Autonomous vehicles, standardization &
Description: Autonomous vehicles, standardization cybersecurity VERONIKA ŽOLNERČÍKOVÁ INSTITUTE OF stATE AND LAW, CZECH ACADEMY OF SCIENCES Technical Standards Product Safety Part of preventive liability concept Way of ensuring product safety
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slide1. Autonomous vehicles, standardization & cybersecurity VERONIKA ŽOLNERČÍKOVÁ
INSTITUTE OF stATE AND LAW, CZECH ACADEMY OF SCIENCES<br>
slide2. Technical Standards & Product Safety Part of preventive liability concept
Way of ensuring product safety
Directive 2001/95/EC of the European Parliament and of the Council of 3 December 2001 on general product safety
Specific product safety rules: dangerous goods, vulnerability of consumers, need for compatibility
Involvement of all parties – manufacturers, distributors, users, law-makers
Challenges by autonomous vehicles: increased connectivity, unpredictability, software carries out actions independently<br>
slide3. Terminology Technical standards – description of a product from a technical perspective, construction, materials and other criteria
Certification – when a product needs prior certification before it can be available on the market – mandatory standards
Homologation/Confirmation Assesment – Confirmation of compliance with certification through testing
Motor and aerial vehicles – each vehicle/product is regularly tested to verify, that is complies with its certification through its lifecycle
Example: Once a car does not comply, you must not use it anymore<br>
slide4. Technical Standards Although normative, do not have legal nature
Recommendation for manufacturers, best practice
Can be binding, if referenced in law – often published as a delegated act
Involvement of all parties – manufacturers, distributors, users, law-makers
Adopted by specialized authorities, also private bodies (IASB, IEC, ISO, ETSI), Regional, national, international, NIST(USA), CEN, CENELEC… (EU)
Economic globalisation leads to the demand of international standards
However: lack of standards for SF, new methods of testing compliance / homologation are needed<br>
slide5. Autopilot in Planes - Differences Technical standards in the field of avionics - DO-178B, Software Considerations in Airborne Systems and Equipment Certification
Software in autonomous vehicles has different challenges
Pedestrian crossings, objects in the road, other vehicles
Changing traffic conditions
„Piloted“ by a citizen, consumer, not by a professional
Multitude of sensors – radar, lidar, camera
MARTIN, James, et al. Certification for autonomous vehicles. Automotive Cyber-physical Systems course paper, University of North Carolina, Chapel Hill, NC, USA, 2015.<br>
slide6. UNECE standard no. 79 Standard of United Nations Economics Commission for Europe (“UNECE”) no. 79, the agreement concerning the adoption of uniform technical prescriptions for wheeled vehicles, equipment and parts which can be fitted to and/or be used on wheeled vehicles and the conditions for reciprocal recognition of approvals granted on the basis of these prescriptions.
Exclusion of autonomous steering systems (Art. 2.3.3)
All vehicles in states under 1968 Vienna Convention on Road Traffic must comply with this standard – 78 parties
Sets rules for homologation of vehicles and their parts
Development:
Vienna Convention amended
Resolution on the Deployment of Fully and Highly Autonomous Vehicles in Road Trrafic<br>
slide7. Development in 2021 World Forum for Harmonization of Vehicle Regulations – WP.29
Adopted amendments to UN Regulations Nos. 79, 90, 152 and 157
Amendments to Vienna Convention under consultation
Related standards entered into force in 2021
UN Regulation No. 155 on Cyber Security and Cyber Security Management Systems
UN Regulation No. 156 on Software Updates and Software Updates Management Systems
UN Regulation No. 157 on the type approval of Automated Lane Keeping Systems (ALKS)<br>
slide8. The content of new UNECE standards Managing vehicle cyber risks;
Securing vehicles by design to mitigate risks along the value chain;
Detecting and responding to security incidents across vehicle fleet;
Providing safe and secure software updates and ensuring vehicle safety is not compromised, introducing a legal basis for so-called “Over-the-Air” (O.T.A.) updates to on-board vehicle software.
Regulation texts: https://unece.org/sustainable-development/press/un-regulations-cybersecurity-and-software-updates-pave-way-mass-roll<br>
slide9. Cybersecurity and AI Role of Cybersecurity Legislation in regulating AI
Cybersecurity – a system containing various aspects „securing security“ – part of „information security“ package
NIS Directive, Cybersecurity Act, GDPR, Proposal for AI Act
Technical standardisation – one of the means how to ensure security – on the basis of the Cybersecurity Act – sets a certification framework for products
Regulation (EU) 2019/881 of the European Parliament and of the Council of 17 April 2019 on ENISA (the European Union Agency for Cybersecurity) and on information and communications technology cybersecurity certification and repealing Regulation (EU) No 526/2013 (Cybersecurity Act) (Text with EEA relevance)<br>
slide10. AI ACT from April 2021 Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL LAYING DOWN HARMONISED RULES ON ARTIFICIAL INTELLIGENCE (ARTIFICIAL INTELLIGENCE ACT) AND AMENDING CERTAIN UNION LEGISLATIVE ACTS
Proposal for a Regulation laying down harmonised rules on artificial intelligence (Artificial Intelligence Act) April 2021
Focus on High-Risk AI Devices
Regulates safety components of regulated products (sectorial legislation applies – medical devices, machinery, toys…) and stand-alone AI systems – defines general areas, use cases will be updated (biometrics, critical infrastructure, education, employment…)
Risk-management system, traceability, Classification of Risk
Requrirements for AI – do they ensure the SECURITY OF AI?<br>
slide11. AI ACT and Cybersecurity standards Article 15 - Accuracy, robustness and cybersecurity
Article 42 – Presumption of conformity with certain requirements
High-risk AI systems that have been certified or for which a statement of conformity has been issued under a cybersecurity scheme pursuant to Regulation (EU) 2019/881 of the European Parliament and of the Council (Cybersecurity Act)
Two issues
No specific rules for applying Cybersecurity standards is set, no specific scheme is attached to this requirement
Autonomous vehicles are not regulated by the AI Act<br>
slide12. What do we need? What is the correct performance of AI? We need a system that can periodically test the abilities of the car’s software, confirm that its abilities to perform critical driving functions are intact and that it is still compatible with other units (for example by installing issued updates)
Testing during the whole lifecycle – this is required also by the cybersecurity regulation and other specific legislations (f.e. medical devices)
A vigilance system
Standardisation as a preventive measure and also as means to create tools to explain actions of AI – allows subsequent analysis of the conduct of AI
Bodies that are able to certify and assess conformity of such products<br>
slide13. Thank you for your attention! The Oatmeal<br>
INSTITUTE OF stATE AND LAW, CZECH ACADEMY OF SCIENCES<br>
slide2. Technical Standards & Product Safety Part of preventive liability concept
Way of ensuring product safety
Directive 2001/95/EC of the European Parliament and of the Council of 3 December 2001 on general product safety
Specific product safety rules: dangerous goods, vulnerability of consumers, need for compatibility
Involvement of all parties – manufacturers, distributors, users, law-makers
Challenges by autonomous vehicles: increased connectivity, unpredictability, software carries out actions independently<br>
slide3. Terminology Technical standards – description of a product from a technical perspective, construction, materials and other criteria
Certification – when a product needs prior certification before it can be available on the market – mandatory standards
Homologation/Confirmation Assesment – Confirmation of compliance with certification through testing
Motor and aerial vehicles – each vehicle/product is regularly tested to verify, that is complies with its certification through its lifecycle
Example: Once a car does not comply, you must not use it anymore<br>
slide4. Technical Standards Although normative, do not have legal nature
Recommendation for manufacturers, best practice
Can be binding, if referenced in law – often published as a delegated act
Involvement of all parties – manufacturers, distributors, users, law-makers
Adopted by specialized authorities, also private bodies (IASB, IEC, ISO, ETSI), Regional, national, international, NIST(USA), CEN, CENELEC… (EU)
Economic globalisation leads to the demand of international standards
However: lack of standards for SF, new methods of testing compliance / homologation are needed<br>
slide5. Autopilot in Planes - Differences Technical standards in the field of avionics - DO-178B, Software Considerations in Airborne Systems and Equipment Certification
Software in autonomous vehicles has different challenges
Pedestrian crossings, objects in the road, other vehicles
Changing traffic conditions
„Piloted“ by a citizen, consumer, not by a professional
Multitude of sensors – radar, lidar, camera
MARTIN, James, et al. Certification for autonomous vehicles. Automotive Cyber-physical Systems course paper, University of North Carolina, Chapel Hill, NC, USA, 2015.<br>
slide6. UNECE standard no. 79 Standard of United Nations Economics Commission for Europe (“UNECE”) no. 79, the agreement concerning the adoption of uniform technical prescriptions for wheeled vehicles, equipment and parts which can be fitted to and/or be used on wheeled vehicles and the conditions for reciprocal recognition of approvals granted on the basis of these prescriptions.
Exclusion of autonomous steering systems (Art. 2.3.3)
All vehicles in states under 1968 Vienna Convention on Road Traffic must comply with this standard – 78 parties
Sets rules for homologation of vehicles and their parts
Development:
Vienna Convention amended
Resolution on the Deployment of Fully and Highly Autonomous Vehicles in Road Trrafic<br>
slide7. Development in 2021 World Forum for Harmonization of Vehicle Regulations – WP.29
Adopted amendments to UN Regulations Nos. 79, 90, 152 and 157
Amendments to Vienna Convention under consultation
Related standards entered into force in 2021
UN Regulation No. 155 on Cyber Security and Cyber Security Management Systems
UN Regulation No. 156 on Software Updates and Software Updates Management Systems
UN Regulation No. 157 on the type approval of Automated Lane Keeping Systems (ALKS)<br>
slide8. The content of new UNECE standards Managing vehicle cyber risks;
Securing vehicles by design to mitigate risks along the value chain;
Detecting and responding to security incidents across vehicle fleet;
Providing safe and secure software updates and ensuring vehicle safety is not compromised, introducing a legal basis for so-called “Over-the-Air” (O.T.A.) updates to on-board vehicle software.
Regulation texts: https://unece.org/sustainable-development/press/un-regulations-cybersecurity-and-software-updates-pave-way-mass-roll<br>
slide9. Cybersecurity and AI Role of Cybersecurity Legislation in regulating AI
Cybersecurity – a system containing various aspects „securing security“ – part of „information security“ package
NIS Directive, Cybersecurity Act, GDPR, Proposal for AI Act
Technical standardisation – one of the means how to ensure security – on the basis of the Cybersecurity Act – sets a certification framework for products
Regulation (EU) 2019/881 of the European Parliament and of the Council of 17 April 2019 on ENISA (the European Union Agency for Cybersecurity) and on information and communications technology cybersecurity certification and repealing Regulation (EU) No 526/2013 (Cybersecurity Act) (Text with EEA relevance)<br>
slide10. AI ACT from April 2021 Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL LAYING DOWN HARMONISED RULES ON ARTIFICIAL INTELLIGENCE (ARTIFICIAL INTELLIGENCE ACT) AND AMENDING CERTAIN UNION LEGISLATIVE ACTS
Proposal for a Regulation laying down harmonised rules on artificial intelligence (Artificial Intelligence Act) April 2021
Focus on High-Risk AI Devices
Regulates safety components of regulated products (sectorial legislation applies – medical devices, machinery, toys…) and stand-alone AI systems – defines general areas, use cases will be updated (biometrics, critical infrastructure, education, employment…)
Risk-management system, traceability, Classification of Risk
Requrirements for AI – do they ensure the SECURITY OF AI?<br>
slide11. AI ACT and Cybersecurity standards Article 15 - Accuracy, robustness and cybersecurity
Article 42 – Presumption of conformity with certain requirements
High-risk AI systems that have been certified or for which a statement of conformity has been issued under a cybersecurity scheme pursuant to Regulation (EU) 2019/881 of the European Parliament and of the Council (Cybersecurity Act)
Two issues
No specific rules for applying Cybersecurity standards is set, no specific scheme is attached to this requirement
Autonomous vehicles are not regulated by the AI Act<br>
slide12. What do we need? What is the correct performance of AI? We need a system that can periodically test the abilities of the car’s software, confirm that its abilities to perform critical driving functions are intact and that it is still compatible with other units (for example by installing issued updates)
Testing during the whole lifecycle – this is required also by the cybersecurity regulation and other specific legislations (f.e. medical devices)
A vigilance system
Standardisation as a preventive measure and also as means to create tools to explain actions of AI – allows subsequent analysis of the conduct of AI
Bodies that are able to certify and assess conformity of such products<br>
slide13. Thank you for your attention! The Oatmeal<br>