PPT-Risk Assessment – a Practical Approach to Compliance

BAR 101 April 21 2016 Shelby Burke and Susan Dresser Everett Community College Polling Questions Who in the room is responsible for any part of the Internal Control Risk Assessment performed at your college. A Practical Approach Frithjof Holtz, IPEC Europe Vice - Chair, Merck Presentation Overview • Regulatory Background • EU FMD and Formalized Risk Assessment • Proposal for Risk Asse What is Compliance?. Risk and Compliance Management. What is a Framework?. ISO 27001/27002 Overview. Audit and Remediate. Improve and Automate. What was Compliance?. HIPAA. GLBA. PCI. FISMA. SOX. SB1386. Nick Adams. Global Director. Mycotoxin Management Team. Field. Storage. Aspergillus. &. Fusarium. Penicillium. & . Aspergillus. Initial risk. Evolving risk. Global Issue/Trading. Increased Monitoring/Technology. Monica Reinmiller. Director . Corporate Compliance, Sutherland Global Services Inc.. Sarah Sederstrom. Senior . Counsel, . Wunderman. Dan Puterbaugh. Associate General Counsel, Adobe Systems. Contract . Social Practice – GRASP. (title) . (person). (. day. , . month. , . year. ). GLOBALG.A.P. . RISK ASSESSMENT ON SOCIAL PRACTICE. 2. © GLOBALG.A.P. Secretariat . Good. . Agricultural. Practice . is. Compliance Program/ Code of Conduct and Related Policies and Procedures. * . Susan Dauber. General Counsel. Ogg. Trading, LLC. Teresa Davidson. General Counsel. Volvo Financial Services Region the Americas. . Think Like a ‘Demon’ & Add IA Value. April 10, 2013. 2:30p – 3:30p. Mark P. Ruppert. . CPA, CIA, CISA, CHFP, CHC. Director, Internal Audit . (CAE). The Institute of Internal Auditor Los Angeles Chapter. Using . Interim Assessments. 1. Learning Goals. Participants . understand. t. he features, purposes, and different administration types . of the . Interim Comprehensive Assessments (ICAs) and Interim Assessment Blocks (IABs); . Oct. 2018. . Earleen Moulton. VP Compliance, BridgeForce Financial Group. Goals and objectives. Purpose:. Raise awareness and educate about statutory compliance requirements in an advisor’s practice, and how to manage risk. Jeff Kaplan/Kaplan . &. Walker . LLP. jkaplan@kaplanwalker.com. . PLI C&E Institute. June 1, 2015. Today’s presentation. What your risk assessment should do for your program. Does Security Compliance Make Any Difference? A Case Study SAIAF Meeting – April 26, 2019 Robert Stiles IT Auditor, Texas Department of Family Protective Services Robert.stiles@dfps.state.tx.us Introduction Patient Education: A Practical Approach, Second Edition offers students and practitioners a straightforward approach to patient education combined with tools and resources for use in clinical settings. With pedagogical features such as learning objectives, key points, and boxed features highlighting practical tips for patients, as well as patient information handouts on dozens of topics and disorders, this concise guide is ideal for both classroom learning and application in the clinical setting. 1.  . 5:00 pm. Introduce Team 2; review Module 3 Compliance, Ethics and Legal Risk Management. 6:30 pm. Start Team Project 1 – Conducting a Legal Risk Assessment for the Company. 8:00 pm. Conclusion of Workshop. TOPIC: An Overview Of The CC Assessment Of Submitted Policy & Procedure Documents And Risk Assessments By DNFBPs. December 17. th. & 18. th. 2020. 1. Policy &Procedures Document (P&P) - COMMON DEFICIENCIES.