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Drake Maynard Drake Maynard

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HR Services LLC 9192593415 dmhrservicesgmailcom Drake Maynard HR Services LLC 9192593415 dmhrservicesgmailcom NEW HEALTH DIRECTOR TRAINING Raleigh May 2016 The environment 2016 ID: 567110

human discipline services failing discipline human failing services performance dismissal policies amp county health state oah shract resources director employees check consolidated

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Slide1

Drake MaynardHR Services, LLC919.259.3415 | dmhrservices@gmail.com

Drake Maynard HR Services, LLC919.259.3415 | dmhrservices@gmail.com

NEW HEALTH DIRECTOR TRAINING

Raleigh

| May 2016Slide2

The environment: 2016Part I

2Slide3

Changed effective August 21, 2013AND October 1, 2015

State Human Resources Act

3Slide4

SHRAct – What’s Changed?

8/21/2013OAH Time Limits - 180 days to hear and make a decision once a contested case has commenced

.

Appeal from OAH

- now

to Court of Appeals

4Slide5

SHRAct – What’s Changed?10/1/2015

Career Status – Formerly 24 consecutive months of service under Ch. 126Now – 12 consecutive months of

service under Ch. 1265Slide6

SHRAct – What Hasn’t Changed?

OAH - makes final decision on employee grievances.

Appeal to OAH - within 30 days of receipt of final agency decision.

OAH decisions

- binding on health departments regardless of issue.

6Slide7

Grievable Issues Now in 2016

Only grievable issues to OAH:

Discrimination in “application/terms & conditions/termination” of employment;

Retaliation

in “application/terms & conditions/termination” of employment

;

Lack of just cause

in dismissal, demotion or suspension (except that a dismissal, demotion or suspension “which is not imposed for disciplinary reasons shall not be considered a disciplinary action” and is not a contested case

issue [

Reallocation Downward

/

RIF

?])

;

Involuntary separation due to unavailability

. Agency’s burden only to prove employee was unavailable.

Genetic information

has been added as a prohibited basis of discrimination

. “Creed” has been dropped.

7Slide8

Who’s Covered Under SHRAct

?All employees of county/district health departments, including the directors of the departmentsEmployees of some Consolidated Human Services agencies

8Slide9

State Human Resources Act

– What AppliesPolicies of the State Human Resources Commission on:Classification of positionsRecruitment/Selection– including minimum qualifications

Pay Relationships – but NOT salary administrationReduction in Force – basic principles onl

y

Discipline and Dismissal procedures

Grievance rights, contested case hearing at OAH

9Slide10

Office of State H

uman ResourcesOSHR Services

Review of selected applicants to ensure that selected applicants meet minimum qualification standards of State classification system. *

Review of new/revised job descriptions to determine class/level of position.

Technical advice/assistance on employee relations issues.

Review of pay plans to recommend approval by the SHRC.*

10Slide11

STATE H

UMAN RESOURCES COMMISSIONSHRC Services

The Commission reviews and approves local government pay plans* to insure that relationships are maintained among classes.

NOTE: SHRC does NOT specify particular salary levels – the county sets pay levels at

a level the county is able to afford

.

11Slide12

Substantial Equivalency

Under SHRAct, counties may petition SHRC for Substantial Equivalency statusSubstantial Equivalency status allows counties to substitute their policies and procedures for Human Resources Commission policies and procedures12Slide13

Where S/E Is Possible

Possible in these areas:Recruitment/SelectionClassification/CompensationTrainingEEO

Political activityDiscipline/Dismissal/Grievances

13Slide14

DISCIPLINARY ACTION AND DISMISSAL Is It Possible to Terminate Anyone in This System?Slide15

Seven Deadly Sins of Managing Discipline

Failing to discipline when appropriate.Failure to use the “at will” probationary period correctly.Failing to document performance or behavioral issues.Failing to investigate (or investigate thoroughly).

15Slide16

Seven Deadly Sins of Managing Discipline - II

Using a performance evaluation system that is dishonest or not factual.Using discipline inconsistently.Failing to discipline supervisors for incompetent performance as a supervisor.

16Slide17

Almost As Deadly -

Messing Up the Process Failing to check your facts before going forwardFailing to check with OSHR as to policy and/or procedure Lack of specificity

17Slide18

And, Oddly EnoughNot

involving your HR/county HR and legal before taking (or not taking) action18Slide19

Asleep At The Wheel

Failure to use the “at will” probationary period.Failing to discipline – ex. irregular attendance.Failing to discipline supervisors for incompetent performance as a supervisor.

19Slide20

Maynard’s Law

No good deed goes unpunished.

20Slide21

Honesty Is the Best Policy - Sometimes

Using a performance evaluation system that is dishonest.

21Slide22

Management that is . . .

22Slide23

Such As . . .Failing to discipline when appropriate – trusting that “things will work out”

Failing to document performance or behavioral issuesFailing to investigate thoroughlyUsing discipline inconsistently

23Slide24

And . . .Lack of specificity

Failing to check your facts before going forwardFailing to check with OSHR as to policy and/or procedure24Slide25

How To Discipline & Make It Work

Document – Use documentation - have honest performance evaluationsIf an employee can’t handle the job (including attendance) in the first 12 months, it ain’t ever gonna happen Supervisors who aren’t dealing with problem employees are stealing your money – deal with them, and THEN deal with employees

25Slide26

How To Discipline & Make It Work

If your performance evaluations are more EXCEEDS or OUTSTANDING than anything else, then quit doing it (unless you’re the director of Lake Woebegone Health Department)Never discipline until you have heard the employee’s side of the story – don’t even write it upBe specific, even if it’s embarrassing 26Slide27

Consolidated human services agencyNew Health Director Training

27Slide28

The CHSA Options

Directly assume the powers and duties of one or more local boards. Agencies stay the same. [Employees must remain subject to Ch. 126]Create a consolidated human services agency (CHSA) and

appoint a consolidated human services board. [CC choose SHRA or county policies]Create a CHSA and

directly assume

the powers and duties of its board. [CC choose SHRA or county policies

]

NOTE: Default for Options 2 & 3 is county policies

28Slide29

Option One

Option TwoOption ThreeSPA optional

X

X

Manager hires agency director with advice and consent of board

X

X

Must appoint public health advisory

committee

X

X

Must appoint person with health director

qualifications

X

X

29Slide30

SHRAct & Merit Principles

Recruiting/selecting/advancing employees on meritEquitable & adequate compensationRetaining/separating on performanceCorrecting performance

Protection against political influenceAssuring fair treatment5 CFR § 900.603

SHRC policies on recruitment, selection, promotion

Approval of pay plans

Disciplinary/Dismissal policies

Disciplinary/Dismissal policies

Disciplinary/Grievance policies

Grievance/EEO policies

25 NCAC 1I.0100

THE ENDSlide31

Drake Maynard

DMHRServices – (919) 259-3415dmhrservices@gmail.com