PPT-RISK BASED APPROACH OF TRADE COMPLIANCE & CONTROLS

RISK BASED APPROACH OF TRADE COMPLIANCE CONTROLS BY SALIM THOBANI MEEZAN BANK LTD Workshop Flow Introduction and Objectives Of the Workshop Process Of Anti Money Laundering Practical Implementation of AMLTrade in Trade Products AML. Important elements of effective manuals and program include Organization Structure Organizational charts Description and flow charts if appr opri te of com anys defense trade functions Description of any management and c ontrol structures for im ple Thispathwasdrawnbythecodep:=(90,0)..controls(90,20)and(70,50)..(50,60)..controls(30,70)and(7,61)..(0,40)..controls(-5,25)and(5,10)..(20,10)..controls(32,10)and(40,18)..drawpactuallyhassophisticatedalg BAR 101 April 21, 2016. Shelby . Burke and Susan Dresser. Everett Community College. Polling Questions. Who in the room is responsible for any part of the Internal Control Risk Assessment performed at your college?. Monica Reinmiller. Director . Corporate Compliance, Sutherland Global Services Inc.. Sarah Sederstrom. Senior . Counsel, . Wunderman. Dan Puterbaugh. Associate General Counsel, Adobe Systems. Contract . Oct. 2018. . Earleen Moulton. VP Compliance, BridgeForce Financial Group. Goals and objectives. Purpose:. Raise awareness and educate about statutory compliance requirements in an advisor’s practice, and how to manage risk. Accounting . Systems. Accounting System. System of keeping . track . of financial . activities. Manual Accounting Systems. Accounting Information Systems (AIS). Accounting System Design. Functionality. Interim Director for FSMA Operations. Center for Food Safety and Applied Nutrition. Food and Drug Administration. National Conference of International Milk Shippers . May 13, 2017. FSMA Implementation. NCAMSS Meeting – November 3, 2017. JILL Puckett, RN, BSN, MHA . Northern Hospital of Surry County. Manager Compliance and Risk . Objectives. Describe what compliance is and what a Compliance Program helps with. Does Security Compliance Make Any Difference? A Case Study SAIAF Meeting – April 26, 2019 Robert Stiles IT Auditor, Texas Department of Family Protective Services Robert.stiles@dfps.state.tx.us Introduction Cloud Based Security Services Simplification Or Complexity Michael Ferrell, Security Solutions Architect MS In Information Security, CISSP, ISSAP, CISA, CGEIT © 2016 CenturyLink. All Rights Reserved. The CenturyLink mark, pathways logo and certain CenturyLink product names are the property of CenturyLink. All other marks are the property of their respective owners. Services not available everywhere. Business customers only. CenturyLink may change or cancel services or substitute similar services at its sole discretion without notice Compliance and Risk Management Updates NCAMSS Meeting – November 3, 2017 JILL Puckett, RN, BSN, MHA Northern Hospital of Surry County Manager Compliance and Risk Objectives Describe what compliance is and what a Compliance Program helps with OECD – Paris 26 June 2018. Odile Roy de Puyfontaine – Head of Compliance. 1. Offices in 40 countries, conducting business in many more. Subject to multiple regulatory and legal regimes. Diverse and complex compliance risks. BY SALIM THOBANI. MEEZAN BANK LTD. Workshop Flow. Introduction and Objectives Of the Workshop. Process Of Anti Money Laundering. Practical Implementation of AML-Trade in Trade Products. AML Triggers and Red Flags. ASC risk and compliance – RISK AND COMPLIANCE FRAMEWORK Presenting KAREN POTTS DIRECTOR OF RISK AND COMPLIANCE Anglican Schools Commission What is Risk and Compliance? Risk: AS/NZS ISO 31000:2018 the risk management process involves the