SECURITlts - PDF document

1 UNITED STATIIS I OMll Al'l'ROVAL I SECUR
UNITED STATIIS I OMll Al'l'ROVAL I SECURITlt;s AND EXCHANGE COMMISSION IUMl\ N\\\\\OCC ?l\)·?\?\' \\1as\\\niton, \).C' .. 10?\) l?«pirns: June 30. 2020 Esumnte d averuge burden FORM 144 hours ner rcsoonse ........... I .OU NOTICE OF PROPOSED SALE OF SECURITIES SEC USE ONLY PURSUANT TO RULi 144 UNDER THE SECURITrns ACT OF 1933 DOCUMENT SEQUENCE NO. ATTltNTION: Trunsmitforfiling 3 copies 11/ this form concurrently with either placing an order with a broker to execute sule CUSIP NUMBER or executing u sale directly with u market maker. I (11/ :,;,\ME 01' ISSUER tl'leuw 'J1"' nr pr11111 //•1 IRS umxr. NO fr/ S.1:.C' FII.E NO. WORK LOCATION WNS (Holdings) Ltd I (,/J �.-\lllRESS 01' ISSllER STREET rrrv ST,\TI( 7.ll'C'OllE M TEL?PI ION!( NO Plant 10, Godrej & Boyce Complex Pirojshanagar,LBS.Marg, Mumbai - 400079 MH ••M•'"'"'I :,;:11,-,tlllll /111 l /11/ :,;,\Ml: OF PERSON FOR 11'1 IOSE ,\!TOl'NT ruu SEC'VRITll:S Rl:LATIONSIIIP TO M �Al)lRESS S'l'IU:ET C'ITY ST,ITE �Zif C'Ol)E ,IRE TO IIE SOLD ISS\1ER Keshav R. Murugesh Affiliate Flat1002,odysey,Hiranandani Mumbai MH 400076 INSTRUCTION: The personfiling this notice should contact the issuer lo obtain the l.R.S. Identification Number and the S.E.C. File Number. ,l (11) (/1) SEC' USEONI.Y fr/ 1,/1 M ff) (K) Tillrofthr ?umhrr or ShurH ,\&1£Uk.llt' Nunther uf Shnrt'? A1111ro:s.im1ttl' ?Rine or 1-:nch Cta.•!4 of ?amt 11n1f AJtlrrss ur •:•ch Broker Thrnu?h \Vho111 lht Orokl!r•De1drr or 01hcr t:nicic ftl.lrht:l er Otl1?r llnll!' D•t or Sn I /iet11ritle, Sr-curiliH Sl!'curific, "re to lie Otft'rt'd or i!:flch /\1nrkrt Mnker FIi• Numbrr Tu UeSohl ,·arm? Oubu,uulinf.! fSl'(' IJU"tr. )(Ii) E1:rh1tn2,t.! To De Sohl who b Acriulrin? tin: .'il'!cudtiH /Sr,• tnstr. .. 1ft')J (.\',•,• J11.,1r. )(,/)) !S1•1· ,wttr. lft'J) (MO. (),\\' \'R.\ , .......... 111\lf, ](J!IJ Morgan Stanley Smith Barney LLC 4,057 305,289 49,666,000 5/28/21 NYSE common Executive Financial Services 1 New York Plaza, 38th Fl. New York, NY 10004 , tu) N'mnc ol' pcrsun for whnse nccuuut lhc sccur ines un: h1 he 10Jd (hi Such 11crion°!l n:ln1io111l1ip to the i,irnc,1· !r.i: .. officer. dircc(or. ro,0-b stockhuhler, ,1r memher ,,f immcdi"t..: l'n111ily ill' amy of thc forc11uin15) (cJ Such 111.mum·:s 1Hltlrcu. i11cludi11? 1.ip code l;J :ii "' "' ?J ? sec 1141 �(OB-07 :::; (nJ Title nf the: .;ln?s of ?ccmitics 10 he ?uld fh) Nrunc nnd ndd1·cic? nt'toa:h hrokcr thrnuylt whom 1hi: KCC\lritics nrc iuhrndcd to he sold j cl ?111nhcr of ,hl'lrl's or othilr uni It; to he :mid ( if dchl sccurit1c:-1. lll\'c the llJ.!llFl!lU\IC foe..: �nnhUnll (d) A?l{rcyatc 111nrkc1 vuluc of the dccuritics In he sold 011 nl'11 ir11cc1ficd dulc wilhin 10 d11ya 11rior to lh1.t fililll! of1l11i nnllcf.: (L•) Numhc1· c,f sh?n:11 or othcr uniH1 of lhL• cln:t? n111:i11n11din11. or if di:hl ??i.:11rilir.!11 the fuc? nmu11nl IIH.m!nl' ont!!:lnmhng. n11 :i:hnwn hy 11u: nuua rcucm report or itllltcm-:111 puhlit hy th? i11iu?r �If �A111ro' dote 011 which 1hc ?c1.:11,1ti?s 11rc en he ?tllJ 1111 Namu: uf L'uch sc.:11rt1iL'I( c:,drnut;ec, if n11y. on wliich thL' ?u?urilicii u1·e i111c11,h:d lu he sold Polcnli11I per?ons who 11re lo respond to lhc collection of inform11li11n conlnined in this form a1·e nol re1111iretl to respond unless lhe form 11ispl11ys II currently n11id Oi\lB control numbrr. 1:-iSTRl'CTIO:-iS: J. (11) ?1111\C "" 1/iHU?f (hi h:rncr'? I.RS. l,lcnlllh:n1iun Nnmlu:r (L') lssuers S,l!,C. filc: number. i(flny (d) b11ucr', :i

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ddn:u. im:lmtin? zip code (i:J b!(ucr·.i1 telephnue nu111l11:r. indudinl! urcu cod\! - ..... ??? ·------??--------?·,-,------=-,--------- TABLE I - SECURITIES TO BE SOLD Furnish the following informution witb respect lo the acquisition of the securitles to be sold d with h q/11 !fh h h hifi un 11'l1 respect to t e payment u or any purl 11 I e pure use price or ot er consideration t ere or: ThJ?or D,nc)-.u NautenrPc:ncarL lium \\'hm:n 1\cquind .t\.lftUUUtcJ( Du1cor lhcl'._ .w•"-• Satun:of Acquui1iu.a TnRDChun flf .,1/1, ,d.ot 11.ft't' ,lu1r doJmr ,n·umn:,/1 S Pin-mm! Natura o(Pa)fflffll common 5/28/2 Vesting of Restricted Shares WNS (Holdings) Ltd. 4057 5/28/21 N/A 111.sTRrcnoss: I l'thucc11ri11o:.s were purchased 1111d l'ull puymc111 lhcrc(or was not m1Ulu In cash 01 the time ur puruh11.•c. ?xplnln In Ille lahk m In o 11111c lhcrutu the nature ur 1ho cunsldl."rulion gi\·on. I r1hc cuni1dcn1i11n cnnii.icil uruny nulc or 01hcrohhw11i1111, ur IC p11.yn1cnl wus mode in lns1;11ln1cn1s �dcicrit,, the 111rungcmcn1 and ?lute when the nere or olhor obliaa1ion w11, discharged 111 run or the hull 1nstalhn?n1 Jl¦ltl. TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTIIS Furnish the following Information us to all securities of the issuer sold during the past J months by the person for whose account the securities are to be sold. ,\mounlof ?1111• 1111d Addn,u ol'Selh:r 11tlo orSa:urili Salcl O..oofSalc S,-.:uri? .. Sold CJrou Pr?nxt, KESHAV RAM MURUGESH 5/27/21 12,500 937,500 5/26/21 13,100 975,000 FLAT NO.1002, ODYSSEY II, common 5/25/21 2,920 219,000 HIRANANDANI GARDENS, POWAi 5/24/21 25,000 1,859,375 MUMBAI INDIA 5/21/21 13,019 967,043 3/8/21 25,000 1,910,477 Sl:C 1147 (02-08) ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) INSTRUCTIONS: 8cc the deflnition of"pcnuu? in ponigraph (n) of Ruic 1,1.1, lnformalion Is to be glven 1101 onl)· u 10 the person for whnst accounl the sccu,ilics a,,: lo bl! suld hu1 ol?., as to all olhcrpor.101\$ includc in ll\al definition. In addition. infonn111ion shnll be gin?n as to salc11 by oll persons whose sales arc required hy pMagroph (c) ofRulo 14410 be omircgnlcd with Sillc.? for the ncc:nuntnflhc person filing 1his nnti?c. ATTENTION: ? p,•nu11,fur w-Juuc ,11.'t"fJIIIII t/1,• z?c:11rl11t.s ,,, w!,1,:II rhl., 111,tb:? r.:lut?Jt ur? ,,? N ,,,,JJ /?uh)' 1"J1Te.tt11ts h)· ,,,,:,rm,: 1h,:r mmt t' 1/,111 It? c/m..')' u-,/ ktt,,lf unJ· lllfUfrllll llJrrr.,c- hif11ru1uur111 Ill n:,:.,rJ ,., thr L'l'1T,:,,, ,mJ rmsprt·/N? tJ(l(ntllr•N.? ,,j 11,r /.TlPWf ,ef ,,,r Nrt'llf'fll? ,,, ,.,. ·''"" whkll ""' Htll ?rll r11hl1t•I,· ,f1.1cltt.•td. U .r111.·h prnm, /111.t tlth, ,,,..J u trrJf(tll trut.llHJC plm, ,,, ,tlt't" tr,td/JI? (11:rtr,,c.·11,m., '" �.,urul· H.11/l• 1(1/IS-I ,n,,/,r 1/r, Ktt·l•mll•' A,·i. • • ,?:"/! tin, for,n ,unJ lridrnrll•ll j/,r r/111 1/1rr1 rht p/dll w,r., rrrh•Jll r,r r/11• 1n,,1n11•//nrr i:•rl'II, //url /' ••• •• ?-I, rcr"'•""';" ,., '!f 1/i, 1rl111, .,,lr,p/frrJt "' m. c/,11,. l!IIOIIAT\IRl:.1 r1,. 1101/co s/1al/ ht slg11tJ hy ,1,. person far ,rluwt ac,•ount rho socurlllrts ore lo bd sold. At /eust ont ,·upy of rht nolfo shall h• manually signed .. ?n)' cop/oz nut niunually s/gntd shull hear t)1HU or printed signa/11re•. Revised on 6/4/2021 UATI! OP NOTlrE DATE OP PLAX �AlOP'l'IIJN 0? Ul\'ING IIF ll IF ,t£L Yl?G ON RULE; I 0115•1 Filed on 5/28/2021 UNITED STAn:s I 0MB Al'l11lOVAI I SIO:CURl'l'mS AND EXCHANGE COMMlSSlON

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1 llM\1 'N\\\\\OC{', )U\-i\?\1 \\J•u\\\l\?,\on, \).C. 'l\\':I\) 1,?piru?: Jun.: ?11- 2020 l!Mlimnt? a,·?rn11-u l11ml.:11 FORM 144 hour.? n,ir r?inun?? ........... I .On NOTICE 01'' PROPOSED SALE OF SECURITIES sec:: us·e oNL v PURSUANT TO RULi«? 144 UNDER THE SECURITIES ACT OF 1933 IUOCUMENT ;:;c\.lUCNCE riu. ATTJi?NTION: 1'1·uns111it,li11·,l1/lng 1 copies of thisform concurrently ll'ilh either plucing. an order with u broker �I execute sale CUSJP NUMBER "" executing a sale dlrec:tly with u marke! maker. I (11/ XAl',m 01' ISSUl!R (/'/•11w �l'l"'"rprml/ IRS llll!Kl'. NO M S,11.('. FIi.ii NO. WORK LOCATION WNS (Holdings) Ltd I fd/ ADlllll(SN OF ISSl/l!R ijfRJUl1" 1·11'\" S'rA'rl! �7.IP('CllI! M ''1!Ll!l'I IONH NO MH AAMl'lll!Jll Htllir.fftlN Plant 10, GodreJ & Boyce Complex Pirojshanagar,LBS, Marg, Mumbai - 400079 lh, l (II} 11:,\Mll 01' PliRSON FOR \\'IIOSlt ,\('('ClllNT 1'1 II! seruamns llHI.ATl()NSlllr TO M ��AllRRSS S'l'Rl!l!T ('ITV STATll ZII' l'Ol)P. ,\llli TO Ill! SOLD ISSl1l!1l Keshav R. Murugesh Affiliate Fiat1002,odysey ,Hlranandanl Mumbai MH 400076 INSTRUCTION: The per.wm.filing this nottce should contact the issuer to obtain the l.R.S. lden1ff1'•,11/011 Number and the S.E.C. File Number. l /uJ II? s?:c· USE ONI,\' ''•1 r/J Ir/ (I) (I/) Tllltof1110 Sun,t,?, ofNh1r11 A11r1orn1C' Nnn,h¦r ar?hllYC!II Ao111oxlm11to :0.•1•• of f.••h Cl••• or Son11 •nd ,\ddrtaa uf R•rh Drokvr Thr1H11th \\'hon, lht Droker-DtMIIP or Oll1vr l'nll• M11rhd ur Othn l'nl4" D•I• urlMc 11 .. ?rlllu llrcMnllH litcnrlllu "" lo h orr,rcd ur i,:.,h M.,kct MHktr nl•Nu,..ber Tu Do Sohl \'1h1• Ou1,1,n1llng fS4.,,,,,,,.,,., J(DJ •:w.rh1mRr 'l'o O.Soltl »ho I, Acqulrlna Ike Hocurrn11 l,'-:1•,· 111.'itr. ,ff,•JJ ///,•,· /11.,1r. J/tbJ ,s,·,· "'·"'''• JfrJJ (MO, �lA\' \'R.) ,.,·,·? 111.\/f, J(JIJJ Morgan Stanley Smith Berney LLC 17,403 1,310,800 49,666,000 6/1/2021 NYSE common Execulive Flmmclal Services 1 New York Plaza, 38th Fl. New Yolk, NY 10004 Polcmelal per"ons who 11re 10 re8pond tu Ille collection nt lnform11tlon cnntnlned In this form Nl't not rc11ulretl to re?pond unleu the form dlspl113•s II eurronlly ,·11lld Oi\lD control number. �l:.S'l'R\ 'C:TIO?S: I. (11) ?nll\t: llt' i,umvr (h, ,,.,ul.!r"it I.It S. ldc1u1t'u.:n1um Nmnbor (el l,suur'• M.11,C'. nlc 11umhc1, i(AII)' Cd) luut.!r'111 11d1lro11,. J11t;ludinL11.i1, co,I.: l4.1J luu?r·11 �\?luph11n1. 1111.nlu:r. in?t11dlny aren .:,,de :1., tu) "'•lht.! nf 111?unn l'nr whuse a?.:mml 1hu lh!t:urlriu, UtL' Ill bl.! •nld (hl Such 1••r•an·? &#xlnli;&#xo11,;&#xhi10;r tn 1hu l••11•r I•-? .. nffi«r, ilirocfM, ro., litnckhnlth:r. u, l\hUl\h?r ul'inun\tdint111 r?ntll)· •• riut)' of thv lilHll,OiHU) (1.!I SutJh 1,urimn'II, IHldNIUI. itlcludluu 1.1,, 1.:1,dt.! 1•1 '1'111• nl' n,. •I••• 11r •«111ili•• ,., It• ... ,? f11) N¦mu ond nddrot1M n(oueh hrnkcr 1hrm1yh whnn11hr.t 11te11rltluM 1ra i1111111dud tn he inl1I ,?, N111nher or J1h1r11? nr llthur uitilA lu bU: 11nld Iii' Ji;ibl .11i:curhn111. 1£1\'a t1te n?11rcJ,1,11.I? fncu .i11u1mt\ ltll ,\??'•IUC in¦a:fcfl \'¦luo orihu duo11rhi•• Ju It• 1uld "111'• 11••••ti•d tlulu wllhln 10 d1)'¦ ttrior la lhu lilinij 11(1111, 11111100 ,?1 Kumhcr ol'liha'rilll or e11hvr 1111lu of 1hu ?1u1 n11111n11dinp. or Ir duh1 ,a,mrllhu1 fh? rm!O n11u11111t thon1nl'n11t1111ucliny. I\A ,huwu 11r th? mthn r.1111111 r1?p11r1 11r Mtntome111 p11hliNl1tnl hy tbl!' i,11111\:t 10 A1t11ru·dnu.ll1! daht on ?hlch 1hc !IP.!&:llrll('3l4 ""' In Ila ?old fltl N11

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1u: ur1?111:h ,u??urnii:? dXch111011e1 ir1n)', nu whi?h 1hv 1ll.11111ritiu1 iu·c hm:mlod In hu :coh.l SEC 1147 (08-07) •.. ,,_,j. T ABLJ: I - SECURITIES TO BE SOLD Furnish the following information with respect lo the ucquisition of the securities to be sold and with r1111pucl lo the puym,mt 11{ u/1 or tJ/7)' part 11/ th« p11rcha.re price or other consideration therefor: Titli:o( OIIC)'l)U. N;111c ('Ir ,?NOil iron, \\'b,m, :\cquircd ,\OIIMIIUO( 0111c ur ?•• l111.ti ,\?quired ?i1turc of Acqu.isition Tra1isacuu11 (If ?u,. ,,f.q1 lil.it't 1h1tr dm111r m·u:rm:1/J Sccuri1ics Act.11lin:d Pnnn1-nc Na.rw,i: of Payment common 6/1/21 Vesting of Restricted Shares WNS (Holdings) Ltd. 17403 6/1/21 N/A l:'.STRl"CflOSS: I nhc s,:?ur(u?, were purchus.!d nnd full pu)·1nc111 1hm:for wof no1 modu in c!Uh u1 the lime or pur?h11.•c. oxploln In 1h? tuble or in n nuu, 1hcruh1 1ht nu1urc ,,I' Ibo considcratlun given l1'1hc cwu,duratlun cnn?i?lcd uhny nu1? ur 01hcr 11hl1c111inn. ur ir paymcnl wa, made in lnstallmcnl$ deseribe lh• urrun11cmcnl untl 1101? when lhc nose er ether obllg:illun was tlischQrswl 1n rull nr The 11151 1n11nlhnon1 paiJ. TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the.following Information us to u/1 secunties of the lssuer sole/ during the past J months by the person for whose account the seeuritles are In he sold. Amountl)( :-:.0,ne a,d Adilta., uCScUcr Tide orSccunlic¦ Suld DaleofSale S\."CUri.lictSlllJ GrO&S Pru.:NJ, KESHAV RAM MURUGESH 5/28/21 4057 305,289 5/27121 12,500 937,500 FLAT NO.1002, ODYSSEY 11, common 5/26/21 13,100 975,000 HIRANANDANI GARDENS, POWAi 5/25/21 2,920 219,000 MUMBAI INDIA 5/24/21 25,000 1,859,375 5/21/21 13,019 967,043 318/21 25,000 1,910.477 REMARKS: SEC l 1-17 (02-08) ATTENTION: Intentional misstatements or omission of facts constitute Federal Crimin al Violations (See 18 U.S.C. 1001) :z - The 11otlce slia/1 he 1/gncJ h)' 11,, ptrivn for 1rhos1t accoun1 1/11t ••curttllt• r1r1t l ,,., «•le/. ,Ir leusr unt ctJp)' of the nn//ce shu/1 he mum,ull)' 1/gntd.AnJ' cop/ts not nw1111ally slgntd shu/1 hear lJp•J or printed .,tgnat,,..,.,. Revised on 6/4/2021 DATE OP PLAII AIIOPTIIIN Oil CH\'IN Of ll'?TIUl('TIDl IF Rl!LVl?G UN 11.ULE IOB!•I UA1E OF NOTICB filed on 6/1/2021 INS.fRUCTJONS: ATTENTION: n,r pcr.mnfi,r w·hmc .,,.,.,,.,u, lbl! .t?c:ltrlllt'.'f' ,,, td111.:I, tit/.? ,UJ//r,;r n•Jutf!.ll .,,? ,,, ,,? 4·,,tJ See the i.J.:Onillon of"pc:rsnn? in plllllJµllph (n) of Ruic 1-1-1. lnformolion i? 10 hu l!ll'C:1111111 only IUI lier,/?• r.11rc.«n1, Ay """'"·" ,,,,, '""'"' ,hut ,,, .? .... ""' ... ,,., UIIJ' m,umo1/ ,iJ,w,r ''"'""'"'"'""' "'II'"'''" 111 the purs.,n lilr who111: n1:cow11 the 11ecurlllus ure Cu bi: 11old hul olso o, tu nil other !Wl)IIIM inclullci.1 ,,,. ,u1r,01 w,J 1,,.,,..p«·11,·, urm•li"•·• ,If ,,,, 1.,.,Hrr ,,f ,r,, ., ... ,.,,11,·, ,., h,· ... iJJ wh,ch h ,,,., 1,,,.,, ,,.,hlt.-JJ' in chu1 dulinltinn. In wldlllun. infnnnntiun shall b.: jlh'\:11 as tu sulCll b)' ull rcl')(un? wh,,m snlus Dre ,,,..,,..,..,. JJ •••·II r 111« •••• w u .,,,,,,,, ,,,,,11,,,, rim, ,,, .?;,,,,, 111tr1111x ,,,.,,,.,.,,,.,,. ,,, ,,,, .. ,.,. 1111/1• n:q11lrcJ hy pmmsruph (C) urRulc 14-l In Ix: nurcgaccd wilh :1.1111.? !bribe nccnun1 uflhc pc11111n ntlng ltlhJ-1 111"1,r "" f:•.-l•mx,· ,1,,,. · ,111x ,,,.. (l,rm "'"' 1mlm,1ini: ,,,, J,,,. ,,,,,, '"' pta11 •. ,,, .,,,,,,,,,,J ur ,,,, lhis 110tic.-c, m,,trm·11tm J:"''"• t/111r /'l'r..11u .,,, �' • •/J "-'/IN.1?m1111tm u? r,j tl1r: pl,m 11,/11p11,,11 or 111.nru,11m1 J11