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,Vol.81,No.5(September,2013),20332053REVOLTONTHENILE:ECONOMICSHOCKS,RELIGION,ANDPOLITICALPOWERHarvardUniversity,Cambridge,MA02138,U.S.A. ThecopyrighttothisArticleisheldbytheEconometricSociety.Itmaybedownloaded,printedandreproducedonlyforeducationalorresearchpurposes,includinguseincoursepacks.NodownloadingorcopyingmaybedoneforanycommercialpurposewithouttheexplicitpermissionoftheEconometricSociety.ForsuchcommercialpurposescontacttheOfceoftheEconometricSociety(contactinformationmaybefoundatthewebsitehttp://www.econometricsociety.orgorinthebackcoverof).ThisstatementmustbeincludedonallcopiesofthisArticlethataremadeavailableelectronicallyorinanyother ,Vol.81,No.5(September,2013),20332053REVOLTONTHENILE:ECONOMICSHOCKS,RELIGION,ANDPOLITICALPOWERUsingcenturiesofNileooddata,IdocumentthatduringdeviantNileoods,Egyptshighest-rankingreligiousauthoritywaslesslikelytobereplacedandrelativeallocationstoreligiousstructuresincreased.Thesendingsareconsistentwithhistori-calevidencethatNileshocksincreasedthisauthorityspoliticalinuencebyraisingtheprobabilityhecouldcoordinatearevolt.Indthattheavailabledataprovidesupportforthisinterpretationandweighagainstsomeofthemostplausiblealternatives.Forexample,IshowthatwhileNileshocksincreasedhistoricalreferencestosocialunrest,deviantoodsdidnotincreaseaproxyforpopularreligiosity.Together,theresultssug-gestanincreaseinthepoliticalpowerofreligiousleadersduringperiodsofeconomic:Politicaleconomy,religion,economicshocks,socialconict,politicalECENTRESEARCHHASSHOWNthateconomicdownturnsincreasetheproba-bilityofdemocraticchange(AcemogluandRobinson(2006)BurkeandLeighBrücknerandCiccone(2011)).Formuchofhistory,however,democ-ratizationdidnotfolloweconomicshocks.AtleastsincetheEnlightenment,scholarshaveattributedthehistoricresilienceofautocraticregimestotheac-tionsofreligiousleadersworkinginalliancewithsocialhierarchyandoppres-sivegovernment(,p.103)).Althoughthinkersincluding(1776[2009])Marx(1844[1982]),and,morerecently,North,Wallis,andWeingast,p.39)havestressedtheimportanceofreligiousauthoritiesindetermininginstitutionalequilibria,welackempiricalinvestigationsoftheextenttowhichreligiousleaderswieldpoliticalpower.ThispaperdocumentsanegativerelationshipbetweenarguablyexogenousNileshocksandtheprobabilityofchangeinIslamicEgyptshighest-rankingreligiousauthorityknownastheheadjudgeusingcenturiesofNileooddata.Inotherwords,IndthattheheadjudgewaslesslikelytobedismissedbythesovereignortoresignhispostwhentheannualNileoodwasabnormallyhighorlow.Inaddition,Ishowthatduringsuchoods,theconstructionofreligiousstructuresrelativetosecularstructuresincreased.IthankCREIandIAS,Princetonforhostingmewhilepartofthisprojectwascarriedout,andIthanknumerousindividualsandseminarparticipantsforhelpfulsuggestions.Iparticu-larlythankaco-editorandfouranonymousrefereesfordetailedsuggestionsandcommentsthatsignicantlyimprovedthepaper.ThelibrarystaffattheBibliothèqueNationaledeFrance,ManuscriptsOrientauxgreatlyfacilitatedtheNiledatatranscription.Anappendixthatprovidesadetaileddescriptionofthedata,additionalresults,andsensitivitychecksisavailableintheSupplementalMaterial(Chaney(2013)).Iamresponsibleforanyremainingerrors.Throughoutthispaper,IfollowAcemogluandRobinson,p.173)anddenepoliticalpowerasameasureofhowinuentialaparticulargroup(orindividual)isinthepoliticalarenawhenthereisconictoverwhichpolicyshouldbeimplemented.©2013TheEconometricSociety10.3982/ECTA10233 ERICCHANEYTheseempiricalpatternsareinterestingbecausetheyareconsistentwithhistoricalevidencethatNileshocksincreasedthepoliticalpowerofreligiousleaders.Scholarssuggestthattheheadjudgeenjoyedwidespreadpopularin-uenceandthathispoliticalpowerstemmedfromthisinuence.Duringperi-odsofsocialunrestsuchasthosecreatedbydeviantNileoodsthejudgespoliticalinuenceisbelievedtohaveincreased.Socialunrestisthoughttohavestrengthenedthejudgesbargainingpositionbyrenderingtheprobabil-ityofsuccessofajudge-coordinatedrevolt(whichgenerallyremainedofftheequilibriumpath)abnormallyhigh.Igatheradditionaldatatofurtherinvestigatetheempiricalrelevanceofthisconceptualframework.Forexample,IprovideevidencethatduringNileshocks,thepricesoffoodstuffswerehigherandtheincidenceofsocialconictwasgreaterthanduringotherperiods.TheseresultsareconsistentwiththeclaimthatNileshocksincreasedthepropensityforsocialunrest.Additionalresultsweighagainstsomeofthemostplausiblealternativeex-planations.Forexample,IshowthathistoricalreferencestoreligiouspracticesdidnotincreaseduringNileshocks.ThisresultcastsdoubtonexplanationsthatstresstheimportanceofNile-inducedincreasesinreligiosityorthepro-visionofreligiousservices.IalsoshowthatNileshocksdidnotaffectthere-placementprobabilityofjudgeswithoutsizeablefollowings.ThisresultisnotconsistentwithexplanationsthatsuggestthatNileshocksdecreasedthere-placementprobabilitiesofallbureaucraticorreligiousofcials.WhilethisevidenceisconsistentwithaNile-inducedincreaseinthejudgespoliticalpower,datalimitationsmakeitimpossibletoruleoutcompletelyallalternativeinterpretations.Forexample,Nile-inducedunrestmighthaveledthepoliticalleaderwhoappointedtheheadjudgetodeferjudgereplacementandtoincreaserelativeallocationstoreligiousstructurestochannelaidtotheMyinterpretationoftheresultsiscloselyrelatedtogrowingevidencethateconomiccrisesincreasetheprobabilityofthecollapseofautocraticregimesbytemporarilyalteringthebalanceofpoliticalpower(AcemogluandRobin-son(2001)BergerandSpoerer(2001)Acemoglu,Johnson,Robinson,andYared(2005)AcemogluandRobinson(2006)BurkeandLeigh(2010)BrücknerandCiccone(2011)).Thispapersuggeststherelevanceofthislit-eratureinthepre-modernerabyprovidingevidencethatNileshocksalteredthebalanceofpoliticalpowerinfavorofEgyptshighest-rankingreligiousau-thority.Tothebestofmyknowledge,thisistherstempiricalevidencethatreligiousleadershistoricallywieldedpoliticalpower.Noneoftheshocksdocumentedinthispaperledtothecollapseofpre-modernEgyptsautocraticinstitutionalarrangements.Somehistorianshavesuggestedthatreligiousleaderscontributedtothisinstitutionalresiliencebyusingtheirpopularinuencetomitigatethethreatofrevolutionarydevel- REVOLTONTHENILEopmentsduringperiodsofcrisis(Lapidus,p.153)).EvidencethatthepoliticalpowerofEgyptshighest-rankingreligiousleaderincreasedduringpe-riodsofeconomicdownturnisbothconsistentwiththisviewandsuggeststhatfutureresearchinvestigatingthepoliticalroleofreligiousleadersmayenhanceourunderstandingofthehistoricresilienceofautocraticinstitutions.Theremainderofthepaperproceedsasfollows.Therstsectionprovidesanaccountoftheinstitutionalframeworkinpre-modernEgyptandtheeffectsofdeviantNileoodsonthebalanceofpoliticalpowerwithinthisframework.Thesecondsectiondescribesthedata,documentsthenegativerelationshipbetweenheadjudgereplacementandNileshocks,andinvestigatestheeffectsofNileshocksontheconstructionofreligiousstructures.Thethirdsectionempiricallyinvestigatespotentialcausalchannels.Afourthsectionconcludes.HISTORICALBACKGROUNDInstitutionsandPoliticalPowerinIslamicEgyptAuniqueinstitutionalframeworkcharacterizedbytheintroductionofforeign-bornmilitaryslavesemergedintheareasconqueredbyArabarmiesduringthecenturiesafterthedeathoftheprophetMuhammad(BlaydesandChaney(2013)Aspre-Islamicelitesdisappeared,Is-lamicreligiousassociationsbecamethebasisforcommunalorganizationandreligiousleadersemergedastheprimarycheckonthepowerofthesovereignbackedbyhisarmyofslaves(Lapidus,p.189)).Althoughmilitaryslaveswereintroducedacrosstheregionfromanearlydate,thetransformationofpre-IslamicsocialstructurestookcenturiesLapidus,pp.183,189)).ManyoftheseinstitutionaltransformationsarethoughttohavebeenrelatedtotheprocessofpopularconversiontoIslamandtheconcomitantincreaseinthepoliticalpowerofMuslimreligiousleaders,p.45)).Whilethesedevelopmentsoccurredatdifferentdatesacrosstheregion,itisgenerallyagreedthattheriseoftheAyyubiddy-nastyin1169CEmarksthecompletionofthisprocessinEgypt(Lapidusp.279)).Afterthisdate,thebalanceofpoliticalpowerbetweenreligiousandmilitaryleadersandtheaccompanyinginstitutionalequilibriumisbelievedtohaveremainedbroadlyconstantintothemodernera(pp.211212)).Politicalscientistsincluding,p.46)havealsosuggestedthatinthepast,religionwasusedtosupportnondemocraticrule.Foraninvestigationofwhysomemodernauthoritarianregimesaremoreresilienttoeco-nomicshocksthanothers,seeGeddes(1999).Forworksuggestingalinkbetweenreligionandpoliticalstructure,seeLipset(1994)Barro(1999)IslamemergedintheArabianPeninsulaintheseventhcenturyandArabMuslimsbythemiddleoftheeighthcenturycontrolledterritoriesstretchingfromtheIberianPeninsulatotheIndusValley.Consequently,throughoutthepaper,IdrawonevidencefromEgyptsIslamichistoryfollow-ingtheriseoftheAyyubiddynastyin1169andpriorto1805unlessotherwisenoted.Inaddition, ERICCHANEYConsistentwiththepremiseunderlyingtheabovehypothesis,scholarshipsuggeststhatthepoliticalpowerofreligiousleadersowedfromtheircon-troloverpopularsupport.Forexample,Al-SayyidMarsot,pp.133134)notedthat[i]twasthroughusingthethreatofrousingthemobthat[religiousleaders]couldrestraintheauthorities,whorecognizedthedangersbehindthethreat.Napoleonnotedthisduringhisshort-livedconquestofEgyptin1798.HeremarkedthatreligiousleaderswerethenaturalleadersofnativeEgyptiansandappointedthemtohigh-rankingpositionsinhisrulingcouncil,p.173)).AftertheAyyubidconquestin1169andpriortotheOttomanconquestofEgyptintheearlysixteenthcentury,theheadjudgewasEgyptsmostinu-entialreligiousleader(Petry,p.231)).Thisleaderisbelievedtohaveenjoyedvastpersonalauthorityandisthoughttohavebeenabletoprovidemassivepopularbacking(Lapidus,pp.134,136)).Thesovereigngen-erallyappointedheadjudgesfromalistofcandidatespresentedbyacouncilofreligiousleadersorsoughtoutleaderswithsubstantialpopularfollowings.Rulersdidnotgenerallyappointservilecandidatesbecausetheywereunlikelytoretainpopularinuence.Religiousleaderssuchastheheadjudgeenjoyedpopularinuencebe-causetheyactedasintermediariesbetweenthepopulaceandthesovereign.Inreturnforpopularsupport,religiousleadersextractedresourcesfromthesovereignthattheythendistributedtoboththemselvesandtheirconstituen-cies(Lapidus,p.189)).Inadditiontosuchpatronage,itisalsoundoubt-edlytruethatideology(i.e.,religiousbeliefs)contributedtotheirinuence.Giventhisintermediaryrole,itisnotsurprisingthattheheadjudgeoftenconictedwiththesovereignoverpolicyimplementation.JudgesadvocatedfortheimplementationofIslamiclaw(theSharia),whichwasinterpretedineachperiodwiththeinterestsofboththepopulaceandreligiousleadersinmind.Inparticular,theheadjudgeresisted,haggledanddefendedagainstabuseandstoodagainstconscationswithoutconsentandpropercompen-sation(Lapidus,p.140)).Thisreligiousleaderalsofavoredprohibitionsofdeviantbehavior(suchaswinedrinkingandprostitution)andadvocatedfortheconstructionofreligiousstructures.Thesovereigngenerallyaimedtominimizesuchconcessionssincetheyreducedtheamountofresourcesavail-abletohimselfandthemilitary.Forexample,resourcesallocatedtoreligiousstructureswereheldinreligiousendowments()thatthemilitarycouldnottax.Similarly,taverns,prostitution,andhashishconsumptionallyieldedsizeabletaxrevenues.Thesetaxrevenuessharplydeclinedifsuchactivitieswereprohibited(Lapidus,p.172)). attimesIsubstitutesovereignformilitary/andheadjudgefor(religiousscholars)forexpositionalease.Petry,p.315)and1441[1997],II,p.228;III,pp.238239;IV,p.101).See1441[1997],III,pp.353,383,384)fortheimportanceofajudgespopularfollowing.1441[1997],VII,p.450)andPetry,p.320). REVOLTONTHENILEWhentheheadjudgeandsovereignconictedoverpolicyimplementation,theheadjudgewasmorelikelytoresignhispostortobedismissedbytheWhydidtheheadjudgeoftenchoosetoresignorbedismissedratherthanendorseconscationsandotherviolationsofIslamiclaw?Asanintermediarybetweenthesovereignandthepopulace,theheadjudgesinu-encewasrootedinhiscontroloverpopularsupport.SinceaheadjudgewhoregularlysanctionedviolationsoftheShariawaslikelytoseehispopularin-uencedecline,judgesoftenpreferredtobereplacedwhentheywereunabletopreventthesovereignfromimplementingpoliciesthatwentagainstthein-terestsoftheirconstituencies.Suchjudgesseemtohaveretainedorevenincreasedtheirpopularstandingandweresometimesreappointedtotheheadjudgeshipatalaterdate.NileShocksandtheBalanceofPoliticalPowerItiswellknownthatpre-modernEgyptseconomicactivitydependedheav-ilyontheNilesannualood.Acomplexsystemofdikesandirrigationnet-workshelpedharnesstheoodsagriculturalpotential,makingEgyptianagri-culturalyieldssomeofthehighestinthepre-modernworld.However,whentheNilesannualoodsignicantlydeviatedaboveorbelowitsoptimallevel(theseepisodesarereferredtothroughoutthetextasdeviantNileoods,Nileshocks,orNilefailures),agriculturaloutputdroppedsharplywhencropswereharvestedthefollowingspring.SincesharpNiledeviationscouldleadtowidespreadfamine,EgyptianscloselymonitoredtheNilesrateofriseduringthesummer.Asloworexces-sivelyrapidriseledtoabruptincreasesinthepricesoffoodstuffsasindividualshoardedsuppliesinpreparationforshortagesthefollowingyear.Thissharpriseinthepriceoffoodstuffsresultedinlocalizedriotsinwhichpeoplesackedbakeriesandlootedstores(,p.473)).HistoricalevidencesuggeststwochannelsthroughwhichNileshocksmayhaveincreasedthepoliticalpoweroftheheadjudge.First,withouttheaidoftheheadjudge,coordinationoflocalizedriotsintoawidespreaduprisingisthoughttohavebeenimpossible(Lapidus,p.191)).SinceNileshocksincreasedthelikelihoodofapopularrevolt,theymadetheheadjudgesabil-itytocontrolandchannelsuchriotsintoactionsthatdidnotthreatenthesovereignmorevaluable.Second,itispossiblethatNileshocksincreasedcon-ictsbetweenfactionsintheEgyptianmilitary.ItisbelievedthatduringsuchForafewillustrativeexamples,seeIbnHajar1449[1998],pp.231,246,392).IbnHajar1449[1998],pp.29,231)forexamplesofsuchjudges.Thisevidencesuggeststhepre-modernrelevanceoftheinsightthatpooreconomicperfor-mancereducesthebargainingpowerofauthoritarianincumbentsandincreasesthestrengthofoppositions(HaggardandKaufman,p.267)).ForevidenceofsuchNile-inducedconictduringtheFatimiddynasty(9691169),seeLev,pp.14,76). ERICCHANEYperiodsofmilitaryconict,theheadjudgessupportandwithitmassivepop-ularbacking,wasoftenofdecisiveimportanceindeterminingthefateofthesovereign(Lapidus,p.134)).DuringperiodsofsocialunrestsuchasthoseinducedbydeviantNileoods,scholarshavenotedthatitwasnotunusualforthe[sovereign]tobegthe[headjudge]tohelp[him]preservethepeaceandkeepthepopulationtractableAl-SayyidMarsot,p.153)).ThisevidencesuggeststhatNileshocksincreasedtheheadjudgesleverageoverthesovereignbecausetheseshocksmadetheprobabilityofsuccessofajudge-coordinatedrevolt(whichgenerallyremainedofftheequilibriumpath)abnormallyhigh.AdditionalqualitativeevidenceisconsistentwiththeclaimthatNileshocksledtoanincreaseintheheadjudgespoliticalpower.Forexample,sovereignsseemtohaveincreasedtheimplementationoftheheadjudgespreferredpoli-ciesduringNilefailures.Onehistoriansummedupthispolicyshiftbynot-ingthatduringperiodsofNilefailure,thesultanwouldbowto[...]pres-sure[fromtheheadjudge]andenforcedecreesagainst[...]prostitution,hashisheating,beerdrinking,thewearingofimmodestorover-luxuriousdress[or]ChristianandJewishfunctionarieslordingitoverMuslims(p.50)).Thehistoricalrecordalsoprovidesevidencethatthesovereignin-creasedpaymentsandperquisitestoreligiousleadersduringNilefailures.Importantlyfortheempiricalanalysisbelow,thehistoricalrecordincludesexamplesofthesovereignincreasingallocationstoreligiousstructuresdur-ingNileshocks.Onesuchexampleoccurredin1420whentheNileroseatanabnormallyslowrate.Inresponse,thesovereignorderedtheconstructionofamosqueandtherepairofanotherreligiousstructure(TaghriBirdiBirdi,III,pp.7779)).Similarly,duringthedeviantoodspanningtheNileyear14151416thesovereigngavethetreasureralargesumandorderedhimtogodowntoCairoanddistributeitamongthemosques(TaghriBirdiBirdi,III,p.38)).Suchallocationsparticularlybenettedtheheadjudgeandotherreligiousauthorities,sincetheyreceivedstipendsinreturnforoverseeingandstafngthesestructures.Howdidtheheadjudgecontrolthecoordinationofpopularsupport?Theheadjudgecouldissuejudicialopinionsthatjustiedrebellions.Suchrulingswouldbepubliclyannouncedfromthepulpitofmosquesandcouldresultinacoordinatedpopularuprising.Theheadjudgesin-uencewithlower-rankingreligiousleaderswasalsoimportant.Theseleadershadbothlocalknowledgeandinuence,andcouldhelporganizethepopulace.ForanexampleofincreasedpaymentstoreligiousleadersfollowingaNileshock,see1441[1997],IV,p.269).Foranexampleofincreasedperquisites,seetheeffectofNilefailureontheabilityofreligiousleaderstoridehorsesinTaghriBirdi1468[1990],pp.220,238).Forevidencethatreligiousstructuresdisproportionatelybenettedtheheadjudgeandotherreligiousleaders,see,pp.113,181).Forevidencethattheydecreasedresourcesavail-abletothemilitary,see,p.279). REVOLTONTHENILENILEFLOODS,JUDGEREPLACEMENT,ANDRELIGIOUSSTRUCTURESTheevidencepresentedintheprevioussectionsuggeststhatduringperiodsofsocialunrest,thepoliticalpoweroftheheadjudgeincreased,leadingtoanincreaseintheimplementationofhispreferredpolicies.Thisincrease,inturn,lessenedconictbetweenthesovereignandtheheadjudge,resultinginanequilibriumdecreaseinthejudgereplacementprobability.Inthissection,Iinvestigatetheextenttowhichthedataareconsistentwiththesepredictions.NileFloodandJudgeReplacementDataEgyptianshavemeasuredtheheightoftheannualNileoodsinceveryearlytimes.ThenilometerontheislandofRaudainCairoconsistedofarectan-gularwellthatwasconnectedtotheNilebythreeconduits.AverticalcolumninthemiddleofthewellservedasagaugeandwasusedtomeasuretheheightoftheNile.TheNileooddataprovidedbyIbnal-Hijazi(1470)coverthein-in-6221469]CEandcomefromacopyofthemeasurementstakenatthisnilometer(Popper,p.91)).Scholarsagreethatthesedataprovidecred-ibleestimatesoftheNilesannualoodlevelandhavebeenusedextensivelyintheclimatologyliterature.ThemonthandyearoftheheadjudgechangesusedinthispaperaretakenIbnHajar(1449[1998])andcovertheintervalinterval6411438]CE.IusetheNileyear(whichrunsfromJulytoJuly)astheunitofobservationandomitNileyearsthatareincompletelycoveredbythejudgedata.Whenmerged,theooddataandheadjudgedatacovertheNileyearsyears6411437].Inthebaselinesample,IdropallobservationspriortothestartoftheAyyubiddynastyin1169andallobservationsafter1425.Idroptheearlyob-servationsbecause,ingeneral,theEgyptianheadjudgehadaninsignicantpopularfollowingbefore1169.Theearliestsuchjudgeshavebeendescribedasgovernment-appointedadministratorsandasanintegralpartoftherul-ingclass(,p.39)).AlthoughEgyptianheadjudgesincreasinglydevelopedanindependentpowerbaseaslocalpopulationsconvertedtoIs-lam,thesedevelopmentswereinterruptedbytheFatimidconquestofEgyptLapidus,p.279)).DuringtheFatimidperiod(9691169),theShiaheadjudgerevertedtotheroleofgovernment-appointedadministratorandhadanegligiblepopularfollowingamongthemainlySunniMuslimpopulation.Thus,itisonlyaftertheriseoftheAyyubidsin1169thattheheadjudgeisbelievedtohaveregularlycommandedsignicantpopularsupport.IomitAlthoughtheFatimiddynastywasShiaandappointedaShiaheadjudge,itislikelythattheFatimidsprovidedpatronagetoinuentialSunnireligiousleaders(seeLapidus,p.281)).ThisremarkrefersprimarilytotheShaiheadjudge,sincethemajorityofEgyptsMuslimpopulationinthisperiodbelongedtotheShaischool.Whenfourheadjudgesfromdifferentschoolsweresimultaneouslyappointedafter1265,itseemslikelythatthosewhohadinsignif-icantfollowingsweremoregovernment-appointedadministratorsthanintermediariesbetweentherulerandthepopulace. ERICCHANEY 1.Nileshocksandjudgereplacementonthebaselinesample.Graydotsatthetopofthegraphdenoteyearswithjudgereplacement;blackdotsdenoteNileshocks.ThetimeseriesplotoftheNilesannualmaximumonthebaselinesampleisalsoprovidedforcomparison.yearsafter1425becausetherewasanabnormallyintenseconcentrationofNileshocksafterthisdate.graphicallypresentsthejudgereplacementresultsinthebaselinesample.TheblackdotsatthetopofthegraphdenoteNileshocks,whereasthegraydotsdenoteyearswithatleastonejudgereplacement.Theverticalaxisdetailstheoodlevelinmetersabovesealevel.TheNiletimetrendisplottedinblackandshowsthattheNileoodlevelslowlytrendedupwardovertime.ThisupwardtrendwascausedbysedimentaccumulationthatledtoanincreaseinboththeleveloftheNilebedandthesurroundingland(Popper,pp.241247),Borsch(2000)).Giventhisfact,IusealineartrendasaproxyfortheoptimalNileoodlevelorthelevelthatmaximizedagriculturalproductionduringtheharvestthefollowingspring.IthensettheNileshockvariableequalto1forNileooddeviationsthatareinthebottomortop5%ofthedeviationdistribution(thesecalculationsweremadeusingtheentiresampletofacilitatecomparisonsbetweensubsamples).ThecutoffsthatdeneNileshocksaremarkedbythetwograytrendlinesinFigureTheshockvariableusedthroughoutthepaperincludesbothapredictable(inastatisticalsense)nonlineartrendandsurprisechangesintheNilelevel. REVOLTONTHENILETABLEIROBABILITYOFEPLACEMENTUMMARYTATISTICS AllShockNonshock (2) PanelA:BaselineProbability22180PanelB:Before1169Probability1989166720 Columns13present100timestheprobabilityofjudgereplacementinallyears,yearsofNileshock,andnonshockyears,respectively.Standarddeviationsarepre-sentedbelowtherelevantprobabilitiesinparentheses.AlthoughitisplausiblethatmorepredictableNileshockshaddifferenteffectsthanthosethatweremoreofasurprise(perhapsbecauseelitesand/orpopu-lacecouldbetterprepareformorepredictableshocks),empiricallimitationsmakeitimpossibletoinvestigatethishypothesiswithanyreasonabledegreeofcertainty.However,closeinspectionofFiguresuggeststhatNileshockswereprimarilydrivenbyhigh-frequencyorsurprisevariationintheoodlevel.ThiscanbedemonstratedinamoreformalmannerbydecomposingNileshocksintothepartattributabletodeviationsoftheHodrickPrescott(HP)trendfromthelineartrendandthepartattributabletodeviationsfromtheHPtrend.ThelattersourceaccountsforoverhalftheNilesdeviationsfromthelineartrendduringshockyears.InTable,Ipresentsummarystatistics.Inthebaselinesample,theproba-bilityofajudgereplacementis22%inallyears,0%inyearsofNileshocks,and24%innonshockyears.Priorto1169CE,Nileshocksappeartohavehadasmallereffectontheprobabilityofjudgereplacement.JudgeReplacementToformallyestimatetherelationshipbetweenjudgereplacementandNileshocks,Iestimateaspecicationoftheformisadummyequalto1iftheincumbentjudgeatthestartofNilewasnolongerinofceattheendofthatyear,isanindicatorvariableequalto1iftheNileooddeviationisinthetoporbottom5%ofthedeviationdistribution,andisavectorofcontrols.Notethatthisspecicationiscloselylinkedtobinaryresponsemodelsforgroupeddurationdata(e.g., ERICCHANEYSueyoshi(1995)).Toaccountforpossibleserialcorrelation,theerrorstructureisassumedtobeautocorrelatedupto10lagsandheteroscedastic(NeweyandWest(1987)).Forexpositionalease,inthetablesIreport100timesTheestimatedobtainedomittingthevectorofcontrolsispresentedincol-umn1ofTableandprovidesthestandarderrorforthedifferencebetweencolumns3and2ofpanelAinTable.Thesecondandthirdcolumnsshowthattheseresultsdonotqualitativelychangewhendynastyanddecadedum-miesareincluded.IntherowlabelledAR,Iprovidethe-valuefromtheBreuschGodfreytestwiththenullhypothesisofnoautocorrelationintheer-rortermupto10lags.Incolumns13,thistestrejectsthenullhypothesisthattheerrorsarenotautocorrelatedatvaryinglevelsofstatisticalsignicance.TofurtherexaminetheextenttowhichNileshockscausedjudgechanges,incolumn4,Iaddvelagsandleadsoftheshockvariable.Inaddition,Iincludetwolagsofthedependentvariabletoaddressautocorrelationintheerrorterm.Thedatadonotrejectthenullhypothesisthatthecoefcientsonthelagsandleadsare,respectively,jointlyequaltozero.Inaddition,whenthesecontrolsareadded,theBreuschGodfreytestdoesnotrejectthenullhypothesisofnoautocorrelationintheerrorterm.ThisresultsuggeststhattheeffectsofNileshockswereconcentratedintheimpactyear.Incolumn5,Iperformthesameexerciseincluding10leadsandlags.Theresultsare,ingeneral,similar,withtheexceptionthatthedatarejectthenullhypothesisthatthelagsarejointlyequaltozero.Thisrobustresultisdrivenbyapositivecorrelationbetweentheeighthshocklagandjudgereplacements.Oneinterpretationofthisresultisthatitindicatesanunwindingofconces-sionsgiventotheheadjudgeduringNileoodsafterthethreatofNile-inducedunresthadsubsided.Alternatively,itispossiblethatthisresultisafalsepos-ReligiousStructuresThehistoricalevidencepresentedintherstsectionsuggeststhattheNile-induceddecreaseintheheadjudgesreplacementprobabilitymaybeindica-tiveofanincreaseintheimplementationofhispreferredpolicies.Inthissec-tion,IinvestigatetheeffectsofNileshocksonrelativeallocationstoreligiousstructures.Therelevanceofthisexerciseisstressedbystudiesthatsuggestthatsuchallocationsarethemostsignicantindicatoroftherelativeposi-tionsofthereligiousandmilitaryestablishments(,p.120))andFortheresultspresentedinTable,thecoefcientsonNiledroughtsandoods(i.e.,ab-normallylowandhighoods)aregenerallysimilarinmagnitude.Consequently,intheseregressions,Ireportheteroscedasticity-robuststandarderrors.Forexample,thetheoreticalframeworkinAcemogluandRobinson(2006)suggeststhesovereignwouldhavebeenlikelytorenegeonNile-inducedconcessionsoncethethreatofrevolthadpassed.WhytheheadjudgedidnotnditoptimaltooverthrowthesovereignandestablisharuleofjudgestoaddressthiscommitmentproblemwasdiscussedbyLapidus,p.153). REVOLTONTHENILETABLEIIEPLACEMENTAND DependentVariable:JudgeReplacedononttStandardizedMonuments (2)(4)(6)(7)(8)(9)(10) 33***8788**8621**9549*7032*8181005][009][000][093][072][001][002][000][064][045]p-Value(5leads)leads)020][091]p-Value(5lags))045][066]p-Value(10leads))047][088]p-Value(10lags)lags)000][087]Dynastydummies?NoYesNoYesYesNoYesNoYesYesDecadedummies?NoNoYesNoNoNoNoYesNoNo257257257257257257257257257257 Thedependentvariableincolumns15isadummyequalto1iftheincumbentjudgeatstartofNileyearisreplacedinthefollowingyear,whereasthedependentvariableincolumns610isastandardizedmeasureoftherelativeallocationofnewconstructionstoreligiousstructuresasexplainedinthetext.Incolumns15,Ireport100timestheestimatedcoefcient.Shockisanindicatorvariableequalto1iftheoodresidualisintheupper5%orlower5%oftheooddistribution.Therowlabel-valuefortheBreuschGodfreytestwiththenullhypothesisofnoautocorrelationupto10lags.Therows-Valueprovidethe-valueforthetestofthenullhypothesisthatthecoefcientsonthestatednumberofleadsandlagsofNileshocksarejointlyequalto0.Standarderrors,assumingtheerrorstructureisautocorrelatedupto10lagsandheteroscedastic,arepresentedinparentheses,asidefromthoseincolumns4,5,9,and10.whicharerobusttoheteroscedasticity.***,**,and*indicatesignicanceatthe1%,5%,and10%levels. ERICCHANEYstemsfromthefactthatresourcesallocatedtoreligiousstructuresbenettedtheheadjudgewhiledetractingfromtheresourcesavailabletothesovereign.IuseCreswell(1919)tocompileadatasetoftheconstructiondatesofmajorsecularandreligiousstructures,andcreateavariablethatmeasuresthetotalnumberofsecularandreligiousstructuresonwhichconstructionbeganineachlunaryear.ThesestructuresincludeCairosmostimportantreligiousmonu-ments(e.g.,mosquesormadrasas)aswellassecularstructures(e.g.,palacesorcitywalls).ThesovereignandothermilitaryelitesfundedalmostallthestructuresprovidedbyCreswellandthisdatasetlikelyprovidesareasonableapproximationtothetotalnumberofimportantstructuresbuiltoverthepe-riodcoveredbythedata.ToinvestigatetheeffectofNileooddeviationsontherateofconstructionofreligiousstructures,Iconstructameasureofthenumberofreligiousstruc-turesbuiltineachNileyear.Sincetheconstructiondatesaregivenbylunaryear,ItaketheweightedaverageofthetotalnumberofreligiousandsecularbuildingsbeguninthelunaryearsthatoverlappedwithatleastpartofagivenNileyear(wheretheweightsarethepercentageoftheNileyearoccupiedbytherespectivelunaryear).Ithentakethedifferencebetweenthestandardizednumberofreligiousandsecularbuildingsandmultiplythisdifferenceby100.IpresentregressionresultsoftheinvestigationoftheeffectofNileshocksonrelativeallocationstoreligiousstructuresincolumns610ofTable.Re-sultsincolumn6omitcontrolsandshowthatallocationstoreligiousstructuresincreasedbyroughly0.88standarddeviationsduringNileshocks.Incolumns7and8,Ishowthatthisresultremainsrobusttotheintroductionofdynastyanddecadedummies.Incolumns9and10,Iincludetwolagsofthedependentvariable,andlagsandleadsofNileshocks.Theseresultssuggestthatincreasesinrelativeallocationstoreligiousstructureswerelimitedtotheimpactyear.POSSIBLECAUSALCHANNELSIntheprevioussection,Ipresentedresultsconsistentwithhistoricalevi-dencethatNileshocksincreasedthepoliticalpoweroftheheadjudge.Inthissection,Iinvestigatetheextenttowhichsomeofthemostplausibleinterpre-tationsoftheresultsareconsistentwiththeavailableempiricalevidence.IncreasesinReligiosityItispossiblethattheempiricalresultsaredrivenbyaNile-inducedincreaseinthepopulacesreligiosity.Tomeettheincreaseddemandforreligiousser-vices,thesovereignmayhavebeenmorelikelytobothretaintheheadjudgeanddivertresourcestoreligiousstructures.Toinvestigatetheextenttowhichanincreaseinreligiositycanexplaintheresults,Iconstructameasureofreligiosityusingthechronicleli-MaarifatDuwalal-MulcomposedbytheEgyptianhistorianal-Maqrizi REVOLTONTHENILE(13641442).Inthischronicle,al-MaqrizioneofthemosttrustedsourcesfortheperiodcoveredbyhiswritingsprovidesayearlydescriptionofeventsinEgypt.ThemetricisinthespiritofBaker,Bloom,andDavis(2011)andis100timesthestandardizedmeasureofthenumberoftimesthewordprayeroccursinthedescriptionofeachyearsevents.Allthemetricsusingthissourceinthesubsequentanalysisareconstructedinasimilarmanner.Ipresenttheestimatesofregression()usingthismetricasthedependentvariableincolumn1ofTable.Theresultsshowthatal-MaqrizimentionsthewordprayersignicantlylessinhischronicleduringyearsofNileshock.OnewouldnotexpectthisresultifdeviantNileoodsledtoimportantin-creasesinreligiosityorinthedemandforreligiousservices,sinceanincreaseinbothindividualandcollectiveprayersseemsalikelymanifestationofin-creasedreligiosity.WhileitisclearlypossiblethatotherNile-inducedeventscrowdedoutreferencestoaveragelevelsofreligiosity(andthustheresultsshouldnotnecessarilybeinterpretedasevidenceofaNile-induceddecreaseinreligiosity),presumablyal-Maqriziwouldhaverecordedeventsrelatedtoim-portantincreasesinreligiosity.Thus,thisresultprovidessomeevidencethatNile-inducedincreasesinreligiosityarenotdrivingtheresults.DecreaseinReplacementProbabilitiesDidNilefailuresleadtoadecreaseinthereplacementprobabilitiesofallappointedofcials?Iempiricallyinvestigatethispossibilityintwosteps.First,IexaminetheeffectsofNileshocksonthereplacementoftheheadjudgepriorto1169.IfNile-induceddecreasesinthereplacementprobabili-tiesofallofcialsaredrivingtheresults,IwouldnotexpecttondsystematicdifferencesintheeffectsofNileshocksonjudgereplacementovertime.Toempiricallyinvestigatetheextenttowhichthedataareconsistentwiththisprediction,Ireportresultsobtainedbyrunningregression()ontheentirepre-1425sampleandallowingtheeffectofNileshockstobedifferentbeforeandafter1169incolumn2ofTable.Thenullhypothesisthatthesecoef-cientareequalisrejected,whichisnotconsistentwiththeuniformdecreaseinprobabilitieshypothesis.Sinceitispossiblethatthisresultisaproductofthefactthatthedataaremeasuredwithgreatererrorpriorto1169ortoothertime-varyingfactors,incolumn3ofTable,Ilimitthesampletoafter1265andreportresultsfromrunningequation()forthefourheadjudgeswhowereappointedinEgyptafterthisdate.ThesejudgesrepresentedthemainSunnilawschoolsandhaddifferentlevelsofadherenceamongEgyptianMuslims.Asabove,iftheuni-formdecreaseinprobabilitieshypothesisweretrue,IwouldexpectNileshockstoresultinsimilarprobabilitydecreasesacrossthefourschools.Resultsincol-umn3showthatthedatarejectthenullhypothesisthatNileshockshadsimilareffectsonthereplacementprobabilitiesofalltheheadjudges.Inparticular, ERICCHANEYTABLEIIIAUSAL PrayerJudgeCrusadeJudgeHighPricesUnrestSultanSultanJudge (2)(4)(5)(6)(7)(8)(9)(10) 20***8525*1 ( REVOLTONTHENILETABLEIII PrayerJudgeJudgeCrusadeJudgeHighPricesUnrestSultanSultan (1)(2)(4)(5)(6)(7)(8)(9)(10) (HighPrices)rices)56801051]p-Valuee001][000]EstimationOLSOLSSUROLSOLSOLSOLSOLSOLS254785160254254254254528528Maq.Maq.Maq.Maq.Ind.Ind. ThedependentvariableinthecolumnsmarkedJudge(Sultan)isadummyequalto1iftheincumbentjudge(sovereign)atthestartofNileyearisreplacedinthefollowingyear.Inthesecolumns,Ireport100timestheestimatedcoefcient.ThecolumnsPrayer,Crusade,HighPrices,andUnrestdenotetheuseofstandardizedmeasuresoftheextenttowhichprayer,Crusaders,highprices,andunrestarementionedinMaqrizischronicleasdescribedinthetextandtheSupplementalMaterial.Shockisanindicatorvariableequalto1iftheoodresidualisintheupper5%orlower5%oftheooddistribution.Shock5isanindicatorvariableequalto1iftheoodresidualisintheupper2.5%orlower2.5%oftheooddistribution.TheentriesMalikiShock,HanaShock,andHanbaliShockprovidethecoefcientonthevariableShockinregression()estimatedusingseeminglyunrelatedregression(SUR)whenheadjudgereplacementsfromtheMaliki,Hana,andHanbalischoolsareusedasthedependentvariable(thecoefcientontheShaiheadjudgeisprovidedintherstrowofcolumn3).Therow-Valueprovidesthe-valuecorrespondingtothetestthatalltheprovidedcoefcientsinthecolumnareequal.Intherowsample,Maq.denotestheyearsinthebaselinesampleinwhichthevariablesconstructedusingMaqrizischronicleareavailable([1172,1425]),andInd.denotesyearsinboththeearlyandbaselinesamplesinwhichEgyptwasnotpartofalargerempire.Standarderrorsassumingtheerrorstructureisautocorrelatedupto10lagsandheteroscedasticarepresentedinparenthesesasidefromthoseincolumn3,wheretheyarerobusttoheteroscedasticity.Allregressionsincludedecadedummies.***,**,and*indicatesignicanceatthe1%,5%,and10%levels. ERICCHANEYtheeffectofNileshocksisonlystatisticallysignicantforthejudgeswithsize-ablepopularfollowings(theShaiandMaliki)inthisperiod(p.172)).Takeninunison,theseresultscastdoubtontheuniformdecreaseinprob-abilitiesinterpretation,sinceNileshocksdidnotdecreasethereplacementprobabilitiesofalljudges.Moreover,theseresultsprovidesuggestiveevidencethatthedecreaseinreplacementprobabilitywasrootedinajudgescontroloverpopularsupport,becauseonlyjudgeswithsizeableconstituencieswit-nesseddeclinesintheirreplacementprobabilities.ExternalWarsItispossiblethatNileshocksincreasedtheprobabilityofconictwithneigh-boringpowers(perhapsbecauseNileshocksinducedsuchpowerstoinvade)andaffectedjudgereplacementsthroughthischannel.ToexaminewhetherNileshocksaffectedtheprobabilityofmilitaryconictwithneighboringpow-ers,IuseMaqrizischronicletoconstructametricofthetimeshementionsthewordCrusader()ineachyear.Presumably,thewordCrusadershouldappearmoreoftenduringperiodsofconictbetweenEgyptandtheCrusaders.SincetheCrusadersweretheforeignpowerthatwasmostlikelytoattack(orbeattackedby)Egyptformuchofthebaselinesample,thefactthatthepointestimatepresentedincolumn4ofTableisnotstatisticallysignicantpro-videssomeevidenceagainsttheimportanceofNile-inducedexternalwarsingeneratingtheresults.Incolumn5ofTable,IshowthatCrusaderreferencesarenegativelycorrelatedwithjudgereplacements.WhilethisresultshouldbetreatedwithcautiongiventhattheactivitiesoftheEgyptianandCrusaderarmiesmaybeendogenous,thesignofthiscoefcientisconsistentwiththehypothesisthatrulersengagedinwarsneededincreasedjudgesupporttohelppreventsocialunrest,tomaintainorder,and/ortomobilizethepopulaceasmilitaryauxil-iaries(e.g.,Lapidus,p.164)).IncreasedPoliticalPowerofReligiousLeadersAretheresultsindicativeofaNile-inducedincreaseinthejudgespoliticalpowerrootedinhiscontroloverpopularsupport?Intheidealworld,Iwouldobservetheprobabilityofasuccessfulrevolt,bothwithandwithoutjudgesup-portineachperiod.AlthoughthedatanecessarytoconstructthesemetricsdoInterestingly,thisresultisdrivenbyanegativerelationshipbetweenreplacementsandCru-saderreferencespriortothebattleofAcrein1291,whichmarkedthefallofthelastmajorCrusaderstrongholdinthemainlandMiddleEast.ForarelatedresultinearlymodernSpain,seeVidal-Robert(2011).Foratheorythatlinksdemocratizationtomilitaryconictoverthepasttwocenturies,seeTicchiandVindigni(2008) REVOLTONTHENILEnotexist,inthissection,IinvestigatetheextenttowhichNileshocksincreasedthepropensityforsocialunrest.PerhapsthecleanesttestoftheextenttowhichNileshocksincreasedthepropensityforunrestcomesfromameasureofperiodsofhighpricescon-structedusingMaqrizischronicle.IusethissourcetoconstructametricthatmeasurestheextenttowhichMaqrizireferstohighfoodpricesineachyear.Estimatesusingthisvariableasthedependentvariableinequation()arepresentedincolumn6ofTableandshowthatreferencestohighpricesin-creasedbyalittleover1standarddeviationduringNileshocks.Thisresultpro-videsdirectevidencethatNileshocksledtoincreasesinthepriceoffoodstuffsandprovidessupportfortheclaimthateliteswereunabletosystematicallyim-plementpoliciestopreventsuchincreases.Giventhelargeliteraturethatlinksincreasesinthepropensityforpopularunresttohighfoodprices,thisresultalsoprovidesindirectevidencethatNileshocksincreasedsocialunrest.MaqrizischroniclecanalsobeusedtoprovidedirectevidencethatNileshocksincreasedsocialunrest.IconstructametrictomeasuretheextenttowhichMaqrizireferencescombat,riots,andlootingineachyear.Regressionoutputusingthismetricasthedependentvariableispresentedincolumn7andshowsthatduringNileshocks,Maqriziincreasedreferencestounrestbyapproximately0.9standarddeviations.TofurtherinvestigatetheextenttowhichNileshocksincreasedunrest,Iin-vestigatetheeffectofNilefailuresonrulerchangesforallyearsinwhichEgyptwasnotaprovinceoflargerempirespriorto1425.Althoughthismetricisatbestanimperfectproxyforunrest,sinceincreasesinunrestoftendidnotleadtorulerchanges,theresultsincolumns8and9showapositivecorrelationbe-tweenNileshocksandrulerchanges.Thepointestimateisveryclosetozeroincolumn8,however,andisonlystatisticallysignicantincolumn9whenNileshocksaredenedusingthetopandbottom2.5%ofooddeviations.Thus,thisresultprovidessomeadditionalevidencethatNileshocksincreasedun-rest,althoughonlythemostsevereshocksappeartohaveresultedinrulerFinally,totheextentthatNileshocksonlyaffectedjudgereplacementbyincreasingtheprobabilityhecouldorganizearevolt,NileshocksshouldbeaOneimplicationoftheconceptualframeworkisthatceterisparibusthereshouldbemoreunrestwhenthesovereignreplacestheheadjudgethanwhenhedoesnotduringNileshocks.Unfortunatelythispredictioncannotbetakentothedata,sinceinthebaselinesamplethejudgeisneverreplacedduringshocks.Inaddition,conditioningonjudgereplacement(whichisaffectedbyNileshocks)introducesaformofselectionbias(see,forexample,AngristandPischke(2009)Forevidenceofapositiverelationshipbetweensocialunrestanddemocratizationsoverthepasttwocenturies,seePrzeworski(2009).Forevidencethateconomiccrisesincreasesuchunrestinmodernautocraticenvironments,seePrzeworski,Alvarez,Cheibub,andLimongi(2000)Giventhefactthattherearefewexamplesofjudgesendorsingrebellionsexante,itispossiblethatthisrelationshipisaproductoftheactionsofrivalmilitaryfactions. ERICCHANEYvalidinstrumentforjudgechangesinaregressionofjudgechangesonunrest.Ipresenttheinstrumentalvariable(IV)relationshipbetweenjudgereplace-mentandthepotentialforunrestproxiedbythehighpricesmetricincolumn10ofTable(therststageisgivenincolumn6).Belowthestandarderror,Iprovidea95%condenceintervalfortheIVcoefcientthatisrobusttobothweakinstrumentsandarbitrarywithin-decadecorrelation.TheIVpointesti-mateisnegativeandstatisticallysignicant,suggestingthatastandarddevia-tionincreaseinreferencestohighpricesledtoa30percentagepointdecreaseinthejudgereplacementprobability.CONCLUSIONDuringarguablyexogenousNileshocks,Egyptshighest-rankingreligiousauthoritywaslesslikelytobereplacedandrelativeallocationsofresourcestoreligiousstructuresincreased.Usinghistoryasaguide,Inotethatthesend-ingsareconsistentwiththehypothesisthatNileshocksincreasedthereligiousleaderspoliticalinuencebyraisingtheprobabilityhecouldcoordinateare-volt.Iprovideresultsconsistentwiththisconceptualframeworkandadditionalevidenceweighingagainstsomeofthemostplausiblealternativeexplanationsfortheseempiricalpatterns.MyoverallinterpretationoftheresultsiscloselyrelatedtothetheoreticalframeworkdevelopedinAcemogluandRobinson),whoempha-sizedthateconomiccrisesincreasetheprobabilityofthecollapseofautocraticregimesbytemporarilyalteringthebalanceofpoliticalpower.Ontheonehand,theresultsinthispapersuggesttherelevanceofthisliteratureinthepre-modernerabyprovidingevidencethatNileshocksalteredthebalanceofpoliticalpowerinfavorofEgyptshighest-rankingreligiousauthority.Ontheotherhand,noneofthedocumentedshocksledtothecollapseofpre-modernEgyptsautocraticarrangements.AtleastsincetheEnlightenment,scholarshavearguedthatreligiouslead-ershistoricallyusedtheirpopularinuencetohelpperpetuateauthoritarianinstitutions.Althoughtheextenttowhichreligiousleadershavehistoricallyworkedtostiedemocraticchangeremainsanareaforfutureresearch,itisinterestingthattheEnlightenmentthinkerscreditedwithlayingtheideologi-calunderpinningsofmoderndemocraticinstitutions(AcemogluandRobinson,p.69),Israel(2011))believedthatdemocracywasimpossiblewith-outrstdismantlingpriestlypower(,p.103)).Theseandsubse-quentscholarsmaintainedthatreligiousleadershistoricallyusedtheirpopularinuencetomitigatepressuresforinstitutionalchange.Consistentwiththisview,thispaperprovidesevidencethatthepoliticalpowerofEgyptshighest-rankingreligiousleaderincreasedduringperiodsofeconomicdownturnwhenThiscondenceintervalisderivedfromtheAndersonRubin(AR)teststatisticasdescribedFinlayandMagnusson(2009) REVOLTONTHENILEthepressuresforinstitutionalchangesarethoughttohavebeenparticularlyCEMOGLU,D.,J.A.R(2001):ATheoryofPoliticalTransitions,AmericanEco-nomicReview,91(4),938963. 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