RVSR DRO Training January 2014 updated 022817 References 38 CFR 3317 M211MR Part IVii1E developing GW claims M211MR Part IVii2D rating GW claims TL 1001 TL 1003 FL 1026 ID: 927046
Download Presentation The PPT/PDF document "Claims Based on Undiagnosed Illnesses of..." is the property of its rightful owner. Permission is granted to download and print the materials on this web site for personal, non-commercial use only, and to display it on your personal computer provided you do not modify the materials and that you retain all copyright notices contained in the materials. By downloading content from our website, you accept the terms of this agreement.
Slide1
Claims Based on Undiagnosed Illnesses of Gulf War Veterans
RVSR/ DRO Training January 2014 (
updated 02/28/17)
Slide2References
38 CFR 3.317
M21-1MR, Part IV.ii.1.E (developing GW claims)
M21-1MR, Part IV.ii.2.D (rating GW claims)
TL 10-01
TL 10-03
FL 10-26
FL 11-09
GW VAE FAQ dated 9/25/2013
Slide3Objectives
Define a Gulf War Veteran
Identify the disabilities subject to SC under 3.317
Decide whether the necessary development for a GW claim has been completed
Identify the requirements for a GW rating
Identify when to consider environmental hazards outlined in TL 10-03
Slide4Evolution of claims based on undiagnosed illness
Slide5HIstory
11/02/94 Congress enacted the “Persian Gulf War Veteran’s Benefits Act,” Title I of the “Veteran’s Benefits Improvements act of 1994” PL 103-446
The PL added a new section,
38 U.S.C. 1117
, authorizing the Department of Veterans Affairs (VA) to compensate any Gulf War (GW) Veteran suffering from a chronic disability resulting from an undiagnosed illness or combination of undiagnosed illnesses which manifested either
during active duty in the Southwest Asia theater of operations during the GW, or
to a degree of 10 percent or more within a presumptive period following service in the Southwest Asia theater of operations during the GW.
Slide6The 1998 change…
The “
Persian Gulf War Veterans’ Act of 1998
,”
PL 105-277
, authorized VA to compensate GW Veterans for diagnosed or undiagnosed disabilities that are determined by VA regulation to warrant a presumption of service connection (SC) based on a positive association with exposure to one of the following as a result of GW service:
a toxic agent
an
environmental or wartime hazard, or
a preventive medication or vaccine.
Note
: This PL added
38 U.S.C. 1118
.
Slide7The 2002 change…
The “
Veterans Education and Benefits Expansion Act of 2001
,”
PL 107-103
, expanded the definition of “qualifying chronic disability” under
38 U.S.C. 1117
to include, effective March 1, 2002, not only a disability resulting from an undiagnosed illness but also
a medically unexplained chronic multi-symptom illness (MUCMI) that is defined by a cluster of signs and symptoms, and
any diagnosed illness that is determined by VA regulation to warrant presumption of SC.
Reference
: For more information on MUCMIs, see
M21-1, Part IV, Subpart ii, 2.D.1.i
.
Slide8Who is a gulf war Veteran?
Slide9GW Veteran Definition
A Veteran who served on active duty military, naval, or air service in the Southwest Asia theater of operations during the GW period.
IV.ii.2.D.1.e
Slide10gulf war period
August 2, 1990 – present
Presumptive period currently extends through December 31, 2021
(References 38 CFR 3.2(i) and 3.317(a)(i))
Slide11Southwest Asia theater of operations
Iraq
Kuwait
Saudi Arabia
Neutral zone between Iraq and Saudi Arabia
United Arab Emirates
Oman
The Persian Gulf and Gulfs of Aden and Oman
The Arabian and Red Seas
Slide12What is evidence of service in the SW Asia
locaitons
?
These medals are sufficient to concede service in SW Asia:
Iraq Campaign Medal
Kuwait Liberation Medal
Afghanistan Campaign Medal
(service in Afghanistan only)
The medals below are
not
conclusive of service in SW Asia and must be supported by other evidence in the record:
Southwest Asia Service Medal
Global War on Terrorism Service/Expeditionary Medal
Slide13What disabilities may be service connected under 38 Cfr 3.317?
Slide14Requirements for 3.317 disabilities
Manifest to a compensable level (for presumptive SC)
Cannot be attributed to any known clinical diagnosis or etiology
Must be chronic (persisted for 6 months or more)
Slide153 types of disabilities under 3.317
An undiagnosed illness
An
undiagnosed illness
is a type of chronic qualifying disability where qualifying signs and/or symptoms cannot be attributed to any known clinical diagnosis by history, physical examination and laboratory tests
. (IV.ii.2.D.1.h)
Slide16Continued…
A medically unexplained chronic
multisymptom
illness defined by a cluster of signs or symptoms
A
medically unexplained chronic multi-symptom illness
(MUCMI) is a type of chronic qualifying disability in which there is a
diagnosed
illness that has
both
an inconclusive pathophysiology, and
an inconclusive etiology
overlapping symptoms and signs, and
features such as
fatigue and pain
disability out of proportion to physical findings, and
inconsistent demonstration of laboratory abnormalities.
MUCMIs include but are not limited to
chronic fatigue syndrome
fibromyalgia, or
functional gastrointestinal disorders (FGIDs), excluding structural gastrointestinal diseases.
Slide17FGID’s
Functional gastrointestinal disorders
(FGIDs) are a group of diagnosed conditions that are a type of MUCMI. They are characterized by chronic or recurrent symptoms that are
unexplained by any structural, endoscopic, laboratory, or other objective signs of injury or disease, and
may be related to any part of the gastrointestinal tract.
Characteristic FGID symptoms include
abdominal pain,
substernal burning or pain,
nausea,
vomiting,
altered bowel habits (including diarrhea, constipation),
indigestion,
bloating,
postprandial fullness, and
painful or difficult swallowing.
FGID diagnoses include but are not limited to
irritable bowel syndrome, and
functional
dyspepsia,vomiting
, constipation, bloating, abdominal
pain syndrome,
or dysphagia
.
Diagnosis of a FGID under generally accepted medical principles normally requires
symptom onset at least six months prior to diagnosis, and
the presence of symptoms sufficient to diagnose the specific disorder at least three months prior to diagnosis.
Important
: FGIDs do not include structural gastrointestinal diseases, such as
inflammatory bowel disease (such as ulcerative colitis or Crohn's disease) and gastroesophageal reflux disease
, as these conditions are considered to be organic or structural diseases characterized by abnormalities seen on x-ray, endoscopy, or through laboratory tests.
Note
: The effective date of the amendment to
38 CFR 3.317(a)(2)(i)
to include FGIDs was July 15, 2011.
IV.ii.2.D.1.j
Slide18Continued…
Infectious diseases
Slide19Undiagnosed illness
Examples of symptoms:
(taken directly from 3.317)
Fatigue
Skin symptoms
Headache
Muscle pain
Joint pain
Neurological signs or symptoms
Neuropsychological signs or symptoms
Slide20Undiagnosed illness
Examples of symptoms (continued):
Respiratory symptoms
Sleep disturbances
Gastrointestinal signs or symptoms
Cardiovascular signs or symptoms
Abnormal weight loss
Menstrual disorders
Slide21Multisymptom illness
A
diagnosed
illness that is medically unexplained.
Examples:
Chronic fatigue syndrome
Fibromyalgia
Functional gastrointestinal disorders (added July 15, 2011)
Slide22Exceptions
SC
cannot
be granted for undiagnosed or multisymptom illnesses when there is:
Evidence that it was
not
incurred while on active in SW Asia
Evidence of an intervening cause
Evidence of willful misconduct
Slide23Infectious diseases
Effective September 29, 2010
Includes SW Asia and Afghanistan Veterans
Also requires a review of long-term health effects potentially associated with infectious diseases
Slide24What development is necessary for
GW claims?
Slide25Gulf war claims development
GW VCAA verbiage in the 5103 notification letter
Verified service in SW Asia
STRs/ clinical records of inpatient treatment
VAMC/ private treatment records
GW registry exam information
Slide26Special development notes
What should we do if the Veteran has claimed exposure only?
If multiple joint or muscle pain is alleged, what should we do?
Slide27Requesting VA Exams
Necessary in
most
GW claims
Request the GW General Medical DBQ
How should lay evidence be considered?
What if there is a clinical diagnosis of record?
FAQ dated 9/25/13 on GW VAEs
Slide28Splitting hairs?
When a Veteran has sought treatment for claimed chronic signs and symptoms listed in
38 CFR 3.317
, it is likely that the medical provider has rendered a diagnosis for those symptoms. However, the existence of a clinical diagnosis with specific etiology, which may weigh against
38 CFR 3.317
entitlement, does not preclude the ordering of an examination
unless
all symptoms claimed by the Veteran are clearly attributable to the diagnosis.
If there is a question as to whether the claimed signs and symptoms are attributable to an established clinical diagnosis, and if the criteria specified in
M21-1, Part IV, Subpart ii, 1.E.2.a
have been met, an examination is necessary.
In such cases when an examination is warranted, the VA examiner’s workup must include an assessment of whether signs and symptoms represent a disease with a clear and specific etiology or whether they fall into a different disability pattern
.
IV.ii.1.E.2.d
Slide29Reviewing GW DBQs
The examiner must characterize each claimed GW disability as one of the following:
An undiagnosed illness
A diagnosable but medically unexplained chronic multi-symptom illness of unknown etiology
A diagnosable chronic multi-symptom illness with a partially explained etiology; or
A disease with a clear and specific etiology
Slide30Gulf War 1 and brain cancer
Although there is no presumption of SC for brain cancer due to service in Southwest Asia, claims processors must develop these claims in accordance with the provisions of direct SC under
38 CFR 3.303
and the procedures contained in this topic
.
In
the case of claims for brain cancer from Gulf War I Veterans, VA will request a medical examination or opinion when the claim
contains competent medical evidence of a diagnosis of brain cancer
establishes the Veteran served in the Southwest Asia theater of operations during Gulf War I, and
does not otherwise provide sufficient evidence to decide the claim.
Since there is no presumptive basis for granting SC, the medical examiners will determine, on a case-by-case basis, whether the claimed brain cancer is linked to exposure to environmental hazards during Gulf War I.
Important
:
Examinations and medical opinions in these claims must be requested from the Veterans Health Administration (VHA).
The Acceptable Clinical Evidence (ACE) examination process may be used when
processing
these claims, when deemed appropriate
.
IV.ii.1.E.3.c
Slide31How do I rate a GW claim?
Slide32Deciding whether to grant SC
If the examiner notes a disability pattern of an undiagnosed illness or medically unexplained multi-symptom illness, SC can be granted under 3.317.
If the examiner notes a diagnosed disability with an etiology, SC cannot be granted under 3.317.
But wait – what about direct SC??
Slide33Granting SC under 3.317
Include GW Special Issue in VBMS
RFEs: When and if to schedule them
DCs Example: 8881-8100
Slide34Reasons for denial
Result of a known clinical diagnosis
Not chronic (6 months)
Intercurrent cause
No evidence the claimed condition existed
Not compensable
Slide35Environmental Hazards
Slide36Environmental Hazards
DoD has identified a number of specific environmental hazards at military installations in Iraq, Afghanistan, and elsewhere that could present health risks.
These hazards include
large burn pits throughout Iraq, Afghanistan, and Djibouti on the Horn of Africa
particulate matter in Iraq, Afghanistan, and Djibouti on the Horn of Africa
a large sulfur fire at
Mishraq
State Sulphur Mine near Mosul, Iraq
hexavalent chromium exposure at the
Qarmat
Ali Water Treatment Plant at
Basrah
, Iraq
contaminated drinking water at Camp
LeJeune
, North Carolina, 1953 to 1987, and
pollutants from a waste incinerator near the Naval Air Facility (NAF) at Atsugi, Japan.
IV.ii.2.C.5.a
Slide37Burn Pits
Some examples of burned waste products include
polycyclic aromatic hydrocarbons formed during the incomplete burning of coal, oil and gas, garbage, or other organic substances
volatile organic compounds (VOCs) emitted as gases from certain solids or liquids, and
toxic organic halogenated dioxins and furans to include those associated with tactical herbicide use in Vietnam.
In Iraq, Afghanistan, and Djibouti on the Horn of Africa from approximately 2001 to the present, the U.S. military has utilized large burn pits to dispose of waste at every location wherein the military has positioned a forward operating base (FOB).
Example
: Joint Base
Balad
, also known as Logistic Support Area (LSA) Anaconda located in Northern Iraq approximately 68 kilometers (km) north of Baghdad and 1.5 km from the Tigris River
.
IV.ii.2.C.5.b and c
Slide38Particular Matter
Particulate matter
is a complex mixture of extremely small particles and liquid droplets that results from primary sources of dust storms and emissions from local industries. Particulate matter is made up of a number of components to include
acids (such as nitrates and sulfates)
organic chemicals
metals, and
soil or dust particles.
Notes
:
Although particulate matter emissions from natural and man-made sources are generally found worldwide, the particulate matter levels in Southwest Asia and Djibouti on the Horn of Africa are naturally higher and may present a health risk to service members.
Particles that are typically a health concern include those with a diameter less than or equal to 10 microns and those with a diameter of 2.5 microns and smaller. The smaller particles are considered more harmful as the particles can pass through the throat and nose and enter the lungs.
IV.ii.2.C.5.d
Slide39Sulfur Fire at Mishraq
State Sulfur Mine near Mosul, Iraq
On June 24, 2003, a fire ignited at the
Mishraq
State Sulfur Mine Plant in Northern Iraq. The fire burned for approximately 3 weeks and caused the release of roughly 42 million pounds of sulfur dioxide (SO
2
) per day as well as release of hydrogen sulfide (H
2
S). Field sampling data showed that the levels of SO2/H2S were not solely located in the immediate vicinity of the fire. Other areas found to be affected included
Qayyarah
Airfield West (Camp Q West), which is 25 km to the south and is a major military supply airstrip as well as the primary area of deployment for the 101
st
Airborne Division, and
the area approximately 50 km to the north up to the Mosul Airfield area.
Important
: A roster of firefighters and support elements that participated in controlling the fire identifies involved individuals as primarily from the 101
st
Airborne Division – 52
nd
Engineer Battalion, 326
th
Engineer Battalion, and 887
th
Engineer Battalion
.
IV.ii.2.C.5.e
Slide40Respiratory for Sulfur Fire
From late 2004 through February 2007, 41 soldiers with prior exposure to the
Mishraq
State Sulfur Mine Fire from the U.S. base for the 101
st
Airborne Division located in Fort Campbell, Kentucky, reported unexplained shortness of breath on exertion and were referred to a pulmonary specialist at the Vanderbilt Medical Center for evaluation. As of February 2007, 19 personnel were diagnosed with constrictive bronchiolitis by open lung biopsy
.
Constrictive
bronchiolitis
(also known as
bronchiolitis obliterans
) is an inflammatory and fibrotic lesion of the terminal bronchioles of the lungs. Possible causes include inhalation exposures, organ transplantation, certain drugs, and collagen vascular disorders
.
In most cases of constrictive bronchiolitis, affected soldiers are comfortable at rest and are able to perform activities of daily living. Soldiers can have normal or near-normal pulmonary function tests (PFTs) and normal x-rays but, at the same time, become short of breath on slight physical exertion, experience inability to meet physical training requirements, and even be considered unfit for deployment. In some cases, symptoms can be incorrectly attributed to asthma or COPD
.
IV.ii.2.C.5.f and g
Slide41Qarmat Ali Water Treatment Plant in
Basrah
, Iraq
From approximately April through September 2003, Army National Guard (NG) personnel from Indiana, West Virginia, South Carolina, and Oregon served at the
Qarmat
Ali Water Treatment Plant in
Basrah
, Iraq, and were assigned to guard contract workers who were restoring the plant.
At that time, testing verified that sodium dichromate, a source of hexavalent chromium (Chromium VI), that was previously used as a corrosion-preventing chemical by former Iraqi plant workers, was found on the ground and measured in the air.
Chromium VI in sodium dichromate is a lung carcinogen through inhalation and an acidic compound that can cause immediate irritation to the eyes, nose, sinuses, lungs, and skin. The Army could not specifically trace symptoms to the chromium exposure. Research into the effects of the exposure is ongoing.
If a Veteran served in an NG unit located in Indiana, West Virginia, South Carolina, or Oregon between April and September 2003, DoD has confirmed that the Veterans served at the
Qarmat
Ali Water Treatment Plant in
Basrah
, Iraq. Therefore, exposure can be conceded for these personnel
.
IV.ii.2.C.5.i
Slide42Waste incinerator near NAF Atsugi, Japan
Between 1985 and 2001, personnel at NAF Atsugi were exposed to environmental contaminants due to an off-base waste incinerator business known as the
Jinkanpo
or
Shinkampo
Incinerator Complex, which was owned and operated by a private Japanese company. Identified chemicals included:
chloroform
1, 2-DCE
methylene chloride
TCE
chromium
dioxins and furans, and
other particulate matter.
Important
: Handle disability claims based on exposure to environmental airborne contaminants at NAF Atsugi on a case-by-case basis. Actual service at the installation during the timeframe of environmental contaminants must be established
.
VI.ii.2.C.5.j
Slide43Evidence of exposure
Thoroughly review military personnel records and service treatment records (STRs) (to include the
Post-Deployment Health Assessment (PDHA)
and
Discharge Examination
) for evidence that corroborates the Veteran’s statement of exposure. The
PDHA
includes specific questions relating to exposure incidents. In addition, because military service records will not verify all incidents of exposure, it is important to consider alternate evidence in establishing whether the Veteran participated in or was affected by an in-service environmental hazard exposure incident.
Alternate evidence includes
personal statements
buddy statements
unit histories
news articles, and
other lay evidence.
IV.ii.2.C.5.k
Slide44Camp Lejeune Contaminated Water
Between 1953 to 1987, persons residing or working at the U.S. Marine Corps Base at Camp Lejeune, North Carolina, were potentially exposed to drinking water contaminated with VOCs. Contaminants included
tricholoroethylene
(TCE)
perchloroethylene
(PCE)
benzene
vinyl chloride, and
other VOCs.
SC for any disease alleged to have been caused by contaminated water at Camp Lejeune requires evidence of
a current disease
evidence of service at Camp Lejeune during the period of contamination, and
a medical nexus between the two, justified with a rational scientific explanation.
Important
:
Adjudication of claims based on contaminated drinking water on the Marine Corps Base at Camp Lejeune, North Carolina, has been centralized to the
Louisville, Kentucky, Regional Office
.
Handle disability claims based on exposure to contaminated drinking water at Camp Lejeune on a case-by-case basis. Actual service at the installation during the timeframe of water contamination must be established
.
IV.ii.2.C.5.o
Slide45Continued…
The following is a non-exclusive list of diseases potentially associated with exposure to contaminants present in the Camp Lejeune water supply between 1953 and 1987:
esophageal cancer
lung cancer
breast cancer
bladder cancer
kidney cancer
adult leukemia
multiple myeloma
myelodysplastic syndromes
renal toxicity
hepatic steatosis
female infertility
miscarriage, with exposure during pregnancy
scleroderma, and
neurobehavioral effects.
Notes
:
Manifestation of any of these diseases in a Veteran with verified Camp Lejeune service between 1953 and 1987 is sufficient to
initiate a VA medical examination, and
request an opinion regarding its relationship to Camp Lejeune service.
There are currently no presumptive diseases attributed to service at Camp Lejeune by statute, regulation, or VA policy. Therefore, this listing is only meant to serve as a guide for determining when a VA examination should be scheduled.
IV.ii.2.C.5.p
Slide46Stay…what’s a Stay?
On
September 9, 2016, the Department of Veterans Affairs (VA) published a proposed regulation in the Federal Register proposing to amend 38 C.F.R.
§3.307
and §
3.309
. The proposed rule establishes presumptive service connection for former
Servicemembers
, to include Veterans, Reservists, and National Guard members, exposed to contaminants in the water supply at Camp Lejeune between August 1, 1953 and December 31, 1987, and who later develop one of the following eight
diseases:
kidney
cancer
non-Hodgkin’s lymphoma
multiple myeloma
leukemias
liver cancer
Parkinson’s disease
scleroderma, and
aplastic anemia/myelodysplastic syndromes, and
bladder cancer
.
Denials of SC for the following claimed conditions based on exposure to the Camp Lejeune contaminated water are stayed until further
notice.
***As of 2/28/17 IV.ii.2.C.5.q
Slide47Questions?
Slide48Review Question #1
What is the earliest date SC may be granted for any GW disability under the provisions of 38 CFR 3.317?
November 2, 1994
Slide49Review Question #2
Name 3 locations that are included in the SW Asia theater of operations.
Iraq, Kuwait, Saudi Arabia, neutral zone, UAE, Oman, Gulfs of Aden and Oman, Persian Gulf, Arabian and Red Seas
Slide50Review Question #3
What are the 3 categories of disabilities that may be service connected under 38 CFR 3.317?
1 – Undiagnosed Illness
2 – Medically unexplained chronic multi-symptom illness
3 – Infectious diseases
Slide51Review question #4
True or false: SC can be granted for
diagnosed
disabilities under 38 CFR 3.317.
True
In what circumstances?
When it is a medically unexplained chronic multi-symptom illness or an infectious disease.
Slide52Review question #5
What action should be taken if the Veteran claims multiple joint or muscle pain?
The VCAA letter should request that the Veteran specify the joints/ areas involved.
Slide53Review question #6
What development should be done regarding Gulf War Registry exams?
The Veteran should be asked if he/ she was included in the VHA Persian Gulf Health Registry, and if examined, when and where. This exam should be obtained from the appropriate VAMC.
Slide54Review question #7
Name the 4 categories the VA examiner must use to classify claimed GW disabilities.
1 – Undiagnosed illness
2 – Diagnosable, but medically unexplained multi-symptom
3 – Diagnosable multi-symptom with partially explained etiology
4 – Disease with clear and specific etiology (DM,MS)
Slide55Review question #8
True or false: When a Veteran submits a claim for a GW related disability, direct SC may
never
be granted. Please elaborate.
False. If there is an event in service (such as exposure, treatment, etc.), a current diagnosis, and a link between the two provided by an MO, then direct SC under 3.303 may be granted.
Slide56Review question #9
Identify the 2 ways a GW rating is different than a “regular” rating decision.
1 – Special issue in VBMS
2 – “88” DC
Slide57Review question #10
What type of evidence may we accept regarding exposure to burn pits?
Lay testimony if they served in Iraq, Afghanistan, or Djibouti.
Slide58Bonus question!
When does service in Afghanistan “count”?
Under 3.317(c)(2) for infectious diseases and the environmental hazards outlined in TL 10-03 (direct SC).