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Cybersecurity and Resiliency ObservationsOFFICE OF COMPLIANCE INSPECTIONS AND EXAMINATIONSDISCLAIMERThis statement represents the views of the staff of the Of31ce of Compliance Inspections and Examina. 73437 October 27 2014 ADMINISTRATIVE PROCEEDING File No 16216 In the Matter of LAYNE CHRISTENSEN COMPANY Respondent ORDER INSTITUTING CEASE AND DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934 MAKING FINDINGS AND IM 1. Contents. Introduction to the Capital Market:. Regulated Entities & Market Infrastructure Institutions. Steps for Investors and Requirements for Brokers. Order Flow. Major Market Reforms. Stock Market. National Asian Pacific American Bar Association 2017 Convention. Anita B. Bandy, U.S. Securities and Exchange . Commission. Jina. L. Choi, U.S. Securities and Exchange Commission. David C. Lee, K&L Gates LLP. National Asian Pacific American Bar Association 2017 Convention. Anita B. Bandy, U.S. Securities and Exchange . Commission. Jina. L. Choi, U.S. Securities and Exchange Commission. David C. Lee, K&L Gates LLP. Before the SECURITIES AND EXCHANGE COMMISSION January 16, 2020 In the Matter of Medical Innovation Holdings, Inc. , File No. 500 - 1 ORDER OF SUSPENSION OF TRADING It appears to the Commission that th In the Matter of : : ORDER MAKING FINDINGS AND XINO CORP. (n/k/a ASHER XINO CORP.), : REVOKING BY DEFAULT XSTREAM MOBILE SOLUTIONS CORP., : REGISTRATIONS OF YELLOWBUBBLE.COM, INC., : Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 88035 / January 24, 2020 ADMINISTRATIVE PROCEEDING File No. 3 - 19671 In the Matter of JAY ZOLA SCORATOW , Investment Company Act Release No 31975 812-14518Susa Registered Fund LLCand Susa Fund Management LLP Notice of ApplicationJanuary 292016Agency Securities and Exchange Commission CommissionAction No ANDEXCHANGECOMMISSIONWashingtonDCSECURITIESEXCHANGEACTOF1934ReleaseNo91953/May202021AdminProcFileNo3-19394In the Matter of BRIARWOOD HOLDINGS GROUP INC HEYU LEISURE HOLIDAYS CORPORATION and TJ ROASTER Before theSECURITIES AND EXCHANGE COMMISSIONSECURITIES EXCHANGE ACT OF 1934Release No84318/ September 28 2018ADMINISTRATIVE PROCEEDINGFile No 3-18860In the Matter ofSTEPHEN ROMORespondentORDER INSTITU 5 USC 77tg and Section 21 d6 of the Exchange Act I5 USC 9 78ud6 11 Jurisdiction and Venue 7 This Court has jurisdiction over this action pursuant to Section 22a of the Securities Act I 5 USC 77va an Washington DC SECURITIES EXCHANGE ACT OF 1934 Release No 92774 / August 26 2021The US Securities and Exchange Commission announced the temporary suspension of trading in the securities of Wari IncWRRI If this Form is x00660069led to register additional securities for an ox00660066ering pursuant to Rule 462b under the Securities Act please check the Securities Act registration statement number of th Aleena. . Raju. Department of Business Administration. Listing of Securities/Shares. Listing means the admission of the Securities of a Company to trade in a Stock exchange. The main objective of listing is to provide ready marketability and...