PPT-As per the provisions of Companies Act, 2013 and SEBI Regulations

Coverage SNo Particulars 1 Definition of Securities 2 Allotment of Securities 3 Further issue of capital 4 Rights Issue 5 Private placement Preferential Offer 6 Employee Stock option Scheme. Additional Grou nds for Withdrawal of Credit Rating Perpetual Instruments or certain instruments which are perpetual in nature ICRA may withdraw the ratings assigned to such instruments under the following conditions 1 Public Deposits a If the ompan Additional Grou nds for Withdrawal of Credit Rating Perpetual Instruments or certain instruments which are perpetual in nature ICRA may withdraw the ratings assigned to such instruments under the following conditions 1 Public Deposits a If the ompan Please refer to the relevant notifications and circulars issued separately S No Provisions of Companies Act 2013 as notified 981183 282 Sections Corresponding p rovisions of Companies Act 1956 Corresponding p rovisions of Companies Act 1956 continu Anubhav Roy, Assistant Legal Adviser,. SEBI. 1. Companies Act, 2013. Chapter XV (Ss. 230-240). Other relevant provisions – Ss. 66 (Reduction of Capital) and 68 (Buy-Back) . Few provisions:. Notice and other documents - SEBI/SEs/News Papers – for placing on website [230(3)]. PR No. 58/2013 notified SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 have been notified on June 12, 2013 and are available on the website: FAQs on 1 FREQUENTLY ASKED QUESTIONS (FAQs) SEBI (INVESTMENT ADVISERS) REGULATIONS, 2013 Disclaimer: These FAQs are prepared with a view to guide market participants on SEBI (Investment Advisers) R Industry’s perspective on M&A Provisions. 22 February . 2014. Equity . shares with DVRs - Commonly used instrument for PE/ VC . funding. Used . for various commercial reasons – typically to separate economic interest and voting rights. PR No. 44/2015 2013 In order to address the queries of various market participants on the applicability and interpretation of SEBI (Investment Advisers) Regulations, 2013 (“IA Regulations”), Anubhav Roy, Assistant Legal Adviser,. SEBI. 1. Companies Act, 2013. Chapter XV (Ss. 230-240). Other relevant provisions – Ss. 66 (Reduction of Capital) and 68 (Buy-Back) . Few provisions:. Notice and other documents - SEBI/SEs/News Papers – for placing on website [230(3)]. To insert other ready-formatted pages: . go to the insert menu/slides from files/ select . ‘. on-screen inserts.ppt. ’. Click the display button, then click the button on the right (marked with red below). . Partner. UKCA and Partners. Email: pankaj.jain@ukca.in. Mobile: 844 777 8422. ADJUDICATION AUTHORITIES AND PENAL PROVISIONS. PAST PITFALLS AND LESSONS LEARNT. The Act substantially redresses past pitfalls and lays checks and balances through disclosures and enhanced corporate governance mechanisms . The Companies Act, 2013 CS PANKAJ JAIN Partner UKCA and Partners Email: pankaj.jain@ukca.in Mobile: 844 777 8422 ADJUDICATION AUTHORITIES AND PENAL PROVISIONS PAST PITFALLS AND LESSONS LEARNT The Act substantially redresses past pitfalls and lays checks and balances through disclosures and enhanced corporate governance mechanisms LECTURE 1SEBI Learning Objectives1What is SEBI2Structure of SEBI3Functions of SEBI4Authority and Power of SEBI5Mutual Fund Regulations by SEBI6SEBI Notifications7Mutual Funds and SEBI8SEBI Guidelines Presented by . Mrs. . M. JULIE. Asst.Professor of Commerce. Auxilium college of arts and science. Regunathapuram.. SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI). . The Securities and Exchange Board of India was established by the Government of India on 12 April 1988 .