PPT-THE ROLE OF SEC IN INVESTOR PROTECTION

HAFSAT OLUBUKANLA RUFAI MRS DEPUTY DIRECTOR AND HEAD OF OPERATIONS LAGOS ZONAL OFFICE SECURITIES AND EXCHANGE COMMISSION NIGERIA OUTLINE Learning Objectives About SEC Investor Protection. What is a corporate bond A bond is a debt obligation like an IOU Investors who buy corporate bonds are lending money to the company issuing the bond In return the company makes a legal commitment to pay interest on the principal and in most cases to The rules concern three separate nonbinding shareholder votes on executive compensation x SayonPay Votes The new rule requires public companies subject to the proxy rules to provide their shareholders with an advisory vote on the compensation of the www.investor.gov INVESTOR BULLETIN Hedge Fundse SEC’s Oce of Investor Education and Advocacy is issuing this Investor Bulletin to educate individual investors about hedge funds. What are hedge The SEC’s Office of Investor Education and Advocacy is issuing this investor alert to warn individual investors about fraudulent investment schemes that may involve Bitcoin and other virtual curr MOHAWKGROUP.COM VACUUMING SEC. SEC. SEC. SEC. SEC. 101CARPET CARE THE FIVE KEYS TO EFFECTIVE MAINTENANCE 4.0 INTERIM CLEANING Scheduled interim cleaning helps the carpet retain appearance, and im INVESTOR BULLETIN Accredited Investors e SEC’s Oce of Investor Education and Advocacy is issuing this Investor Bulletin to educate individual investors about what it means to be an “accred SIP. Promote Feature. No. Yes. Collateral Location. Dispersed. Concentrated. Management Fee. 0.5% UPB. 1.0% UPB. Small Investor Program. Comparison with Multi-bank . Structure. The Investor Match Program was developed to encourage and facilitate interaction between small and MWO investors, asset managers and large investors to bring sources of capital together with the expertise needed to participate in structured sales programs. . 24 , 20 20 Gary A. LaBranche, FASAE, CAE President and CEO National Investor Relations Institute The SEC Modernizes Rules on Shareholder Proposal s New Rules Tighten Resubmission and Economic Req S.47 The SEC146s Office of Investor Education and Advocacy is issuing this investor alert to warn individual investors about fraudulent investment schemes that may involve Bitcoin and other virtual currenc certain aspects relating to retail investor protectionContext In theSeptember 2020 new Capital Markets Union Action Plan the European Commission announced its intention to publish a strategy for retai Mortgage protection insurance is a policy that helps you make your monthly mortgage payments if you are unable to work due to illness, accident or redundancy. Plaza’s DSCR Investor Solutions The Securities and Exchange Board of India (SEBI) is the regulatory authority responsible for overseeing and regulating the securities market in India. It was established in 1988 as a non-statutory body and was subsequently given statutory powers...