or association of intermediaries which are desirous of being recogniz ed as a Self Regulatory Organization in terms of SEBI Self Regulatory Organizations Regulations 2 004 for distributors ID: 17079
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Applications invited for being recognized as SRO for distributors of mutual fund products Securities and Exchange Board of India (SEBI) has amended SEBI (Self Regulatory Organizations) Regulations, 2004 vide notification dated January 7, 2013 and the said Regulations in relation to distributors engaged by asset management companies of mutual funds and distributors engaged by portfolio managers have come into effect vide notification dated January 8, 2013 . In view of the above, applications are invited from any group or association of intermediaries which are desirous of being recognized as a Self Regulatory Organization in terms of SEBI (Self Regulatory Organizations) Regulations, 2004 for distributors of mutual fund products by making an application as prescribed in the said Regulations. The said applications may be forwarded to SEBI at the following address: General Manager, Investment Management Department (IMD), DoF-II Securities and Exchange Board of India (SEBI), Plot No.C4/A, G Block, BKC, Bandra (East) Mumbai-400051