PPT-Risk Management and Compliance

Kathleen Robbins Introduction CUI Regulatory Requirements Risk Assessment Secure Prevetted environment ResVault Questions What is CUI Controlled Unclassified Information CUI CUI is information that law regulation or government wide policy requires to have safeguarding or disseminating . What is Compliance?. Risk and Compliance Management. What is a Framework?. ISO 27001/27002 Overview. Audit and Remediate. Improve and Automate. What was Compliance?. HIPAA. GLBA. PCI. FISMA. SOX. SB1386. Sri Lanka – August 30, 2016. Risk Based Approach to Compliance. Neelesh Sarda – Compliance Head, YES Bank Ltd. 1. Key Regulators in India. Key Regulators. Reserve Bank of India (RBI) – . Banking Regulator. Monica Reinmiller. Director . Corporate Compliance, Sutherland Global Services Inc.. Sarah Sederstrom. Senior . Counsel, . Wunderman. Dan Puterbaugh. Associate General Counsel, Adobe Systems. Contract . Presented . By. Tom Healy. Gerard Joyce. . . Why should an Academy Trust care about Risk Management?. Risk Management is about meeting/improving standards and delivering better outcomes. Effective . Tier I Response Planning. Spring 2013. Presentation Overview. Response Plan Process . Tier 1 High Risk Response Plans. Response Plan Summary. Presentation Overview. Tier 1 Response Plans. High Risk. Continuity of Operations . Monica Reinmiller. Director . Corporate Compliance, Sutherland Global Services Inc.. Sarah Sederstrom. Senior . Counsel, . Wunderman. Dan Puterbaugh. Associate General Counsel, Adobe Systems. Contract . Peter Scott. Peter Scott Consulting. www.peterscottconsult.co.uk. . The scope of this session. why . all firms are going to need a compliance plan for the purposes of outcomes focused regulation. ;. NCAMSS Meeting – November 3, 2017. JILL Puckett, RN, BSN, MHA . Northern Hospital of Surry County. Manager Compliance and Risk . Objectives. Describe what compliance is and what a Compliance Program helps with. Compliance and Risk Management Updates NCAMSS Meeting – November 3, 2017 JILL Puckett, RN, BSN, MHA Northern Hospital of Surry County Manager Compliance and Risk Objectives Describe what compliance is and what a Compliance Program helps with Stage 1. Stage 2. Stage 3. Stage 4. Stage 5. Reporting is: . Enterprise wide. Processes are: . Optimized. Focus is: . Business Opportunity. Reporting is: . Incomplete. Processes are: . Isolated. Focus is: . QCERT. 5/8/2018. 1. Target Audience. This session is primarily intended for:. . . Senior . executives/ Decision Makers . ü. IS/ IT Security . Managers and . Auditors. ü. CIO/ IT Managers . ü. Technology has transformed compliance management, offering efficient solutions to tackle regulatory complexities. Modern Compliance Management Systems automate workflows, provide real-time monitoring, and integrate seamlessly with other business systems. Compliance Software Solutions cater to various industries, ensuring regulatory adherence and data security. Emerging technologies like AI and blockchain further enhance these systems. ComplianceQuest Management Software is a leading solution, essential for businesses in 2024, due to its comprehensive features, adaptability, and integration capabilities, helping companies maintain compliance, secure sensitive data, and streamline processes efficiently. . WATAF –BAMAKO June 2019. James Kerkulah Abdoulaye Niane. RISK MANAGEMENT. IN TAX ADMINISTRATIONS . LE RISQUE: NOTIONS- CONCEPT- PARAMETRES. RISK MANAGEMENT PROCESS FOR TAX AUTHORTIES. Office of Audit, Risk and Compliance (OARC). August 5, 2019. Learning Objectives. Understand OARC’s responsibilities. Understand the compliance program. Understand the audit process. Understand common audit areas and findings.